Proofpoint Inc
PFPTDelisted Aug 31, 2021- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001212458
Proofpoint Inc was delisted on Aug 31, 2021; its insiders filed their last Form 4 on Aug 31, 2021; 364 institutions reported holding it in 13F filings for Q2 2021, worth $9.94B in total; Maverick Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Proofpoint Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
PFPT is no longer listed, so this page shows Q2 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 364
- +40 vs. Q1 2021
- Shares held
- 57.2M
- +2.30M (+4.2%) vs. Q1 2021
- Total value
- $9.94B
- +$3.03B (+43.9%) vs. Q1 2021
- New holders
- 133
- 63 more added
- Sold out
- 93
- 123 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFPT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 2 | $1.53M |
| Q2 2021 | 364 | $9.94B |
| Q1 2021 | 327 | $6.94B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Proofpoint Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Berry Street Capital Management LLP | 200,000 | $34.8M | 4.18% | +200,000 | New |
| Gabelli Funds LLC | 200,538 | $34.8M | 0.22% | +200,538 | New |
| Deutsche Bank AG | 200,616 | $34.9M | 0.02% | −295,141−59.5% | Reduced |
| AXA S.A. | 202,918 | $35.3M | 0.10% | −748,214−78.7% | Reduced |
| Nomura Holdings Inc | 203,832 | $35.4M | 0.29% | +199,832+4,995.8% | Added |
| Two Sigma Advisers, LP | 249,316 | $43.3M | 0.11% | +97,000+63.7% | Added |
| Picton Mahoney Asset Management | 250,000 | $43.4M | 1.57% | +250,000 | New |
| Vivaldi Asset Management, LLC | 253,075 | $44.0M | 6.56% | +253,075 | New |
| Price T Rowe Associates Inc | 260,905 | $45.3M | 0.00% | −6,363,019−96.1% | Reduced |
| Marshall Wace North America L.P. | 273,259 | $47.5M | 0.20% | +273,259 | New |
| Sand Grove Capital Management LLP | 282,055 | $49.0M | 4.64% | +282,055 | New |
| Northern Trust Corp | 283,475 | $49.3M | 0.01% | −3,277−1.1% | Reduced |
| IndexIQ Advisors LLC | 283,783 | $49.3M | 1.67% | +283,783 | New |
| Marshall Wace, LLP | 290,617 | $50.5M | 0.27% | +290,617 | New |
| Charles Schwab Investment Management Inc | 291,325 | $50.6M | 0.02% | +5,264+1.8% | Added |
| ETF Managers Group, LLC | 292,008 | $50.7M | 0.83% | −109,096−27.2% | Reduced |
| Farallon Capital Management, L.L.C. | 304,500 | $52.9M | 0.26% | +304,500 | New |
| Beryl Capital Management LLC | 304,666 | $52.9M | 4.72% | +304,666 | New |
| Water Island Capital LLC | 323,370 | $56.2M | 2.97% | +323,370 | New |
| Man Group plc | 330,574 | $57.4M | 0.20% | +285,953+640.8% | Added |
| Arrowstreet Capital, Limited Partnership | 344,374 | $59.8M | 0.07% | +151,300+78.4% | Added |
| Omni Partners US LLC | 347,840 | $60.4M | 2.67% | +347,840 | New |
| Melqart Asset Management (UK) Ltd | 353,421 | $61.4M | 2.76% | +353,421 | New |
| Nuveen Asset Management, LLC | 370,971 | $64.5M | 0.02% | −706,133−65.6% | Reduced |
| Wells Fargo & Company | 373,437 | $64.9M | 0.01% | −389,252−51.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 378,711 | $65.8M | 0.15% | +377,275+26,272.6% | Added |
| BNP Paribas Arbitrage, SA | 383,469 | $66.6M | 0.13% | +346,657+941.7% | Added |
| Renaissance Technologies LLC | 390,800 | $67.9M | 0.08% | +264,300+208.9% | Added |
| P Schoenfeld Asset Management LP | 404,500 | $70.3M | 4.42% | +404,500 | New |
| Pictet Asset Management Ltd | 414,726 | $72.1M | 0.08% | −313,546−43.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 419,423 | $72.9M | 0.20% | −452,383−51.9% | Reduced |
| Samson Rock Capital LLP | 459,055 | $79.8M | 15.71% | +459,055 | New |
| Tudor Investment Corp Et Al | 460,605 | $80.0M | 1.63% | +431,283+1,470.9% | Added |
| Credit Suisse AG | 479,517 | $83.3M | 0.07% | −222,480−31.7% | Reduced |
| Hudson Bay Capital Management LP | 526,280 | $91.4M | 1.15% | +526,280 | New |
| Goldman Sachs Group Inc | 549,039 | $95.4M | 0.03% | +33,056+6.4% | Added |
| Legal & General Group Plc | 567,509 | $98.6M | 0.03% | +65,106+13.0% | Added |
| Citadel Advisors LLC | 575,976 | $100.1M | 0.10% | +561,986+4,017.1% | Added |
| Bank of Nova Scotia | 577,096 | $100.3M | 0.19% | +577,096 | New |
| D. E. Shaw & Co., Inc. | 591,401 | $102.8M | 0.12% | +530,406+869.6% | Added |
| Alpine Associates Management Inc. | 605,634 | $105.2M | 2.89% | +605,634 | New |
| Citigroup Inc | 619,165 | $107.6M | 0.09% | +293,183+89.9% | Added |
| Davidson Kempner Capital Management LP | 694,269 | $120.6M | 0.94% | +694,269 | New |
| Glazer Capital, LLC | 704,273 | $122.4M | 1.90% | +704,273 | New |
| Geode Capital Management, LLC | 712,628 | $123.8M | 0.02% | −37,160−5.0% | Reduced |
| Westchester Capital Management, LLC | 725,846 | $126.1M | 3.21% | +725,846 | New |
| First Trust Advisors LP | 762,799 | $132.5M | 0.14% | −274,378−26.5% | Reduced |
| TIG Advisors, LLC | 766,508 | $133.2M | 4.61% | +766,508 | New |
| Norges Bank | 803,876 | $139.7M | 0.03% | +334,522+71.3% | Added |
| Bank of America Corp | 834,057 | $144.9M | 0.02% | −363,796−30.4% | Reduced |
| State Street Corp | 892,192 | $155.0M | 0.01% | +131,105+17.2% | Added |
| Natixis | 896,479 | $155.8M | 0.68% | +889,983+13,700.5% | Added |
| Bank of New York Mellon Corp | 898,173 | $156.1M | 0.03% | −1,143,212−56.0% | Reduced |
| Balyasny Asset Management LLC | 988,662 | $171.8M | 0.94% | +988,662 | New |
| ArrowMark Colorado Holdings LLC | 1,109,046 | $192.7M | 1.45% | −62,722−5.4% | Reduced |
| Barclays PLC | 1,241,690 | $215.8M | 0.18% | +1,241,690 | New |
| FMR LLC | 1,369,823 | $238.0M | 0.02% | −78,094−5.4% | Reduced |
| UBS Oconnor LLC | 1,719,764 | $298.8M | 2.67% | +1,719,764 | New |
| Millennium Management LLC | 2,083,774 | $362.1M | 0.46% | +1,981,846+1,944.4% | Added |
| Pentwater Capital Management LP | 2,520,000 | $437.9M | 4.50% | +2,520,000 | New |
| HBK Investments L P | 2,526,497 | $439.0M | 4.21% | +2,526,497 | New |
| Morgan Stanley | 2,535,892 | $440.6M | 0.06% | +2,027,775+399.1% | Added |
| BlackRock Inc. | 2,961,073 | $514.5M | 0.01% | −439,232−12.9% | Reduced |
| Vanguard Group Inc | 5,306,161 | $922.0M | 0.02% | −188,085−3.4% | Reduced |
| Wasatch Advisors Inc | 0 | $0 | 0.00% | −1,934,922−100.0% | Sold out |
| Spyglass Capital Management LLC | 0 | $0 | 0.00% | −1,483,570−100.0% | Sold out |
| Champlain Investment Partners, LLC | 0 | $0 | 0.00% | −1,453,900−100.0% | Sold out |
| RGM Capital, LLC | 0 | $0 | 0.00% | −1,403,755−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −942,896−100.0% | Sold out |
| William Blair Investment Management, LLC | 0 | $0 | 0.00% | −934,928−100.0% | Sold out |
| Montrusco Bolton Investments Inc. | 0 | $0 | 0.00% | −685,857−100.0% | Sold out |
| CDAM (UK) Ltd | 0 | $0 | 0.00% | −490,760−100.0% | Sold out |
| Massachusetts Financial Services Co | 0 | $0 | 0.00% | −465,187−100.0% | Sold out |
| Eagle Asset Management Inc | 0 | $0 | 0.00% | −337,622−100.0% | Sold out |
| British Columbia Investment Management Corp | 0 | $0 | 0.00% | −141,100−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −140,530−100.0% | Sold out |
| HHR Asset Management, LLC | 0 | $0 | 0.00% | −115,191−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −99,866−100.0% | Sold out |
| WCM Investment Management, LLC | 0 | $0 | 0.00% | −91,600−100.0% | Sold out |
| Pragma Gestao de Patrimonio Ltd | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −62,099−100.0% | Sold out |
| Nordea Investment Management AB | 0 | $0 | 0.00% | −56,277−100.0% | Sold out |
| Mirador Capital Partners LP | 0 | $0 | 0.00% | −51,740−100.0% | Sold out |
| Azimuth Capital Management LLC | 0 | $0 | 0.00% | −51,465−100.0% | Sold out |
| Handelsinvest Investeringsforvaltning | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| BIT Capital GmbH | 0 | $0 | 0.00% | −44,740−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −42,632−100.0% | Sold out |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −41,432−100.0% | Sold out |
| Brown Advisory Inc | 0 | $0 | 0.00% | −38,995−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −37,284−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −28,400−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −24,513−100.0% | Sold out |
| Northstar Asset Management Inc | 0 | $0 | 0.00% | −24,376−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −22,478−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −20,071−100.0% | Sold out |
| K2 Principal Fund, L.P. | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Granahan Investment Management Inc | 0 | $0 | 0.00% | −19,341−100.0% | Sold out |
| Emerald Advisers, LLC | 0 | $0 | 0.00% | −18,908−100.0% | Sold out |
| Pinebridge Investments, L.P. | 0 | $0 | 0.00% | −16,139−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −13,733−100.0% | Sold out |