Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Penumbra Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 339
- +28 vs. Q3 2023
- Shares held
- 34.4M
- +1.42M (+4.3%) vs. Q3 2023
- Total value
- $8.66B
- +$659.1M (+8.2%) vs. Q3 2023
- New holders
- 63
- 114 more added
- Sold out
- 35
- 121 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Amundi | 112,383 | $27.5M | 0.01% | +37,654+50.4% | Added |
| Rhumbline Advisers | 112,686 | $28.3M | 0.03% | −4,587−3.9% | Reduced |
| Dimensional Fund Advisors LP | 118,828 | $29.9M | 0.01% | +8,122+7.3% | Added |
| Millennium Management LLC | 121,336 | $30.5M | 0.03% | −64,050−34.5% | Reduced |
| Goldman Sachs Group Inc | 122,815 | $30.9M | 0.01% | −76,786−38.5% | Reduced |
| Polar Capital Holdings Plc | 127,574 | $32.1M | 0.22% | −631−0.5% | Reduced |
| TD Asset Management Inc | 136,514 | $34.3M | 0.03% | +4,780+3.6% | Added |
| Principal Financial Group Inc | 142,981 | $36.0M | 0.02% | −265−0.2% | Reduced |
| Artisan Partners Limited Partnership | 146,218 | $36.8M | 0.06% | +45,983+45.9% | Added |
| Alliancebernstein L.P. | 146,996 | $37.0M | 0.01% | +14,412+10.9% | Added |
| PFM Health Sciences, LP | 155,786 | $39.2M | 2.35% | −36,620−19.0% | Reduced |
| American Century Companies Inc | 169,065 | $42.5M | 0.03% | +3,716+2.2% | Added |
| Nuveen Asset Management, LLC | 176,280 | $44.3M | 0.01% | −1,399−0.8% | Reduced |
| Bellevue Group AG | 203,046 | $51.1M | 0.78% | −34,206−14.4% | Reduced |
| Braidwell LP | 222,792 | $56.0M | 2.06% | +127,477+133.7% | Added |
| Franklin Resources Inc | 226,187 | $56.9M | 0.03% | −65,888−22.6% | Reduced |
| Charles Schwab Investment Management Inc | 250,101 | $62.9M | 0.02% | +10,998+4.6% | Added |
| Janus Henderson Group PLC | 257,325 | $64.7M | 0.04% | −13,158−4.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 265,155 | $66.7M | 0.11% | +42,876+19.3% | Added |
| Northern Trust Corp | 271,935 | $68.4M | 0.01% | +3,279+1.2% | Added |
| Bank of New York Mellon Corp | 336,916 | $84.7M | 0.02% | +3,871+1.2% | Added |
| Norges Bank | 338,801 | $85.2M | 0.01% | −9,600−2.8% | Reduced |
| Eagle Asset Management Inc | 350,075 | $88.1M | 0.47% | −3,375−1.0% | Reduced |
| Morgan Stanley | 365,024 | $91.8M | 0.01% | +11,339+3.2% | Added |
| Invesco Ltd. | 378,678 | $95.3M | 0.02% | −173,245−31.4% | Reduced |
| Champlain Investment Partners, LLC | 467,895 | $117.7M | 0.70% | +114,505+32.4% | Added |
| Rock Springs Capital Management LP | 537,500 | $135.2M | 3.34% | +33,750+6.7% | Added |
| Capital World Investors | 543,274 | $136.7M | 0.02% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 591,966 | $148.9M | 0.02% | +19,157+3.3% | Added |
| Baillie Gifford & Co | 647,953 | $163.0M | 0.13% | −31,674−4.7% | Reduced |
| RTW Investments, LP | 662,664 | $166.7M | 2.60% | −10,707−1.6% | Reduced |
| William Blair Investment Management, LLC | 743,259 | $187.0M | 0.54% | +86,295+13.1% | Added |
| Clearbridge Investments, LLC | 800,827 | $201.4M | 0.17% | −104,395−11.5% | Reduced |
| State Street Corp | 1,101,107 | $277.0M | 0.01% | +41,053+3.9% | Added |
| Capital Research Global Investors | 2,677,789 | $673.6M | 0.17% | +2790.0% | Added |
| Price T Rowe Associates Inc | 3,104,590 | $780.9M | 0.10% | +1,140,807+58.1% | Added |
| Vanguard Group Inc | 3,658,103 | $920.2M | 0.02% | +58,184+1.6% | Added |
| BlackRock Inc. | 4,000,365 | $1.01B | 0.03% | −260,285−6.1% | Reduced |
| FMR LLC | 5,789,454 | $1.46B | 0.11% | +772,470+15.4% | Added |
| First Trust Advisors LP | 0 | $0 | 0.00% | −98,463−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −43,752−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −16,019−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −11,990−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −11,513−100.0% | Sold out |
| Lord, Abbett & Co. LLC | 0 | $0 | 0.00% | −9,486−100.0% | Sold out |
| F/M Investments LLC | 0 | $0 | 0.00% | −8,461−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −7,507−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −7,322−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −6,970−100.0% | Sold out |
| Castleark Management LLC | 0 | $0 | 0.00% | −4,718−100.0% | Sold out |
| Gilder Gagnon Howe & Co LLC | 0 | $0 | 0.00% | −4,099−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −3,435−100.0% | Sold out |
| BI Asset Management Fondsmaeglerselskab A/S | 0 | $0 | 0.00% | −3,071−100.0% | Sold out |
| Level Four Advisory Services, LLC | 0 | $0 | 0.00% | −2,054−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −1,927−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −1,749−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −1,561−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −1,123−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −1,005−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Spouting Rock Asset Management, LLC | 0 | $0 | 0.00% | −930−100.0% | Sold out |
| Titleist Asset Management, LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Envestnet Portfolio Solutions, Inc. | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −498−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −221−100.0% | Sold out |
| Jefferies Financial Group Inc. | 0 | $0 | 0.00% | −144−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −61−100.0% | Sold out |
| VitalStone Financial, LLC | 0 | $0 | 0.00% | −34−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| VisionPoint Advisory Group, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Lee Financial Co | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Macroview Investment Management LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | 0 | Sold out |
| Tiedemann Advisors, LLC | – | – | – | – | Not filed |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| Polaris Wealth Advisory Group, LLC | – | – | – | – | Not filed |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |
| Advisor Partners II, LLC | – | – | – | – | Not filed |
| Steward Financial Group LLC | – | – | – | – | Not filed |