Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Principal Financial Group Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 664
- +49 vs. Q3 2021
- Shares held
- 196.6M
- +2.96M (+1.5%) vs. Q3 2021
- Total value
- $14.2B
- +$1.74B (+13.9%) vs. Q3 2021
- New holders
- 111
- 202 more added
- Sold out
- 62
- 214 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gotham Asset Management, LLC | 10,879 | $787.0K | 0.03% | +10,879 | New |
| Thrivent Financial for Lutherans | 10,832 | $783.0K | 0.00% | −157−1.4% | Reduced |
| Legg Mason Asset Management (Japan) Co., Ltd. | 10,701 | $774.0K | 0.86% | −300−2.7% | Reduced |
| Sageworth Trust Co of South Dakota | 10,687 | $773.0K | 1.19% | +10,687 | New |
| Holderness Investments Co | 10,490 | $759.0K | 0.22% | −6−0.1% | Reduced |
| Citadel Advisors LLC | 10,444 | $755.0K | 0.00% | +10,444 | New |
| Ausdal Financial Partners, Inc. | 10,423 | $754.0K | 0.10% | 00.0% | Unchanged |
| Independent Advisor Alliance | 10,389 | $751.0K | 0.04% | +1,687+19.4% | Added |
| Panagora Asset Management Inc | 10,168 | $735.0K | 0.00% | −5,351−34.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 10,116 | $732.0K | 0.01% | −16−0.2% | Reduced |
| Cubist Systematic Strategies, LLC | 10,113 | $731.0K | 0.01% | −22,780−69.3% | Reduced |
| Cetera Advisor Networks LLC | 10,028 | $725.0K | 0.01% | −738−6.9% | Reduced |
| Colony Group LLC | 9,947 | $719.0K | 0.01% | +10.0% | Added |
| Martin Capital Partners, LLC | 9,565 | $692.0K | 0.33% | +112+1.2% | Added |
| Venture Visionary Partners LLC | 9,558 | $691.0K | 0.04% | +1,221+14.6% | Added |
| Barings LLC | 9,534 | $690.0K | 0.02% | −552−5.5% | Reduced |
| First Hawaiian Bank | 9,443 | $683.0K | 0.02% | 00.0% | Unchanged |
| Umb Bank N A | 9,244 | $668.0K | 0.01% | +1,552+20.2% | Added |
| Impax Asset Management Group plc | 9,172 | $663.0K | 0.00% | −296,564−97.0% | Reduced |
| Obermeyer Wood Investment Counsel, LLLP | 9,046 | $654.0K | 0.04% | 00.0% | Unchanged |
| Chicago Trust Co NA | 9,000 | $651.0K | 0.13% | −250−2.7% | Reduced |
| Cresset Asset Management, LLC | 8,902 | $644.0K | 0.01% | +5,108+134.6% | Added |
| City State Bank | 8,839 | $639.0K | 0.39% | +8,839 | New |
| Savant Capital, LLC | 8,582 | $621.0K | 0.02% | +311+3.8% | Added |
| Financial Advisory Service, Inc. | 8,549 | $618.0K | 0.06% | +4,260+99.3% | Added |
| Y-Intercept (Hong Kong) Ltd | 8,493 | $614.0K | 0.15% | +2,255+36.1% | Added |
| Carret Asset Management, LLC | 8,449 | $611.0K | 0.07% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 8,366 | $605.0K | 0.03% | +375+4.7% | Added |
| Balentine LLC | 8,297 | $600.0K | 0.02% | +1,477+21.7% | Added |
| Basepoint Wealth LLC | 8,214 | $594.1K | 0.58% | +8,214 | New |
| Norinchukin Bank, The | 8,200 | $593.0K | 0.01% | −230−2.7% | Reduced |
| Kinneret Advisory, LLC | 8,190 | $592.0K | 0.06% | 00.0% | Unchanged |
| Winton Group Ltd | 8,131 | $588.0K | 0.04% | +8,131 | New |
| DCM Advisors, LLC | 8,069 | $584.0K | 0.17% | +202+2.6% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 7,959 | $576.0K | 0.04% | +250+3.2% | Added |
| Wolff Financial Management LLC | 7,815 | $565.0K | 0.21% | 00.0% | Unchanged |
| Seeyond | 7,772 | $562.0K | 0.05% | −84−1.1% | Reduced |
| CWM, LLC | 7,776 | $562.0K | 0.00% | +7,776 | New |
| Banque Cantonale Vaudoise | 7,355 | $532.0K | 0.02% | −27,400−78.8% | Reduced |
| Gilbert & Cook, Inc. | 7,282 | $527.0K | 0.08% | +224+3.2% | Added |
| Jmac Enterprises LLC | 6,800 | $521.0K | 0.12% | +6,800 | New |
| Erste Asset Management GmbH | 7,200 | $520.4K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 7,002 | $506.0K | 0.00% | +2,133+43.8% | Added |
| Greenleaf Trust | 6,947 | $502.0K | 0.01% | +245+3.7% | Added |
| Forum Financial Management, LP | 6,889 | $498.0K | 0.03% | +6,889 | New |
| Mokosak Advisory Group, LLC | 6,875 | $497.0K | 0.19% | +276+4.2% | Added |
| Nicolet Bankshares Inc | 6,651 | $481.0K | 0.11% | −117−1.7% | Reduced |
| Roosevelt Investment Group LLC | 6,594 | $477.0K | 0.03% | 00.0% | Unchanged |
| Kentucky Retirement Systems Insurance Trust Fund | 6,524 | $472.0K | 0.04% | +100+1.6% | Added |
| Regions Financial Corp | 6,435 | $465.0K | 0.00% | +3,000+87.3% | Added |
| JT Stratford LLC | 6,414 | $464.0K | 0.13% | −192−2.9% | Reduced |
| IFP Advisors, Inc | 6,202 | $449.0K | 0.01% | −499−7.4% | Reduced |
| RSM US Wealth Management LLC | 6,175 | $447.0K | 0.02% | −129−2.0% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 6,170 | $445.0K | 0.01% | +52+0.8% | Added |
| Geneos Wealth Management Inc. | 6,036 | $436.0K | 0.02% | −1,834−23.3% | Reduced |
| Fifth Third Bancorp | 5,999 | $434.0K | 0.00% | +468+8.5% | Added |
| AlphaCrest Capital Management LLC | 5,825 | $421.0K | 0.02% | −15,226−72.3% | Reduced |
| Cigna Investments Inc | 5,720 | $414.0K | 0.03% | −2,050−26.4% | Reduced |
| Capital Investment Advisors, LLC | 5,711 | $413.0K | 0.01% | −645−10.1% | Reduced |
| Vontobel Holding Ltd. | 5,653 | $408.0K | 0.00% | +916+19.3% | Added |
| Buckingham Strategic Wealth, LLC | 5,609 | $406.0K | 0.01% | +347+6.6% | Added |
| IndexIQ Advisors LLC | 5,612 | $406.0K | 0.01% | +915+19.5% | Added |
| Synovus Financial Corp | 5,605 | $403.0K | 0.00% | +145+2.7% | Added |
| Corient Capital Partners, LLC | 5,521 | $399.0K | 0.03% | +258+4.9% | Added |
| Coldstream Capital Management Inc | 5,507 | $398.0K | 0.01% | +5,507 | New |
| Waldron Private Wealth LLC | 5,495 | $397.0K | 0.02% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 5,430 | $393.0K | 0.00% | +135+2.5% | Added |
| Hilltop Holdings Inc. | 5,426 | $392.0K | 0.04% | +982+22.1% | Added |
| CWA Asset Management Group, LLC | 5,335 | $386.0K | 0.03% | +20.0% | Added |
| Mercer Global Advisors Inc | 5,340 | $386.0K | 0.00% | +427+8.7% | Added |
| Benin Management CORP | 5,300 | $383.0K | 0.12% | −1,200−18.5% | Reduced |
| Arete Wealth Advisors, LLC | 5,228 | $383.0K | 0.03% | −269−4.9% | Reduced |
| Wedbush Securities Inc | 5,275 | $382.0K | 0.02% | −146−2.7% | Reduced |
| Sunflower Bank, N.A. | 5,219 | $377.0K | 0.05% | −460−8.1% | Reduced |
| Redpoint Investment Management Pty Ltd | 5,112 | $370.0K | 0.03% | 00.0% | Unchanged |
| Symmetry Partners, LLC | 5,082 | $368.0K | 0.02% | −1,202−19.1% | Reduced |
| Elliott Investment Management L.P.SuperinvestorElliott Investment Management | 5,000 | $362.0K | 0.01% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 4,955 | $358.0K | 0.01% | +905+22.3% | Added |
| Ellevest, Inc. | 4,914 | $355.0K | 0.03% | +834+20.4% | Added |
| Concord Wealth Partners | 4,606 | $333.0K | 0.08% | +1,275+38.3% | Added |
| Legacy Bridge, LLC | 4,570 | $331.0K | 0.17% | 00.0% | Unchanged |
| Eads & Heald Wealth Management | 4,531 | $328.0K | 0.14% | −30−0.7% | Reduced |
| Legacy Financial Advisors, Inc. | 4,541 | $328.0K | 0.08% | +236+5.5% | Added |
| Keeler & Nadler Financial Planning & Wealth Management | 4,533 | $327.9K | 0.30% | +4,533 | New |
| Advisory Services Network, LLC | 4,503 | $326.0K | 0.01% | +1,033+29.8% | Added |
| Marshall Financial Group LLC | 4,465 | $323.0K | 0.12% | +4,465 | New |
| IBM Retirement Fund | 4,424 | $320.0K | 0.04% | −3,219−42.1% | Reduced |
| Qtron Investments LLC | 4,412 | $319.0K | 0.07% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 4,409 | $319.0K | 0.01% | +4,409 | New |
| Cookson Peirce & Co Inc | 4,400 | $318.0K | 0.02% | +4,400 | New |
| Cetera Advisors LLC | 4,352 | $315.0K | 0.01% | −349−7.4% | Reduced |
| Allworth Financial LP | 4,353 | $315.0K | 0.00% | +166+4.0% | Added |
| Empirical Finance, LLC | 4,358 | $315.0K | 0.04% | +1,130+35.0% | Added |
| Palisade Asset Management, LLC | 4,250 | $307.0K | 0.03% | −3,000−41.4% | Reduced |
| Johnson Midwest Financial, LLC | 4,164 | $301.0K | 0.23% | +8+0.2% | Added |
| Cornerstone Advisors Asset Management, LLC | 4,091 | $295.9K | 0.22% | +4,091 | New |
| Clarius Group, LLC | 4,040 | $292.0K | 0.02% | +242+6.4% | Added |
| Vestmark Advisory Solutions, Inc. | 4,006 | $290.0K | 0.02% | −31−0.8% | Reduced |
| Inlet Private Wealth, LLC | 4,009 | $290.0K | 0.07% | +9+0.2% | Added |
| Renaissance Group LLC | 3,971 | $287.0K | 0.01% | 00.0% | Unchanged |