Proterra Inc
PTRAQDelisted Sep 8, 2023- Industry
- Motor Vehicles & Passenger Car Bodies
- SEC CIK
- 0001820630
Proterra Inc was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Mar 13, 2024; 162 institutions reported holding it in 13F filings for Q2 2023, worth $153.8M in total; Soros Fund Management was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Proterra Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 176
- 0 vs. Q3 2022
- Shares held
- 138.0M
- +2.64M (+1.9%) vs. Q3 2022
- Total value
- $520.3M
- −$153.9M (−22.8%) vs. Q3 2022
- New holders
- 22
- 64 more added
- Sold out
- 22
- 41 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PTRAQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 1 | $1 |
| Q3 2023 | 7 | $35.8K |
| Q2 2023 | 162 | $153.8M |
| Q1 2023 | 166 | $199.6M |
| Q4 2022 | 176 | $520.3M |
| Q3 2022 | 177 | $674.3M |
| Q2 2022 | 168 | $609.0M |
| Q1 2022 | 152 | $840.5M |
| Q4 2021 | 143 | $929.8M |
| Q3 2021 | 106 | $641.9M |
| Q2 2021 | 80 | $769.4M |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Proterra Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pictet Asset Management SA | 20,198 | $76.0K | 0.00% | +20,198 | New |
| Principal Financial Group Inc | 20,064 | $75.6K | 0.00% | −7,062−26.0% | Reduced |
| Pathstone Family Office, LLC | 19,383 | $73.1K | 0.00% | −350−1.8% | Reduced |
| Beacon Pointe Advisors, LLC | 19,060 | $71.9K | 0.00% | 00.0% | Unchanged |
| Wellspring Financial Advisors, LLC | 17,554 | $66.2K | 0.02% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 15,968 | $60.2K | 0.01% | +4,655+41.1% | Added |
| LPL Financial LLC | 15,773 | $59.5K | 0.00% | −5,123−24.5% | Reduced |
| Parsec Financial Management, Inc. | 14,703 | $55.4K | 0.00% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 14,538 | $55.0K | 0.00% | −1,646−10.2% | Reduced |
| Telemus Capital, LLC | 14,953 | $54.7K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 14,414 | $54.3K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 14,699 | $54.0K | 0.00% | +7,799+113.0% | Added |
| Copperwynd Financial, LLC | 14,266 | $53.8K | 0.03% | 00.0% | Unchanged |
| Point72 Middle East FZE | 14,254 | $53.7K | 0.00% | +14,254 | New |
| Cetera Advisor Networks LLC | 14,232 | $53.7K | 0.00% | −1,206−7.8% | Reduced |
| Prudential Financial Inc | 14,165 | $53.4K | 0.00% | −30,875−68.6% | Reduced |
| Metropolitan Life Insurance Co | 13,691 | $51.6K | 0.00% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 13,500 | $50.9K | 0.01% | 00.0% | Unchanged |
| Xponance, Inc. | 12,755 | $48.1K | 0.00% | +326+2.6% | Added |
| First Republic Investment Management, Inc. | 12,699 | $47.9K | 0.00% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 12,408 | $46.8K | 0.01% | +12,408 | New |
| Baillie Gifford & Co | 12,406 | $46.8K | 0.00% | +305+2.5% | Added |
| BSW Wealth Partners | 12,104 | $46.0K | 0.01% | +12,104 | New |
| Belvedere Trading LLC | 11,723 | $44.2K | 0.03% | +11,723 | New |
| Regis Management CO LLC | 11,628 | $44.0K | 0.01% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 11,070 | $41.7K | 0.00% | +217+2.0% | Added |
| TownSquare Capital, LLC | 10,000 | $37.7K | 0.00% | −189−1.9% | Reduced |
| Cutler Group LP | 9,487 | $35.0K | 0.00% | +8,987+1,797.4% | Added |
| Nisa Investment Advisors, LLC | 8,680 | $33.0K | 0.00% | −92−1.0% | Reduced |
| UBS Group AG | 8,048 | $30.3K | 0.00% | +2,823+54.0% | Added |
| Simplex Trading, LLC | 7,993 | $30.0K | 0.00% | −22,462−73.8% | Reduced |
| Fifth Third Bancorp | 3,960 | $14.9K | 0.00% | +3,960 | New |
| TCI Wealth Advisors, Inc. | 3,566 | $13.4K | 0.00% | +666+23.0% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 3,538 | $13.3K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 2,700 | $10.2K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,300 | $8.67K | 0.00% | 00.0% | Unchanged |
| Orion Capital Management LLC | 2,000 | $7.54K | 0.01% | 00.0% | Unchanged |
| FMR LLC | 1,592 | $6.00K | 0.00% | −4,403−73.4% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,515 | $5.71K | 0.00% | −1,200−44.2% | Reduced |
| Parallel Advisors, LLC | 1,272 | $4.80K | 0.00% | +490+62.7% | Added |
| Oliver Lagore Vanvalin Investment Group | 1,200 | $4.52K | 0.00% | +200+20.0% | Added |
| Bartlett & Co. LLC | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,446 | $3.77K | 0.00% | +1,446 | New |
| GHP Investment Advisors, Inc. | 1,000 | $3.77K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 1,000 | $3.77K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 1,000 | $3.77K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 992 | $3.74K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 851 | $3.21K | 0.00% | −19−2.2% | Reduced |
| Money Concepts Capital Corp | 775 | $2.92K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 705 | $2.66K | 0.00% | +321+83.6% | Added |
| Belpointe Asset Management LLC | 678 | $2.56K | 0.00% | +678 | New |
| Larson Financial Group LLC | 526 | $1.98K | 0.00% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 376 | $1.39K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 310 | $1.17K | 0.00% | −471−60.3% | Reduced |
| Red Tortoise LLC | 283 | $1.07K | 0.00% | +283 | New |
| TSFG, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Level Financial Advisors, Inc. | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 250 | $943 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 250 | $942 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 211 | $795 | 0.00% | −10,105−98.0% | Reduced |
| National Bank of Canada | 200 | $754 | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 200 | $754 | 0.00% | +200 | New |
| Bell Investment Advisors, Inc | 154 | $581 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 109 | $411 | 0.00% | +109 | New |
| Steward Partners Investment Advisory, LLC | 100 | $377 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 87 | $328 | 0.00% | −37−29.8% | Reduced |
| Farther Finance Advisors, LLC | 72 | $271 | 0.00% | +72 | New |
| Tradewinds Capital Management, LLC | 55 | $207 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 39 | $147 | 0.00% | +34+680.0% | Added |
| Private Advisor Group, LLC | 10,038 | $38 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 6 | $23 | 0.00% | +6 | New |
| Winch Advisory Services, LLC | 67 | $0 | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 22 | $0 | 0.00% | −1−4.3% | Reduced |
| IFP Advisors, Inc | 1,000 | – | – | +700+233.3% | Added |
| Sofos Investments, Inc. | 4 | – | – | +4 | New |
| DekaBank Deutsche Girozentrale | 0 | $0 | 0.00% | −277,000−100.0% | Sold out |
| Krane Funds Advisors LLC | 0 | $0 | 0.00% | −171,520−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −134,700−100.0% | Sold out |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 0 | $0 | 0.00% | −88,217−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −76,035−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −45,544−100.0% | Sold out |
| Operose Advisors LLC | 0 | $0 | 0.00% | −41,196−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −39,336−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −29,150−100.0% | Sold out |
| Polar Capital Holdings Plc | 0 | $0 | 0.00% | −20,027−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −17,655−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −15,788−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −15,545−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −14,116−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −10,275−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Capital Advisors, Ltd. LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −54−100.0% | Sold out |
| Navigation Wealth Management, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −56−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −1,325−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |