PIMCO Corporate & Income Opportunity Fund

PTY

Exchange: NYSE
SEC CIK: 0001190935

SEC filings (opens in a new tab)

No open-market purchases or sales by PIMCO Corporate & Income Opportunity Fund insiders were filed in the last 90 days; 222 institutions reported holding it in 13F filings for Q2 2026, worth $421.1M in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding PIMCO Corporate & Income Opportunity Fund changed between Q3 2021 and Q4 2021.

All holders in Q4 2021 All holders in Q3 2021

13F holders of PTY: Q3 2021 compared with Q4 2021
Measure	Q3 2021	Of which not filed for Q4 2021	Q4 2021	Change
Holders	138	4	148	+14
Shares	10.3M	99.8K	9.94M	−214.9K (−2.1%)
Value	$187.5M	$1.83M	$164.4M	−$21.3M (−11.5%)

4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (31)

Institutions that held PIMCO Corporate & Income Opportunity Fund at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to PTY in Q4 2021
Institution	Shares	Value	% of portfolio
C2C Wealth Management, LLC	58,495	$968.0K	0.14%
HB Wealth Management, LLC	47,221	$781.0K	0.02%
GWM Advisors LLC	43,561	$720.0K	0.01%
Bridge Advisory, LLC	36,682	$607.0K	0.27%
Ameritas Advisory Services, LLC	24,681	$408.0K	0.01%
Virtu Financial LLC	22,749	$376.0K	0.04%
GSB Wealth Management, LLC	22,025	$364.0K	0.10%
Kellett Schaffner Wealth Advisors LLC	20,689	$342.0K	0.26%
Collaborative Wealth Managment Inc.	20,269	$335.0K	0.18%
Biltmore Capital Advisors LLC	20,000	$331.0K	0.06%
Susquehanna International Group, LLP	19,038	$315.0K	0.00%
Fort Pitt Capital Group, LLC	18,235	$302.0K	0.01%
Stock Yards Bank & Trust Co	17,260	$285.0K	0.01%
SFI Advisors, LLC	13,868	$233.0K	0.21%
Nomura Holdings Inc	12,000	$198.0K	0.00%
Cooper Financial Group	11,878	$196.0K	0.07%
National Asset Management, Inc.	11,019	$183.0K	0.01%
Balentine LLC	10,000	$165.0K	0.01%
Belpointe Asset Management LLC	8,485	$140.0K	0.01%
Steward Partners Investment Advisory, LLC	8,182	$135.0K	0.00%
CoreCap Advisors, LLC	6,650	$110.0K	0.01%
Carroll Financial Associates, Inc.	4,290	$70.0K	0.00%
CWM, LLC	3,197	$53.0K	0.00%
Versant Capital Management, Inc	2,500	$41.0K	0.01%
Commons Capital, LLC	1,353	$22.0K	0.02%
Andrew Hill Investment Advisors, Inc.	947	$15.0K	0.01%
Confluence Wealth Services, Inc.	775	$12.0K	0.00%
KRS Capital Management, LLC	500	$8.00K	0.01%
Outfitter Financial LLC	300	$5.00K	0.00%
High Net Worth Advisory Group LLC	219	$4.00K	0.00%
Widmann Financial Services, Inc.	175	$2.00K	0.00%

Sold out (17)

Institutions that held PIMCO Corporate & Income Opportunity Fund at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of PTY in Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Terra Nova Asset Management LLC	95,184	$1.74M
Focus Financial Network, Inc.	86,007	$1.58M
Ascendant Capital Management, LLC	73,000	$1.33M
Aurora Private Wealth, Inc.	69,763	$1.28M
Redhawk Wealth Advisors, Inc.	20,077	$367.0K
Gradient Investments LLC	14,650	$268.0K
Cetera Advisors LLC	11,030	$202.0K
V Wealth Advisors LLC	10,339	$189.0K
Bartlett & Co. Wealth Management LLC	4,450	$81.9K
Bartlett & Co. LLC	4,450	$81.0K
D'Orazio & Associates, Inc.	1,145	$21.0K
Fifth Third Bancorp	1,000	$18.0K
TCTC Holdings, LLC	1,000	$18.0K
Halpern Financial, Inc.	607	$11.1K
Cahill Financial Advisors Inc	475	$9.00K
Joseph P. Lucia & Associates, LLC	320	$6.00K
Tower Research Capital LLC (TRC)	46	$1.00K

Not filed for Q4 2021 yet (4)

Institutions that held PIMCO Corporate & Income Opportunity Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PTY in Q3 2021 that haven't filed for Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Homrich & Berg	47,221	$864.0K
Ameritas Investment Company, LLC	24,531	$449.0K
Mid Atlantic Financial Management Inc	23,850	$436.0K
Sonora Investment Management, LLC	4,229	$77.0K