Proterra Inc
PTRAQDelisted Sep 8, 2023- Industry
- Motor Vehicles & Passenger Car Bodies
- SEC CIK
- 0001820630
Proterra Inc was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Mar 13, 2024; 162 institutions reported holding it in 13F filings for Q2 2023, worth $153.8M in total; Soros Fund Management was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Proterra Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 143
- +38 vs. Q3 2021
- Shares held
- 105.3M
- +56.8M (+117.2%) vs. Q3 2021
- Total value
- $929.8M
- +$445.3M (+91.9%) vs. Q3 2021
- New holders
- 59
- 46 more added
- Sold out
- 21
- 22 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PTRAQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 1 | $1 |
| Q3 2023 | 7 | $35.8K |
| Q2 2023 | 162 | $153.8M |
| Q1 2023 | 166 | $199.6M |
| Q4 2022 | 176 | $520.3M |
| Q3 2022 | 177 | $674.3M |
| Q2 2022 | 168 | $609.0M |
| Q1 2022 | 152 | $840.5M |
| Q4 2021 | 143 | $929.8M |
| Q3 2021 | 106 | $641.9M |
| Q2 2021 | 80 | $769.4M |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Proterra Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allworth Financial LP | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 53 | $0 | 0.00% | +53 | New |
| Winch Advisory Services, LLC | 67 | $1.00K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 200 | $2.00K | 0.00% | +100+100.0% | Added |
| National Bank of Canada | 200 | $2.00K | 0.00% | +200 | New |
| TSFG, LLC | 200 | $2.00K | 0.00% | +200 | New |
| IFP Advisors, Inc | 300 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 310 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 366 | $3.00K | 0.00% | +37+11.2% | Added |
| Parallel Advisors, LLC | 300 | $3.00K | 0.00% | +225+300.0% | Added |
| Clearstead Advisors, LLC | 477 | $4.00K | 0.00% | +77+19.3% | Added |
| Wolverine Asset Management LLC | 674 | $5.00K | 0.00% | −540−44.5% | Reduced |
| Tower Research Capital LLC (TRC) | 580 | $5.00K | 0.00% | +80+16.0% | Added |
| Larson Financial Group LLC | 526 | $5.00K | 0.00% | 00.0% | Unchanged |
| Dixon Hughes Goodman Wealth Advisors LLC | 600 | $5.00K | 0.00% | +600 | New |
| Washington Trust Advisors, Inc. | 783 | $7.00K | 0.00% | +783 | New |
| Northwestern Mutual Wealth Management Co | 950 | $8.00K | 0.00% | +950 | New |
| Mark Sheptoff Financial Planning, LLC | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,210 | $11.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 1,600 | $14.0K | 0.00% | +1,600 | New |
| Federation des caisses Desjardins du Quebec | 2,180 | $19.2K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,577 | $23.0K | 0.00% | +260+11.2% | Added |
| JFS Wealth Advisors, LLC | 2,700 | $24.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,900 | $26.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 3,415 | $30.0K | 0.00% | +3,415 | New |
| Evoke Wealth, LLC | 3,415 | $30.0K | 0.00% | +3,415 | New |
| Kayne Anderson Rudnick Investment Management LLC | 3,538 | $31.0K | 0.00% | +3,538 | New |
| Tarbox Family Office, Inc. | 4,000 | $35.0K | 0.01% | 00.0% | Unchanged |
| Operose Advisors LLC | 5,000 | $44.0K | 0.04% | +5,000 | New |
| FMR LLC | 5,725 | $51.0K | 0.00% | −2,817,779−99.8% | Reduced |
| Point72 Asset Management, L.P. | 6,723 | $59.0K | 0.00% | −499,477−98.7% | Reduced |
| FourThought Financial, LLC | 7,669 | $68.0K | 0.01% | +1,232+19.1% | Added |
| Wells Fargo & Company | 8,125 | $72.0K | 0.00% | −3,551−30.4% | Reduced |
| Deutsche Bank AG | 8,305 | $73.0K | 0.00% | +8,305 | New |
| Simplex Trading, LLC | 9,266 | $81.0K | 0.00% | +6,370+220.0% | Added |
| Kepos Capital LP | 9,400 | $83.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,825 | $87.0K | 0.00% | −37,238−79.1% | Reduced |
| Fox Run Management, L.L.C. | 10,154 | $90.0K | 0.05% | +10,154 | New |
| Alpine Global Management, LLC | 10,575 | $93.0K | 0.01% | +10,575 | New |
| Baillie Gifford & Co | 10,600 | $94.0K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 10,829 | $95.0K | 0.00% | −8,829−44.9% | Reduced |
| PFS Investments Inc. | 11,361 | $100.0K | 0.00% | +11,361 | New |
| Regis Management CO LLC | 11,628 | $103.0K | 0.02% | +11,628 | New |
| Cutler Group LP | 11,930 | $105.0K | 0.01% | −11,035−48.1% | Reduced |
| Cetera Advisor Networks LLC | 11,838 | $105.0K | 0.00% | +1,688+16.6% | Added |
| Mirabella Financial Services LLP | 12,476 | $110.0K | 0.01% | +12,476 | New |
| Creative Planning | 12,930 | $114.0K | 0.00% | +12,930 | New |
| HSBC Holdings PLC | 14,871 | $133.0K | 0.00% | +14,871 | New |
| Greenlight Capital Inc | 15,070 | $133.0K | 0.01% | +15,070 | New |
| Tuttle Tactical Management | 15,411 | $136.0K | 0.21% | +15,411 | New |
| Marathon Trading Investment Management LLC | 15,575 | $138.0K | 0.06% | −1,025−6.2% | Reduced |
| Dark Forest Capital Management LP | 19,009 | $168.0K | 0.06% | +19,009 | New |
| LPL Financial LLC | 21,075 | $186.0K | 0.00% | +3,044+16.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 22,439 | $198.0K | 0.00% | +22,439 | New |
| UBS Group AG | 22,543 | $200.0K | 0.00% | +17,566+352.9% | Added |
| Polar Capital Holdings Plc | 23,055 | $204.0K | 0.00% | +23,055 | New |
| Harel Insurance Investments & Financial Services Ltd. | 23,381 | $209.0K | 0.00% | +23,381 | New |
| Bank of America Corp | 23,759 | $210.0K | 0.00% | −15,196−39.0% | Reduced |
| CSS LLC | 23,915 | $211.0K | 0.01% | +23,915 | New |
| HighTower Advisors, LLC | 24,810 | $219.0K | 0.00% | −29,190−54.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 26,444 | $234.0K | 0.00% | +15,687+145.8% | Added |
| Advisors Asset Management, Inc. | 27,093 | $239.2K | 0.00% | +27,093 | New |
| Chicago Partners Investment Group LLC | 30,294 | $251.0K | 0.02% | +1,000+3.4% | Added |
| Vident Investment Advisory, LLC | 29,167 | $258.0K | 0.01% | +8,209+39.2% | Added |
| Virtu Financial LLC | 30,464 | $269.0K | 0.03% | +30,464 | New |
| Price T Rowe Associates Inc | 31,700 | $280.0K | 0.00% | +31,700 | New |
| Carroll Financial Associates, Inc. | 31,500 | $281.0K | 0.01% | −2,000−6.0% | Reduced |
| Citigroup Inc | 31,772 | $281.0K | 0.00% | −1,224−3.7% | Reduced |
| Teacher Retirement System of Texas | 32,638 | $288.0K | 0.00% | +32,638 | New |
| HRT Financial LP | 35,434 | $312.0K | 0.00% | −61,779−63.6% | Reduced |
| Vigilare Wealth Management | 36,100 | $319.0K | 0.19% | +200+0.6% | Added |
| Paloma Partners Management Co | 36,459 | $322.0K | 0.01% | +36,459 | New |
| Janus Henderson Group PLC | 36,909 | $326.0K | 0.00% | +36,909 | New |
| Luminus Management LLC | 37,968 | $335.0K | 0.08% | −28,032−42.5% | Reduced |
| Cresset Asset Management, LLC | 39,475 | $348.0K | 0.00% | +28,547+261.2% | Added |
| Balyasny Asset Management LLC | 40,156 | $355.0K | 0.00% | +40,156 | New |
| Legal & General Group Plc | 41,028 | $362.0K | 0.00% | +41,028 | New |
| Voloridge Investment Management, LLC | 43,561 | $385.0K | 0.00% | +43,561 | New |
| The PNC Financial Services Group, Inc. | 43,788 | $387.0K | 0.00% | +26,928+159.7% | Added |
| Telemus Capital, LLC | 44,479 | $393.0K | 0.03% | +30,399+215.9% | Added |
| Public Employees Retirement Association of Colorado | 45,089 | $398.0K | 0.00% | +45,089 | New |
| Arizona State Retirement System | 45,712 | $404.0K | 0.00% | +45,712 | New |
| Aigen Investment Management, LP | 45,811 | $405.0K | 0.02% | +45,811 | New |
| ExodusPoint Capital Management, LP | 54,556 | $482.0K | 0.01% | +54,556 | New |
| Qube Research & Technologies Ltd | 77,634 | $686.0K | 0.01% | +77,634 | New |
| Wagner Wealth Management, LLC | 78,205 | $691.0K | 0.53% | +18,500+31.0% | Added |
| Janney Montgomery Scott LLC | 82,747 | $731.0K | 0.00% | +82,747 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 82,037 | $768.0K | 0.00% | +82,037 | New |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 88,217 | $790.4K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 94,205 | $833.0K | 0.00% | +13,506+16.7% | Added |
| Carmignac Gestion | 96,032 | $848.0K | 0.01% | −151,388−61.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 106,288 | $939.0K | 0.00% | +12,556+13.4% | Added |
| Nikko Asset Management Americas, Inc. | 106,288 | $944.0K | 0.00% | +12,556+13.4% | Added |
| Goldman Sachs Group Inc | 118,278 | $1.04M | 0.00% | +107,473+994.7% | Added |
| Group One Trading, L.P. | 118,779 | $1.05M | 0.02% | −67,074−36.1% | Reduced |
| UBS Asset Management Americas Inc | 124,463 | $1.10M | 0.00% | +124,463 | New |
| Toroso Investments, LLC | 125,965 | $1.11M | 0.03% | +1,387+1.1% | Added |
| Credit Suisse AG | 126,339 | $1.12M | 0.00% | +126,339 | New |
| D. E. Shaw & Co., Inc. | 128,353 | $1.13M | 0.00% | −871,647−87.2% | Reduced |