Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Penumbra Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 317
- −42 vs. Q2 2023
- Shares held
- 33.1M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $8.01B
- −$3.74B (−31.8%) vs. Q2 2023
- New holders
- 39
- 105 more added
- Sold out
- 81
- 124 more reduced
5 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 11,142 | $2.70M | 0.00% | −1,436−11.4% | Reduced |
| Empowered Funds, LLC | 11,513 | $2.79M | 0.08% | +2,390+26.2% | Added |
| Thoroughbred Financial Services, LLC | 11,856 | $2.87M | 0.28% | +1,570+15.3% | Added |
| Bridgeway Capital Management, LLC | 11,990 | $2.90M | 0.07% | 00.0% | Unchanged |
| Prosight Management, LP | 13,500 | $3.27M | 1.03% | +13,500 | New |
| Envestnet Asset Management Inc | 14,221 | $3.44M | 0.00% | +3,717+35.4% | Added |
| Russell Investments Group, Ltd. | 14,273 | $3.45M | 0.01% | −4,779−25.1% | Reduced |
| Jane Street Group, LLC | 14,435 | $3.49M | 0.01% | −25,603−63.9% | Reduced |
| Squarepoint Ops LLC | 14,568 | $3.52M | 0.02% | +8,329+133.5% | Added |
| Raymond James & Associates | 14,785 | $3.58M | 0.00% | −485−3.2% | Reduced |
| Public Employees Retirement System of Ohio | 14,812 | $3.58M | 0.02% | −1,624−9.9% | Reduced |
| Trillium Asset Management, LLC | 14,922 | $3.61M | 0.11% | −1,027−6.4% | Reduced |
| Quadrature Capital Ltd | 15,764 | $3.81M | 0.08% | +15,764 | New |
| Comerica Bank | 15,788 | $3.82M | 0.02% | +15,788 | New |
| Snowden Capital Advisors LLC | 16,019 | $3.88M | 0.16% | +40.0% | Added |
| Treasurer of the State of North Carolina | 16,394 | $3.97M | 0.02% | +70+0.4% | Added |
| Bridgewater Associates, LP | 17,141 | $4.15M | 0.03% | −23,241−57.6% | Reduced |
| Canada Pension Plan Investment Board | 17,500 | $4.23M | 0.01% | +17,500 | New |
| EULAV Asset Management | 18,100 | $4.38M | 0.16% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 18,165 | $4.39M | 0.06% | −925−4.8% | Reduced |
| Barclays PLC | 18,487 | $4.47M | 0.00% | −7,085−27.7% | Reduced |
| E. Ohman J:or Asset Management AB | 20,500 | $4.96M | 0.19% | +20,500 | New |
| State of New Jersey Common Pension Fund D | 20,733 | $5.02M | 0.02% | −660−3.1% | Reduced |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 22,500 | $5.44M | 0.11% | +22,500 | New |
| State of Tennessee, Treasury Department | 22,780 | $5.51M | 0.02% | +2,778+13.9% | Added |
| MetLife Investment Management | 23,495 | $5.68M | 0.04% | −901−3.7% | Reduced |
| Bank of Montreal | 21,336 | $5.72M | 0.00% | −51,116−70.6% | Reduced |
| SEI Investments Co | 23,684 | $5.73M | 0.01% | +39+0.2% | Added |
| Mutual of America Capital Management LLC | 26,309 | $6.36M | 0.08% | −2,714−9.4% | Reduced |
| Wetherby Asset Management Inc | 27,096 | $6.55M | 0.37% | +265+1.0% | Added |
| Amalgamated Bank | 27,456 | $6.64M | 0.06% | +394+1.5% | Added |
| Great West Life Assurance Co | 29,773 | $7.19M | 0.02% | +1,589+5.6% | Added |
| Teachers Retirement System of the State of Kentucky | 31,414 | $7.60M | 0.08% | +6,192+24.5% | Added |
| Texas Permanent School Fund | 32,644 | $7.90M | 0.08% | −1,037−3.1% | Reduced |
| Aquatic Capital Management LLC | 32,880 | $7.95M | 0.33% | +14,280+76.8% | Added |
| Oak Harbor Wealth Partners, LLC | 34,357 | $8.31M | 2.96% | −306−0.9% | Reduced |
| Victory Capital Management Inc | 34,585 | $8.37M | 0.01% | +5,345+18.3% | Added |
| Driehaus Capital Management LLC | 34,614 | $8.37M | 0.11% | −58,978−63.0% | Reduced |
| Voya Investment Management LLC | 36,853 | $8.92M | 0.01% | −90,931−71.2% | Reduced |
| Atika Capital Management LLC | 37,500 | $9.07M | 1.29% | +37,500 | New |
| New York State Teachers Retirement System | 37,688 | $9.12M | 0.02% | +1,652+4.6% | Added |
| State Board of Administration of Florida Retirement System | 37,757 | $9.13M | 0.02% | −1,960−4.9% | Reduced |
| California State Teachers Retirement System | 40,212 | $9.73M | 0.01% | −3,878−8.8% | Reduced |
| Primecap Management Co | 43,160 | $10.4M | 0.01% | −130−0.3% | Reduced |
| State of Wisconsin Investment Board | 43,376 | $10.5M | 0.03% | +6,172+16.6% | Added |
| Woodline Partners LP | 43,752 | $10.6M | 0.12% | +33,846+341.7% | Added |
| Marshall Wace, LLP | 44,769 | $10.8M | 0.02% | −28,845−39.2% | Reduced |
| Candriam Luxembourg S.C.A. | 44,892 | $10.9M | 0.09% | +3,324+8.0% | Added |
| Credit Suisse AG | 47,280 | $11.4M | 0.01% | −141−0.3% | Reduced |
| Retirement Systems of Alabama | 47,993 | $11.6M | 0.05% | −1,303−2.6% | Reduced |
| New York State Common Retirement Fund | 48,778 | $11.8M | 0.02% | −14,267−22.6% | Reduced |
| Ameriprise Financial Inc | 52,371 | $12.7M | 0.00% | −2,563−4.7% | Reduced |
| Next Century Growth Investors LLC | 52,513 | $12.7M | 1.38% | +10,563+25.2% | Added |
| Walleye Capital LLC | 53,120 | $12.9M | 0.19% | +53,120 | New |
| Azimuth Capital Investment Management LLC | 54,113 | $13.1M | 0.64% | +28,604+112.1% | Added |
| American International Group, Inc. | 54,460 | $13.2M | 0.09% | −3,571−6.2% | Reduced |
| Federation des caisses Desjardins du Quebec | 55,833 | $13.5M | 0.14% | +55,833 | New |
| Wells Fargo & Company | 57,326 | $13.9M | 0.00% | +4,836+9.2% | Added |
| Susquehanna International Group, LLP | 57,960 | $14.0M | 0.02% | +37,876+188.6% | Added |
| Braun Stacey Associates Inc | 58,840 | $14.2M | 0.69% | +3,632+6.6% | Added |
| UBS Asset Management Americas Inc | 59,530 | $14.4M | 0.01% | +3,393+6.0% | Added |
| Bank of America Corp | 59,820 | $14.5M | 0.00% | +11,592+24.0% | Added |
| Amundi | 74,729 | $14.7M | 0.01% | −3,258−4.2% | Reduced |
| Legal & General Group Plc | 62,875 | $15.2M | 0.01% | −26,910−30.0% | Reduced |
| Neuberger Berman Group LLC | 64,456 | $15.6M | 0.01% | +721+1.1% | Added |
| T. Rowe Price Investment Management, Inc. | 67,743 | $16.4M | 0.01% | −45,192−40.0% | Reduced |
| California Public Employees Retirement System | 69,331 | $16.8M | 0.01% | +1,665+2.5% | Added |
| Man Group plc | – | $17.1M | 0.05% | – | – |
| Carret Asset Management, LLC | 79,000 | $19.1M | 2.66% | 00.0% | Unchanged |
| Swiss National Bank | 79,900 | $19.3M | 0.02% | +900+1.1% | Added |
| JPMorgan Chase & Co | 89,593 | $21.7M | 0.00% | −31,365−25.9% | Reduced |
| AXA S.A. | 89,628 | $21.7M | 0.08% | +26,524+42.0% | Added |
| Manufacturers Life Insurance Company, The | 91,852 | $22.2M | 0.01% | +5,593+6.5% | Added |
| Braidwell LP | 95,315 | $23.1M | 0.73% | +29,471+44.8% | Added |
| First Trust Advisors LP | 98,463 | $23.8M | 0.03% | −31,716−24.4% | Reduced |
| Artisan Partners Limited Partnership | 100,235 | $24.2M | 0.04% | +19,819+24.6% | Added |
| Dimensional Fund Advisors LP | 110,706 | $26.8M | 0.01% | −2,934−2.6% | Reduced |
| Rhumbline Advisers | 117,273 | $28.4M | 0.03% | −491−0.4% | Reduced |
| Polar Capital Holdings Plc | 128,205 | $31.0M | 0.23% | −351−0.3% | Reduced |
| TD Asset Management Inc | 131,734 | $31.9M | 0.04% | +59,266+81.8% | Added |
| Alliancebernstein L.P. | 132,584 | $32.1M | 0.01% | +11,678+9.7% | Added |
| Balyasny Asset Management LLC | 135,812 | $32.9M | 0.09% | +25,015+22.6% | Added |
| Federated Hermes, Inc. | 137,609 | $33.3M | 0.09% | +41,074+42.5% | Added |
| Principal Financial Group Inc | 143,246 | $34.7M | 0.02% | −1,877−1.3% | Reduced |
| Polar Asset Management Partners Inc. | 150,968 | $36.5M | 0.88% | −58,271−27.8% | Reduced |
| Redmile Group, LLC | 155,076 | $37.5M | 1.78% | +16,106+11.6% | Added |
| American Century Companies Inc | 165,349 | $40.0M | 0.03% | −20,913−11.2% | Reduced |
| Nuveen Asset Management, LLC | 177,679 | $43.0M | 0.02% | +6,050+3.5% | Added |
| Millennium Management LLC | 185,386 | $44.8M | 0.05% | −67,276−26.6% | Reduced |
| PFM Health Sciences, LP | 192,406 | $46.5M | 2.23% | −167,624−46.6% | Reduced |
| Goldman Sachs Group Inc | 199,601 | $48.3M | 0.01% | −95,273−32.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 222,279 | $53.8M | 0.10% | +99,754+81.4% | Added |
| Bellevue Group AG | 237,252 | $57.4M | 0.92% | +3,032+1.3% | Added |
| Charles Schwab Investment Management Inc | 239,103 | $57.8M | 0.02% | +6,436+2.8% | Added |
| Citadel Advisors LLC | 248,565 | $60.1M | 0.07% | −67,478−21.4% | Reduced |
| Northern Trust Corp | 268,656 | $65.0M | 0.01% | −3,923−1.4% | Reduced |
| Janus Henderson Group PLC | 270,483 | $65.4M | 0.04% | −11,983−4.2% | Reduced |
| Franklin Resources Inc | 292,075 | $70.7M | 0.04% | +79,367+37.3% | Added |
| Bank of New York Mellon Corp | 333,045 | $80.6M | 0.02% | −12,015−3.5% | Reduced |
| Norges Bank | 348,401 | $84.3M | 0.02% | −31,971−8.4% | Reduced |