Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Principal Financial Group Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 624
- +16 vs. Q2 2021
- Shares held
- 193.7M
- +371.2K (+0.2%) vs. Q2 2021
- Total value
- $12.5B
- +$272.4M (+2.2%) vs. Q2 2021
- New holders
- 51
- 207 more added
- Sold out
- 35
- 219 more reduced
7 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toroso Investments, LLC | 11,160 | $719.0K | 0.03% | +2,314+26.2% | Added |
| McDonald Partners LLC | 11,126 | $717.0K | 0.17% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 10,989 | $708.0K | 0.00% | −102−0.9% | Reduced |
| Legg Mason Asset Management (Japan) Co., Ltd. | 11,001 | $708.0K | 0.82% | +600+5.8% | Added |
| Mariner, LLC | 10,977 | $707.0K | 0.00% | +711+6.9% | Added |
| Cetera Advisor Networks LLC | 10,766 | $693.0K | 0.01% | −107−1.0% | Reduced |
| Acropolis Investment Management, LLC | 10,714 | $688.0K | 0.08% | +846+8.6% | Added |
| Holderness Investments Co | 10,496 | $676.0K | 0.22% | +135+1.3% | Added |
| Ausdal Financial Partners, Inc. | 10,423 | $671.0K | 0.10% | −317−3.0% | Reduced |
| Greenwood Capital Associates LLC | 10,302 | $663.0K | 0.10% | +1,115+12.1% | Added |
| United Services Automobile Association | 10,204 | $657.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 10,132 | $653.0K | 0.01% | +311+3.2% | Added |
| Barings LLC | 10,086 | $650.0K | 0.01% | +3,752+59.2% | Added |
| Colony Group LLC | 9,946 | $641.0K | 0.01% | −973−8.9% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 9,777 | $630.0K | 0.00% | −172−1.7% | Reduced |
| Neuberger Berman Group LLC | 12,256 | $627.0K | 0.00% | −3,061−20.0% | Reduced |
| Martin Capital Partners, LLC | 9,453 | $609.0K | 0.31% | +104+1.1% | Added |
| First Hawaiian Bank | 9,443 | $608.0K | 0.02% | 00.0% | Unchanged |
| Chicago Trust Co NA | 9,250 | $596.0K | 0.13% | +250+2.8% | Added |
| Obermeyer Wood Investment Counsel, LLLP | 9,046 | $583.0K | 0.03% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 8,880 | $572.0K | 0.02% | 00.0% | Unchanged |
| Independent Advisor Alliance | 8,702 | $560.0K | 0.03% | +459+5.6% | Added |
| Foster & Motley Inc | 8,491 | $547.0K | 0.05% | +4,830+131.9% | Added |
| Carret Asset Management, LLC | 8,449 | $544.0K | 0.06% | −50−0.6% | Reduced |
| Norinchukin Bank, The | 8,430 | $543.0K | 0.01% | +721+9.4% | Added |
| Assenagon Asset Management S.A. | 8,338 | $537.0K | 0.00% | −54,477−86.7% | Reduced |
| Allstate Corp | 8,335 | $537.0K | 0.02% | −1,215−12.7% | Reduced |
| Venture Visionary Partners LLC | 8,337 | $536.0K | 0.04% | +1,202+16.8% | Added |
| Savant Capital, LLC | 8,271 | $533.0K | 0.02% | +287+3.6% | Added |
| World Asset Management Inc | 8,247 | $531.0K | 0.05% | −572−6.5% | Reduced |
| JustInvest LLC | 8,205 | $528.0K | 0.05% | −2,882−26.0% | Reduced |
| Kinneret Advisory, LLC | 8,190 | $527.0K | 0.06% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 8,132 | $524.0K | 0.01% | −559−6.4% | Reduced |
| Geneos Wealth Management Inc. | 7,870 | $516.0K | 0.02% | +228+3.0% | Added |
| Wetherby Asset Management Inc | 7,991 | $515.0K | 0.03% | +200+2.6% | Added |
| Denali Advisors LLC | 8,000 | $515.0K | 0.22% | +2,600+48.1% | Added |
| DCM Advisors, LLC | 7,867 | $507.0K | 0.20% | +1,226+18.5% | Added |
| Seeyond | 7,856 | $505.0K | 0.05% | −466−5.6% | Reduced |
| Wolff Financial Management LLC | 7,815 | $503.0K | 0.44% | +7,815 | New |
| Shelton Capital Management | 7,776 | $501.0K | 0.02% | −4,000−34.0% | Reduced |
| Cigna Investments Inc | 7,770 | $500.0K | 0.04% | −206−2.6% | Reduced |
| Polar Asset Management Partners Inc. | 7,763 | $500.0K | 0.01% | +7,763 | New |
| Meiji Yasuda Asset Management Co Ltd. | 7,709 | $496.0K | 0.04% | −1,598−17.2% | Reduced |
| Umb Bank N A | 7,692 | $495.0K | 0.01% | +300+4.1% | Added |
| Harbour Investments, Inc. | 7,648 | $493.0K | 0.02% | +492+6.9% | Added |
| Teza Capital Management LLC | 7,663 | $493.0K | 0.24% | +7,663 | New |
| IBM Retirement Fund | 7,643 | $492.0K | 0.04% | +57+0.8% | Added |
| Simplex Trading, LLC | 7,673 | $487.0K | 0.02% | +231+3.1% | Added |
| B. Metzler seel. Sohn & Co. Holding AG | 7,443 | $479.0K | 0.01% | −844−10.2% | Reduced |
| Erste Asset Management GmbH | 7,200 | $470.5K | 0.01% | 00.0% | Unchanged |
| Palisade Asset Management, LLC | 7,250 | $467.0K | 0.06% | 00.0% | Unchanged |
| Gilbert & Cook, Inc. | 7,058 | $455.0K | 0.08% | −1,400−16.6% | Reduced |
| Sciencast Management LP | 6,717 | $445.0K | 0.13% | +6,717 | New |
| HighPoint Advisor Group LLC | 6,822 | $439.0K | 0.04% | −727−9.6% | Reduced |
| Balentine LLC | 6,820 | $439.0K | 0.02% | +6,820 | New |
| Nicolet Bankshares Inc | 6,768 | $436.0K | 0.11% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,701 | $432.0K | 0.01% | −1,354−16.8% | Reduced |
| Greenleaf Trust | 6,702 | $432.0K | 0.01% | +388+6.1% | Added |
| Mokosak Advisory Group, LLC | 6,599 | $427.0K | 0.18% | +9+0.1% | Added |
| Roosevelt Investment Group LLC | 6,594 | $425.0K | 0.03% | 00.0% | Unchanged |
| JT Stratford LLC | 6,606 | $425.0K | 0.13% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 6,442 | $421.0K | 0.01% | +6,442 | New |
| Benin Management CORP | 6,500 | $419.0K | 0.13% | 00.0% | Unchanged |
| Symmetry Partners, LLC | 6,284 | $419.0K | 0.03% | 00.0% | Unchanged |
| Kentucky Retirement Systems Insurance Trust Fund | 6,424 | $414.0K | 0.04% | −160−2.4% | Reduced |
| Capital Investment Advisors, LLC | 6,356 | $409.0K | 0.01% | −240−3.6% | Reduced |
| RSM US Wealth Management LLC | 6,304 | $406.0K | 0.02% | −1,860−22.8% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 6,238 | $402.0K | 0.07% | +6,238 | New |
| KMG Fiduciary Partners, LLC | 6,179 | $398.0K | 0.07% | +1,378+28.7% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 6,118 | $394.0K | 0.01% | +29+0.5% | Added |
| Ontario Teachers Pension Plan Board | 5,755 | $371.0K | 0.00% | +1,478+34.6% | Added |
| Sunflower Bank, N.A. | 5,679 | $366.0K | 0.05% | −620−9.8% | Reduced |
| Fifth Third Bancorp | 5,531 | $356.0K | 0.00% | +215+4.0% | Added |
| Arete Wealth Advisors, LLC | 5,497 | $354.0K | 0.04% | +177+3.3% | Added |
| Synovus Financial Corp | 5,460 | $353.0K | 0.00% | −2,186−28.6% | Reduced |
| Waldron Private Wealth LLC | 5,495 | $353.0K | 0.02% | +180+3.4% | Added |
| Wedbush Securities Inc | 5,421 | $349.0K | 0.02% | −62−1.1% | Reduced |
| CWA Asset Management Group, LLC | 5,333 | $343.0K | 0.03% | −53−1.0% | Reduced |
| Johnson Investment Counsel Inc | 5,295 | $341.0K | 0.00% | +1,890+55.5% | Added |
| Corient Capital Partners, LLC | 5,263 | $339.0K | 0.02% | −437−7.7% | Reduced |
| Buckingham Strategic Wealth, LLC | 5,262 | $339.0K | 0.01% | +1,377+35.4% | Added |
| Redpoint Investment Management Pty Ltd | 5,112 | $329.0K | 0.03% | 00.0% | Unchanged |
| Elliott Investment Management L.P.SuperinvestorElliott Investment Management | 5,000 | $322.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 4,913 | $317.0K | 0.00% | +334+7.3% | Added |
| Squarepoint Ops LLC | 4,869 | $314.0K | 0.00% | +1,204+32.9% | Added |
| Vontobel Holding Ltd. | 4,737 | $305.0K | 0.00% | +924+24.2% | Added |
| Cetera Advisors LLC | 4,701 | $303.0K | 0.01% | +1,495+46.6% | Added |
| IndexIQ Advisors LLC | 4,697 | $302.0K | 0.01% | +203+4.5% | Added |
| Legacy Bridge, LLC | 4,570 | $294.0K | 0.17% | 00.0% | Unchanged |
| Eads & Heald Wealth Management | 4,561 | $294.0K | 0.14% | +1,260+38.2% | Added |
| Beacon Pointe Advisors, LLC | 4,548 | $293.0K | 0.01% | +600+15.2% | Added |
| Hilltop Holdings Inc. | 4,444 | $286.0K | 0.03% | +4,444 | New |
| Qtron Investments LLC | 4,412 | $284.0K | 0.08% | −7,383−62.6% | Reduced |
| Blair William & Co | 4,364 | $281.0K | 0.00% | +824+23.3% | Added |
| Legacy Financial Advisors, Inc. | 4,305 | $277.0K | 0.07% | +83+2.0% | Added |
| Wesbanco Bank Inc | 4,283 | $276.0K | 0.01% | 00.0% | Unchanged |
| Financial Advisory Service, Inc. | 4,289 | $276.0K | 0.03% | +4,289 | New |
| Allworth Financial LP | 4,187 | $270.0K | 0.00% | −420−9.1% | Reduced |
| Echo Street Capital Management LLC | 4,195 | $270.0K | 0.00% | +4,195 | New |
| Johnson Midwest Financial, LLC | 4,156 | $268.0K | 0.22% | +8+0.2% | Added |