High Income Securities Fund
PCF- Exchange
- NYSE
- SEC CIK
- 0000810943
In the last 90 days, High Income Securities Fund insiders filed 2 open-market purchases and 0 sales; 55 institutions reported holding it in 13F filings for Q2 2026, worth $25.4M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding High Income Securities Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 26 | 1 | 38 | +13 |
| Shares | 645.9K | 75.8K | 5.11M | +4.54M (+795.6%) |
| Value | $5.66M | $664.0K | $44.2M | +$39.2M (+784.6%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (17)
Institutions that held High Income Securities Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Cetera Investment Advisers | 1,049,833 | $9.08M | 0.13% |
| Sit Investment Associates Inc | 992,584 | $8.59M | 0.20% |
| Bulldog Investors, LLP | 481,112 | $4.16M | 1.11% |
| Rivernorth Capital Management, LLC | 442,623 | $3.83M | 0.15% |
| Yakira Capital Management, Inc. | 248,861 | $2.15M | 0.27% |
| Envestnet Asset Management Inc | 184,538 | $1.60M | 0.00% |
| GWM Advisors LLC | 119,700 | $1.03M | 0.02% |
| Raymond James & Associates | 58,400 | $505.0K | 0.00% |
| CSS LLC | 35,160 | $304.0K | 0.01% |
| Silverlake Wealth Management LLC | 32,960 | $285.1K | 0.15% |
| Clough Capital Partners L P | 31,510 | $273.0K | 0.02% |
| CTC Capital Management, LLC | 17,000 | $147.0K | 1.13% |
| Commonwealth Equity Services, LLC | 12,019 | $103.0K | 0.00% |
| Detalus Advisors, LLC | 11,892 | $103.0K | 0.05% |
| Wolverine Asset Management LLC | 6,862 | $59.0K | 0.00% |
| CoreCap Advisors, LLC | 4,375 | $38.0K | 0.00% |
| Tower Research Capital LLC (TRC) | 2 | $0 | 0.00% |
Sold out (4)
Institutions that held High Income Securities Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Boothbay Fund Management, LLC | 75,000 | $657.0K |
| Kestra Advisory Services, LLC | 34,053 | $298.0K |
| Kerntke Otto McGlone Wealth Management Group | 11,591 | $102.0K |
| FNY Investment Advisers, LLC | 3,000 | $26.0K |
Not filed for Q4 2021 yet (1)
Institutions that held High Income Securities Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 75,800 | $664.0K |