PennyMac Financial Services, Inc.
PFSI- Exchange
- NYSE
- Industry
- Mortgage Bankers & Loan Correspondents
- SEC CIK
- 0001745916
In the last 90 days, PennyMac Financial Services, Inc. insiders filed 0 open-market purchases and 1 sale; 230 institutions reported holding it in 13F filings for Q2 2026, worth $2.93B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in PennyMac Financial Services, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 200
- +1 vs. Q2 2021
- Shares held
- 32.9M
- +167.7K (+0.5%) vs. Q2 2021
- Total value
- $2.01B
- −$9.20M (−0.5%) vs. Q2 2021
- New holders
- 29
- 60 more added
- Sold out
- 28
- 87 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFSI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 230 | $2.93B |
| Q1 2026 | 234 | $2.94B |
| Q4 2025 | 265 | $4.12B |
| Q3 2025 | 231 | $3.96B |
| Q2 2025 | 220 | $3.07B |
| Q1 2025 | 203 | $3.16B |
| Q4 2024 | 207 | $3.11B |
| Q3 2024 | 202 | $3.49B |
| Q2 2024 | 184 | $2.76B |
| Q1 2024 | 193 | $2.63B |
| Q4 2023 | 192 | $2.58B |
| Q3 2023 | 176 | $1.91B |
| Q2 2023 | 169 | $2.07B |
| Q1 2023 | 176 | $1.74B |
| Q4 2022 | 179 | $1.62B |
| Q3 2022 | 169 | $1.27B |
| Q2 2022 | 175 | $1.31B |
| Q1 2022 | 185 | $1.69B |
| Q4 2021 | 205 | $2.12B |
| Q3 2021 | 200 | $2.01B |
| Q2 2021 | 201 | $2.03B |
| Q1 2021 | 230 | $2.27B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding PennyMac Financial Services, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bell Investment Advisors, Inc | 8 | $0 | 0.00% | +8 | New |
| Patriot Financial Group Insurance Agency, LLC | 22 | $1.00K | 0.00% | +13+144.4% | Added |
| Private Capital Group, LLC | 15 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 16 | $1.00K | 0.00% | +16 | New |
| Cordant, Inc. | 20 | $1.00K | 0.00% | +20 | New |
| Harbour Investments, Inc. | 35 | $2.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 43 | $2.00K | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 31 | $2.00K | 0.00% | +31 | New |
| Lee Financial Co | 48 | $3.00K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 58 | $4.00K | 0.00% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 58 | $4.00K | 0.00% | −8−12.1% | Reduced |
| Rockefeller Capital Management L.P. | 75 | $4.00K | 0.00% | +75 | New |
| Barclays PLC | 77 | $5.00K | 0.00% | −789−91.1% | Reduced |
| TFC Financial Management | 85 | $5.00K | 0.00% | 00.0% | Unchanged |
| Cahill Financial Advisors Inc | 83 | $5.00K | 0.00% | +83 | New |
| Webster Bank, N. A. | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 102 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 166 | $10.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 200 | $12.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 212 | $13.0K | 0.00% | +45+26.9% | Added |
| Dark Forest Capital Management LP | 248 | $15.0K | 0.01% | −13,235−98.2% | Reduced |
| Norway Savings Bank | 325 | $20.0K | 0.01% | 00.0% | Unchanged |
| Counterpoint Mutual Funds LLC | 333 | $20.0K | 0.02% | +126+60.9% | Added |
| Parkside Financial Bank & Trust | 465 | $28.0K | 0.01% | +8+1.8% | Added |
| US Bancorp | 653 | $40.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 793 | $48.0K | 0.00% | −52,299−98.5% | Reduced |
| Wolverine Asset Management LLC | 1,183 | $72.0K | 0.00% | +1,183 | New |
| Ci Investments Inc. | 1,658 | $101.0K | 0.00% | −3−0.2% | Reduced |
| Toronto Dominion Bank | 1,660 | $101.0K | 0.00% | +85+5.4% | Added |
| Tower Research Capital LLC (TRC) | 2,186 | $134.0K | 0.00% | −1,390−38.9% | Reduced |
| Canada Pension Plan Investment Board | 2,359 | $144.0K | 0.00% | +1,574+200.5% | Added |
| IFP Advisors, Inc | 2,402 | $149.0K | 0.00% | −372−13.4% | Reduced |
| Captrust Financial Advisors | 2,486 | $152.0K | 0.00% | −91−3.5% | Reduced |
| Ameritas Investment Partners, Inc. | 2,518 | $154.0K | 0.01% | −252−9.1% | Reduced |
| Advisor Group Holdings, Inc. | 2,855 | $175.0K | 0.00% | −2,110−42.5% | Reduced |
| American Portfolios Advisors | 3,050 | $186.4K | 0.01% | −150−4.7% | Reduced |
| Macquarie Group Ltd | 3,120 | $191.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 3,231 | $199.0K | 0.00% | −342−9.6% | Reduced |
| Pictet Asset Management SA | 3,429 | $210.0K | 0.00% | +3,429 | New |
| Verition Fund Management LLC | 3,591 | $220.0K | 0.00% | +3,591 | New |
| State of Wyoming | 3,706 | $227.0K | 0.15% | −1,405−27.5% | Reduced |
| Quadrature Capital Ltd | 3,949 | $241.0K | 0.01% | −5,071−56.2% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 4,000 | $245.0K | 0.01% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 4,025 | $246.0K | 0.05% | +4,025 | New |
| HSBC Holdings PLC | 4,099 | $252.0K | 0.00% | −833−16.9% | Reduced |
| ProShare Advisors LLC | 4,207 | $257.0K | 0.00% | −4,957−54.1% | Reduced |
| Navellier & Associates Inc | 4,296 | $263.0K | 0.04% | −55,502−92.8% | Reduced |
| Amalgamated Bank | 4,323 | $264.0K | 0.00% | −638−12.9% | Reduced |
| Algert Global LLC | 4,491 | $275.0K | 0.04% | +4,491 | New |
| Triasima Portfolio Management inc. | 4,630 | $283.0K | 0.02% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 4,690 | $287.0K | 0.01% | −6,200−56.9% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 5,000 | $306.0K | 0.01% | +5,000 | New |
| Janney Montgomery Scott LLC | 5,143 | $314.0K | 0.00% | +800+18.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,405 | $330.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 5,567 | $340.0K | 0.01% | −26,796−82.8% | Reduced |
| Magnetar Financial LLC | 6,352 | $388.0K | 0.00% | +2,377+59.8% | Added |
| Professional Planning | 6,469 | $395.0K | 0.19% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 6,723 | $411.0K | 0.01% | +673+11.1% | Added |
| First Quadrant L P | 6,800 | $416.0K | 0.05% | −2,300−25.3% | Reduced |
| Centiva Capital, LP | 6,861 | $420.0K | 0.03% | +6,861 | New |
| Corient Capital Partners, LLC | 6,917 | $423.0K | 0.03% | +40+0.6% | Added |
| Squarepoint Ops LLC | 7,056 | $431.0K | 0.00% | +386+5.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 7,176 | $439.0K | 0.00% | −17,815−71.3% | Reduced |
| Lingohr & Partner Asset Management GmbH | 7,219 | $441.0K | 1.18% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 7,300 | $446.0K | 0.00% | 00.0% | Unchanged |
| Maverick Capital LtdSuperinvestorMaverick Capital | 7,392 | $452.0K | 0.00% | −5,197−41.3% | Reduced |
| UBS Group AG | 8,044 | $492.0K | 0.00% | +5,980+289.7% | Added |
| Teacher Retirement System of Texas | 8,545 | $522.0K | 0.00% | +998+13.2% | Added |
| Metropolitan Life Insurance Co | 8,560 | $523.3K | 0.01% | −1,151−11.9% | Reduced |
| Trexquant Investment LP | 8,984 | $549.0K | 0.04% | +8,984 | New |
| Public Employees Retirement Association of Colorado | 8,991 | $550.0K | 0.00% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 9,172 | $561.0K | 0.03% | −9,013−49.6% | Reduced |
| Neuberger Berman Group LLC | 9,860 | $603.0K | 0.00% | +128+1.3% | Added |
| Mercer Global Advisors Inc | 10,019 | $612.0K | 0.00% | −1,337−11.8% | Reduced |
| Gsa Capital Partners LLP | 10,752 | $657.0K | 0.07% | +10,752 | New |
| Paloma Partners Management Co | 10,921 | $668.0K | 0.03% | −7,550−40.9% | Reduced |
| MetLife Investment Management | 11,412 | $697.6K | 0.01% | −1,272−10.0% | Reduced |
| O'Shaughnessy Asset Management, LLC | 11,612 | $710.0K | 0.01% | −5,140−30.7% | Reduced |
| AlphaCentric Advisors LLC | 11,699 | $715.0K | 0.18% | +10,348+766.0% | Added |
| BNP Paribas Arbitrage, SA | 12,044 | $736.3K | 0.00% | −21,398−64.0% | Reduced |
| State Board of Administration of Florida Retirement System | 12,236 | $748.0K | 0.00% | −2,830−18.8% | Reduced |
| Envestnet Asset Management Inc | 12,260 | $749.0K | 0.00% | −2,249−15.5% | Reduced |
| Quantitative Investment Management, LLC | 12,410 | $758.0K | 0.07% | +12,410 | New |
| Janus Henderson Group PLC | 12,896 | $788.0K | 0.00% | +6,582+104.2% | Added |
| Voya Investment Management LLC | 12,988 | $794.0K | 0.00% | −1,143−8.1% | Reduced |
| Saba Capital Management, L.P. | 13,500 | $825.0K | 0.03% | +13,500 | New |
| Holocene Advisors, LP | 13,634 | $833.0K | 0.00% | −11,856−46.5% | Reduced |
| Assenagon Asset Management S.A. | 13,843 | $846.0K | 0.00% | −111,015−88.9% | Reduced |
| Summit Wealth & Retirement Planning, Inc. | 14,287 | $873.0K | 0.32% | −2,855−16.7% | Reduced |
| Arizona State Retirement System | 14,542 | $889.0K | 0.01% | −516−3.4% | Reduced |
| Nations Financial Group Inc, | 14,697 | $898.0K | 0.14% | +70.0% | Added |
| Prescott Group Capital Management, L.L.C. | 15,000 | $917.0K | 0.25% | +15,000 | New |
| Occudo Quantitative Strategies LP | 15,093 | $923.0K | 0.11% | +15,093 | New |
| Victory Capital Management Inc | 15,144 | $926.0K | 0.00% | −1,287−7.8% | Reduced |
| Citigroup Inc | 15,892 | $971.0K | 0.00% | −28,756−64.4% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 16,224 | $992.0K | 0.63% | −2,115−11.5% | Reduced |
| Manufacturers Life Insurance Company, The | 16,501 | $1.01M | 0.00% | −3,479−17.4% | Reduced |
| Commonwealth Equity Services, LLC | 17,188 | $1.05M | 0.00% | +2,859+20.0% | Added |
| STRS Ohio | 17,900 | $1.09M | 0.00% | −1,300−6.8% | Reduced |
| American International Group, Inc. | 17,979 | $1.10M | 0.01% | −1,815−9.2% | Reduced |