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Pzena Investment Management, Inc.

PZNDelisted Oct 31, 2022
Industry
Investment Advice
SEC CIK
0001399249

Pzena Investment Management, Inc. was delisted on Oct 31, 2022; its insiders filed their last Form 4 on Nov 2, 2022; 77 institutions reported holding it in 13F filings for Q3 2022, worth $102.9M in total; no superinvestor held it.

13F holders, Q2 2021

Institutional positions in Pzena Investment Management, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
68
−5 vs. Q1 2021
Shares held
10.5M
−231.2K (−2.1%) vs. Q1 2021
Total value
$116.3M
+$2.74M (+2.4%) vs. Q1 2021
New holders
4
15 more added
Sold out
9
31 more reduced

Compare with Q1 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting PZN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2021: 68 institutions
Q1 2021: 73 institutionsQ2 2021: 68 institutionsQ3 2021: 73 institutionsQ4 2021: 73 institutionsQ1 2022: 76 institutionsQ2 2022: 67 institutionsQ3 2022: 77 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ2 2021: $116.3M
Q1 2021: $113.6MQ2 2021: $116.3MQ3 2021: $104.8MQ4 2021: $101.7MQ1 2022: $88.6MQ2 2022: $70.4MQ3 2022: $102.9MQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding PZN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 202277$102.9M
Q2 202267$70.4M
Q1 202276$88.6M
Q4 202173$101.7M
Q3 202173$104.8M
Q2 202168$116.3M
Q1 202173$113.6M

Institutions, Q2 2021

Shares, value and share of portfolio for each institution holding Pzena Investment Management, Inc.; share changes are against Q1 2021.

Institutions holding PZN in Q2 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Simplex Trading, LLC87$00.00%00.0%Unchanged
Glassman Wealth Services10$00.00%00.0%Unchanged
FMR LLC114$1.00K0.00%00.0%Unchanged
Quadrant Capital Group LLC96$1.00K0.00%00.0%Unchanged
The PNC Financial Services Group, Inc.110$2.00K0.00%00.0%Unchanged
BNP Paribas Arbitrage, SA672$7.40K0.00%−1,597−70.4%Reduced
Citigroup Inc837$9.00K0.00%−320−27.7%Reduced
Nisa Investment Advisors, LLC830$9.00K0.00%00.0%Unchanged
Ameritas Investment Partners, Inc.1,231$14.0K0.00%00.0%Unchanged
Legal & General Group Plc1,724$19.0K0.00%−228−11.7%Reduced
Barclays PLC2,233$25.0K0.00%−11,920−84.2%Reduced
Bank of America Corp3,690$40.0K0.00%−9,524−72.1%Reduced
Tower Research Capital LLC (TRC)3,627$40.0K0.00%−920−20.2%Reduced
Dorsey Wright & Associates3,860$42.0K0.01%+3,860New
Captrust Financial Advisors3,947$43.0K0.00%−11,215−74.0%Reduced
Royal Bank of Canada4,555$50.0K0.00%−787−14.7%Reduced
New York State Common Retirement Fund5,846$64.0K0.00%−8,954−60.5%Reduced
American International Group, Inc.9,464$104.0K0.00%−404−4.1%Reduced
Susquehanna International Group, LLP10,654$117.0K0.00%+10,654New
Lincoln National Corp11,131$123.0K0.00%+1,084+10.8%Added
Deutsche Bank AG11,359$125.0K0.00%−338−2.9%Reduced
Price T Rowe Associates Inc12,618$139.0K0.00%+489+4.0%Added
Kingsview Wealth Management, LLC14,955$167.0K0.01%−148,089−90.8%Reduced
Koss-Olinger Consulting, LLC15,617$172.0K0.03%00.0%Unchanged
Ritholtz Wealth Management15,918$175.0K0.01%+3,753+30.9%Added
Squarepoint Ops LLC16,348$180.0K0.00%+16,348New
Chicago Trust Co NA16,541$182.0K0.04%00.0%Unchanged
Meeder Asset Management Inc18,413$203.0K0.01%00.0%Unchanged
Rhumbline Advisers21,192$233.0K0.00%−1,081−4.9%Reduced
Millennium Management LLC22,939$253.0K0.00%−27,909−54.9%Reduced
California State Teachers Retirement System23,798$262.0K0.00%−1,726−6.8%Reduced
Alliancebernstein L.P.26,022$287.0K0.00%−4,100−13.6%Reduced
Citadel Advisors LLC26,519$292.0K0.00%+15,350+137.4%Added
First Quadrant L P35,898$395.0K0.05%−7,911−18.1%Reduced
Morgan Stanley36,581$402.0K0.00%−12,649−25.7%Reduced
Charles Schwab Investment Management Inc44,276$488.0K0.00%+4,044+10.1%Added
LSV Asset Management48,800$537.0K0.00%00.0%Unchanged
Gabelli Funds LLC55,000$606.0K0.00%00.0%Unchanged
JPMorgan Chase & Co56,599$623.0K0.00%+1,376+2.5%Added
O'Shaughnessy Asset Management, LLC59,646$657.0K0.01%+10,012+20.2%Added
Parametric Portfolio Associates LLC60,018$661.0K0.00%+425+0.7%Added
Bank of New York Mellon Corp62,240$685.0K0.00%+135+0.2%Added
STRS Ohio68,500$754.0K0.00%00.0%Unchanged
Nierenberg Investment Management Company, Inc.74,610$821.0K0.68%00.0%Unchanged
Gamco Investors, Inc. Et Al80,000$881.0K0.01%00.0%Unchanged
Los Angeles Capital Management LLC89,988$991.0K0.00%+2,160+2.5%Added
Panagora Asset Management Inc91,235$1.00M0.01%−20,987−18.7%Reduced
Nuveen Asset Management, LLC91,822$1.01M0.00%−5,918−6.1%Reduced
Goldman Sachs Group Inc108,554$1.20M0.00%+74,911+222.7%Added
Bridgeway Capital Management, LLC109,200$1.20M0.02%00.0%Unchanged
Wells Fargo & Company116,621$1.28M0.00%+12,691+12.2%Added
Arrowstreet Capital, Limited Partnership132,978$1.46M0.00%+104,943+374.3%Added
Teton Advisors, Inc.145,000$1.60M0.21%00.0%Unchanged
Rock Point Advisors, LLC153,930$1.70M0.49%−850−0.5%Reduced
Northern Trust Corp200,095$2.20M0.00%−17,078−7.9%Reduced
Great Lakes Advisors, LLC229,117$2.52M0.04%−44,163−16.2%Reduced
Brandywine Global Investment Management, LLC232,552$2.56M0.02%−16,200−6.5%Reduced
Russell Investments Group, Ltd.243,539$2.68M0.00%+243,539New
Geode Capital Management, LLC270,104$2.97M0.00%+42,021+18.4%Added
Monarch Partners Asset Management LLC289,046$3.18M0.46%+36,705+14.5%Added
State Street Corp296,439$3.26M0.00%−4,180−1.4%Reduced
Dimensional Fund Advisors LP431,054$4.75M0.00%−3,507−0.8%Reduced
Cacti Asset Management LLC722,895$8.19M0.68%00.0%Unchanged
Vanguard Group Inc769,522$8.47M0.00%−9,494−1.2%Reduced
Renaissance Technologies LLC866,028$9.54M0.01%−31,522−3.5%Reduced
Deprince Race & Zollo Inc1,026,284$11.3M0.29%−167,970−14.1%Reduced
BlackRock Inc.1,031,769$11.4M0.00%−97,113−8.6%Reduced
Punch & Associates Investment Management, Inc.1,904,912$21.0M1.18%−16,839−0.9%Reduced
Assenagon Asset Management S.A.0$00.00%−43,400−100.0%Sold out
California Public Employees Retirement System0$00.00%−28,710−100.0%Sold out
Manufacturers Life Insurance Company, The0$00.00%−15,098−100.0%Sold out
Marshall Wace, LLP0$00.00%−14,848−100.0%Sold out
HSBC Holdings PLC0$00.00%−14,380−100.0%Sold out
Engineers Gate Manager LP0$00.00%−10,021−100.0%Sold out
UBS Group AG0$00.00%−2,691−100.0%Sold out
Bank of Montreal0$00.00%−831−100.0%Sold out
Wealthcare Capital Management LLC0$00.00%−187−100.0%Sold out