Principal Financial Group Inc
PFG- Exchange
- Nasdaq
- Industry
- Accident & Health Insurance
- SEC CIK
- 0001126328
No open-market purchases or sales by Principal Financial Group Inc insiders were filed in the last 90 days; 961 institutions reported holding it in 13F filings for Q2 2026, worth $18.4B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Principal Financial Group Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 624
- +16 vs. Q2 2021
- Shares held
- 193.7M
- +371.2K (+0.2%) vs. Q2 2021
- Total value
- $12.5B
- +$272.4M (+2.2%) vs. Q2 2021
- New holders
- 51
- 207 more added
- Sold out
- 35
- 219 more reduced
7 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFG on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 961 | $18.4B |
| Q1 2026 | 914 | $15.2B |
| Q4 2025 | 892 | $14.2B |
| Q3 2025 | 829 | $13.3B |
| Q2 2025 | 814 | $13.2B |
| Q1 2025 | 841 | $14.2B |
| Q4 2024 | 785 | $12.7B |
| Q3 2024 | 786 | $14.1B |
| Q2 2024 | 796 | $13.0B |
| Q1 2024 | 765 | $14.4B |
| Q4 2023 | 757 | $13.2B |
| Q3 2023 | 723 | $12.4B |
| Q2 2023 | 731 | $13.2B |
| Q1 2023 | 745 | $13.4B |
| Q4 2022 | 784 | $15.5B |
| Q3 2022 | 707 | $13.3B |
| Q2 2022 | 691 | $12.6B |
| Q1 2022 | 687 | $13.8B |
| Q4 2021 | 664 | $14.2B |
| Q3 2021 | 624 | $12.5B |
| Q2 2021 | 615 | $12.2B |
| Q1 2021 | 646 | $11.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Principal Financial Group Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prestige Wealth Management Group LLC | 7 | $0 | 0.00% | 00.0% | Unchanged |
| WestEnd Advisors, LLC | – | $193 | 0.00% | – | – |
| Baystate Wealth Management LLC | 11 | $1.00K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 23 | $1.00K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 16 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 18 | $1.21K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 32 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 34 | $2.00K | 0.00% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 35 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 35 | $2.00K | 0.00% | +35 | New |
| Raffa Wealth Management, LLC | 41 | $2.64K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 46 | $3.00K | 0.00% | 00.0% | Unchanged |
| Resolute Partners Group | 51 | $3.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 51 | $3.00K | 0.00% | −1−1.9% | Reduced |
| JJJ Advisors Inc. | 44 | $3.00K | 0.00% | +44 | New |
| Assetmark, Inc | 57 | $4.00K | 0.00% | −59,115−99.9% | Reduced |
| PFG Private Wealth Management, LLC | 56 | $4.00K | 0.00% | +56 | New |
| Dark Forest Capital Management LP | 58 | $4.00K | 0.00% | +58 | New |
| McIlrath & Eck, LLC | 71 | $5.00K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 78 | $5.00K | 0.01% | +78 | New |
| First Manhattan Co | 98 | $6.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 96 | $6.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ironwood Financial, llc | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 100 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hoese & Co LLP | 100 | $6.00K | 0.01% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 87 | $6.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 91 | $6.00K | 0.00% | +91 | New |
| Cutler Group LP | 123 | $7.00K | 0.00% | −600−83.0% | Reduced |
| Ogorek Anthony Joseph | 117 | $7.00K | 0.00% | −92−44.0% | Reduced |
| Earnest Partners LLC | 116 | $7.00K | 0.00% | 00.0% | Unchanged |
| Security National Trust Co | 107 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bray Capital Advisors | 101 | $7.00K | 0.00% | 00.0% | Unchanged |
| MV Capital Management, Inc. | 101 | $7.00K | 0.00% | +29+40.3% | Added |
| West Paces Advisors Inc. | 120 | $7.73K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 123 | $8.00K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 126 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 138 | $9.00K | 0.00% | 00.0% | Unchanged |
| Peregrine Capital Management LLC | 160 | $10.0K | 0.00% | −40−20.0% | Reduced |
| Delta Asset Management LLC | 151 | $10.0K | 0.00% | 00.0% | Unchanged |
| Private Ocean, LLC | 159 | $10.0K | 0.00% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 160 | $10.0K | 0.00% | +160 | New |
| Rockefeller Capital Management L.P. | 175 | $11.0K | 0.00% | −87−33.2% | Reduced |
| Smithfield Trust Co | 190 | $12.0K | 0.00% | 00.0% | Unchanged |
| American State Bank (Iowa) | 200 | $12.9K | 0.01% | 00.0% | Unchanged |
| Horizon Financial Services, LLC | 204 | $13.0K | 0.01% | −65−24.2% | Reduced |
| HM Payson & Co | 207 | $13.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 201 | $13.0K | 0.00% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 200 | $13.0K | 0.00% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 200 | $13.0K | 0.00% | +200 | New |
| Antonetti Capital Management LLC | 200 | $13.0K | 0.01% | +200 | New |
| Atlas Capital Advisors LLC | 208 | $13.4K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 224 | $14.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 223 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 213 | $14.0K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 211 | $14.0K | 0.02% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 210 | $14.0K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 234 | $15.0K | 0.01% | −5−2.1% | Reduced |
| Financial Perspectives, Inc | 238 | $15.3K | 0.01% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 250 | $16.0K | 0.01% | +163+187.4% | Added |
| Kistler-Tiffany Companies, LLC | 270 | $17.0K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 268 | $17.0K | 0.00% | +9+3.5% | Added |
| Tradition Wealth Management, LLC | 260 | $17.0K | 0.00% | +2+0.8% | Added |
| Rockbridge Investment Management, LCC | 258 | $17.0K | 0.00% | +258 | New |
| Glen Eagle Advisors, LLC | 270 | $17.4K | 0.01% | 00.0% | Unchanged |
| Pflug Koory, LLC | 285 | $18.0K | 0.01% | 00.0% | Unchanged |
| Hoertkorn Richard Charles | 272 | $18.0K | 0.01% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 300 | $19.0K | 0.00% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 300 | $19.0K | 0.01% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 300 | $19.0K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 302 | $19.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 300 | $19.0K | 0.01% | 00.0% | Unchanged |
| Valley National Advisers Inc | 290 | $19.0K | 0.00% | +3+1.0% | Added |
| Spectrum Management Group, LLC | 291 | $19.0K | 0.00% | +103+54.8% | Added |
| Halpern Financial, Inc. | 296 | $19.1K | 0.01% | 00.0% | Unchanged |
| Caldwell Trust Co | 297 | $19.1K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 310 | $20.0K | 0.01% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 305 | $20.0K | 0.01% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 317 | $20.0K | 0.00% | +317 | New |
| Optiver Holding B.V. | 320 | $21.0K | 0.00% | +320 | New |
| Strategic Asset Management, LLC | 310 | $21.0K | 0.03% | +310 | New |
| Plante Moran Financial Advisors, LLC | 336 | $22.0K | 0.00% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 339 | $22.0K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 335 | $22.0K | 0.01% | +146+77.2% | Added |
| Sugarloaf Wealth Management, LLC | 364 | $23.0K | 0.01% | 00.0% | Unchanged |
| Winch Advisory Services, LLC | 352 | $23.0K | 0.01% | +3+0.9% | Added |
| Annapolis Financial Services, LLC | 379 | $24.0K | 0.01% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 377 | $24.0K | 0.02% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 368 | $24.0K | 0.01% | 00.0% | Unchanged |
| MCF Advisors LLC | 394 | $25.0K | 0.00% | +110+38.7% | Added |
| HHM Wealth Advisors, LLC | 400 | $26.0K | 0.01% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 412 | $27.0K | 0.01% | −8−1.9% | Reduced |
| Liberty Wealth Management LLC | 425 | $27.0K | 0.01% | +2+0.5% | Added |
| Zions Bancorporation, N.A. | 417 | $27.0K | 0.00% | +237+131.7% | Added |
| Pittenger & Anderson Inc | 442 | $28.0K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 438 | $28.0K | 0.01% | +22+5.3% | Added |
| Hudock, Inc. | 446 | $28.0K | 0.01% | +298+201.4% | Added |
| O'Dell Group, LLC | 455 | $29.0K | 0.01% | +455 | New |
| Bell Investment Advisors, Inc | 447 | $29.0K | 0.01% | +447 | New |