Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
Q1 2026 vs. Q4 2025
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC changed between Q4 2025 and Q1 2026.
All holders in Q1 2026All holders in Q4 2025
| Measure | Q4 2025 | Of which not filed for Q1 2026 | Q1 2026 | Change |
|---|---|---|---|---|
| Holders | 45 | 1 | 52 | +8 |
| Shares | 4.34M | 588.5K | 4.41M | +652.9K (+17.4%) |
| Value | $41.1M | $5.56M | $39.9M | +$4.38M (+12.3%) |
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q1 2026 but not at the end of Q4 2025.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| CIBC Bancorp USA Inc. | 588,511 | $5.32M | 0.01% |
| Smith Asset Management Co., LLC | 31,818 | $287.6K | 0.25% |
| Independent Advisor Alliance | 22,140 | $200.1K | 0.00% |
| Clear Creek Financial Management, LLC | 11,045 | $99.8K | 0.01% |
| Logan Stone Capital, LLC | 10,504 | $95.0K | 0.03% |
| Mather Group, LLC. | 5,887 | $53.2K | 0.00% |
| Allworth Financial LP | 2,510 | $22.7K | 0.00% |
| Rossby Financial, LCC | 700 | $6.39K | 0.00% |
| Harbour Investments, Inc. | 400 | $3.62K | 0.00% |
| Highline Wealth Partners LLC | 310 | $2.80K | 0.00% |
| Northwestern Mutual Wealth Management Co | 204 | $1.84K | 0.00% |
Sold out (3)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q4 2025 and filed for Q1 2026 without it.
| Institution | Shares, Q4 2025 | Value, Q4 2025 |
|---|---|---|
| GWM Advisors LLC | 26,272 | $248.3K |
| CoreCap Advisors, LLC | 1,000 | $9.45K |
| Parallel Advisors, LLC | 685 | $6.47K |
Not filed for Q1 2026 yet (1)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q4 2025 and haven't filed a 13F for Q1 2026. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2025 | Value, Q4 2025 |
|---|---|---|
| CIBC Private Wealth Group, LLC | 588,511 | $5.56M |