Ocugen, Inc.
OCGN- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001372299
In the last 90 days, Ocugen, Inc. insiders filed 0 open-market purchases and 1 sale; 147 institutions reported holding it in 13F filings for Q2 2026, worth $222.1M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Ocugen, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- −18 vs. Q2 2023
- Shares held
- 33.0M
- −15.7M (−32.3%) vs. Q2 2023
- Total value
- $13.2M
- −$13.3M (−50.1%) vs. Q2 2023
- New holders
- 5
- 20 more added
- Sold out
- 23
- 22 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OCGN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 147 | $222.1M |
| Q1 2026 | 137 | $200.5M |
| Q4 2025 | 109 | $82.2M |
| Q3 2025 | 97 | $74.8M |
| Q2 2025 | 104 | $50.1M |
| Q1 2025 | 110 | $54.2M |
| Q4 2024 | 114 | $57.7M |
| Q3 2024 | 115 | $79.1M |
| Q2 2024 | 101 | $104.4M |
| Q1 2024 | 81 | $54.0M |
| Q4 2023 | 68 | $15.1M |
| Q3 2023 | 78 | $13.2M |
| Q2 2023 | 96 | $26.5M |
| Q1 2023 | 103 | $53.2M |
| Q4 2022 | 114 | $117.0M |
| Q3 2022 | 128 | $146.5M |
| Q2 2022 | 124 | $193.1M |
| Q1 2022 | 122 | $279.2M |
| Q4 2021 | 122 | $291.2M |
| Q3 2021 | 116 | $396.4M |
| Q2 2021 | 129 | $455.7M |
| Q1 2021 | 82 | $167.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Ocugen, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 11,925,552 | $4.77M | 0.00% | +119,207+1.0% | Added |
| GMT Capital Corp | 3,922,198 | $1.57M | 0.06% | 00.0% | Unchanged |
| BlackRock Inc. | 3,693,281 | $1.48M | 0.00% | −214,133−5.5% | Reduced |
| Geode Capital Management, LLC | 2,861,463 | $1.14M | 0.00% | −1,505−0.1% | Reduced |
| Luminus Management LLC | 2,722,656 | $1.09M | 0.34% | −1,356,582−33.3% | Reduced |
| Millennium Management LLC | 1,624,329 | $649.7K | 0.00% | −1,392,208−46.2% | Reduced |
| Renaissance Technologies LLC | 921,151 | $368.0K | 0.00% | −1,550,005−62.7% | Reduced |
| State Street Corp | 881,626 | $352.6K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 444,953 | $178.0K | 0.00% | +55,113+14.1% | Added |
| Susquehanna International Group, LLP | 424,801 | $169.9K | 0.00% | −622,200−59.4% | Reduced |
| Verition Fund Management LLC | 400,000 | $160.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 313,477 | $125.4K | 0.00% | −44,880−12.5% | Reduced |
| Morgan Stanley | 280,821 | $112.3K | 0.00% | −68,793−19.7% | Reduced |
| Bank of America Corp | 204,385 | $81.8K | 0.00% | −167,250−45.0% | Reduced |
| Jane Street Group, LLC | 193,769 | $77.5K | 0.00% | −272,856−58.5% | Reduced |
| FMR LLC | 172,720 | $69.1K | 0.00% | +149,742+651.7% | Added |
| Charles Schwab Investment Management Inc | 170,254 | $68.1K | 0.00% | −963,766−85.0% | Reduced |
| Group One Trading, L.P. | 165,133 | $66.1K | 0.00% | +43,844+36.1% | Added |
| D. E. Shaw & Co., Inc. | 139,025 | $55.6K | 0.00% | −953,244−87.3% | Reduced |
| Two Sigma Investments, LP | 134,582 | $53.8K | 0.00% | +80,139+147.2% | Added |
| JPMorgan Chase & Co | 134,477 | $53.8K | 0.00% | −2,905,579−95.6% | Reduced |
| TD Private Client Wealth LLC | 98,390 | $39.4K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 94,100 | $38.0K | 0.00% | +62,800+200.6% | Added |
| Two Sigma Securities, LLC | 91,739 | $36.7K | 0.00% | +33,304+57.0% | Added |
| Bank of New York Mellon Corp | 87,752 | $35.1K | 0.00% | −47,658−35.2% | Reduced |
| Invesco Ltd. | 76,797 | $30.7K | 0.00% | +3,548+4.8% | Added |
| Simplex Trading, LLC | 69,492 | $27.0K | 0.00% | +19,631+39.4% | Added |
| Lazard Asset Management LLC | 64,346 | $25.0K | 0.00% | +2,914+4.7% | Added |
| Principal Financial Group Inc | 61,761 | $24.7K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 60,090 | $24.0K | 0.00% | +40,090+200.5% | Added |
| Zacks Investment Management | 55,481 | $22.2K | 0.00% | +55,481 | New |
| JustInvest LLC | 53,374 | $21.4K | 0.00% | +36,004+207.3% | Added |
| Bayesian Capital Management, LP | 47,700 | $19.1K | 0.00% | +47,700 | New |
| Virtu Financial LLC | 36,232 | $14.0K | 0.00% | −184,454−83.6% | Reduced |
| Point72 Asset Management, L.P. | 34,341 | $13.7K | 0.00% | −49,531−59.1% | Reduced |
| Advisor Group Holdings, Inc. | 32,392 | $13.0K | 0.00% | +5,541+20.6% | Added |
| Mariner, LLC | 29,605 | $11.8K | 0.00% | +29,605 | New |
| Victory Capital Management Inc | 27,623 | $11.0K | 0.00% | +108+0.4% | Added |
| Qube Research & Technologies Ltd | 26,177 | $10.5K | 0.00% | −303,885−92.1% | Reduced |
| UBS Group AG | 24,341 | $9.74K | 0.00% | +15,314+169.6% | Added |
| Baldwin Investment Management, LLC | 22,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 20,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,243 | $7.70K | 0.00% | +7,500+63.9% | Added |
| Perennial Investment Advisors, LLC | 15,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 13,962 | $5.58K | 0.00% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 13,000 | $5.20K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 12,407 | $4.96K | 0.00% | −30,071−70.8% | Reduced |
| Wells Fargo & Company | 10,684 | $4.27K | 0.00% | +523+5.1% | Added |
| Capital CS Group, LLC | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 9,593 | $3.84K | 0.00% | −7,435−43.7% | Reduced |
| CWM, LLC | 7,290 | $3.00K | 0.00% | −50−0.7% | Reduced |
| Federated Hermes, Inc. | 5,374 | $2.15K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,429 | $1.77K | 0.00% | −6,410−59.1% | Reduced |
| Royal Bank of Canada | 2,068 | $1.00K | 0.00% | +180+9.5% | Added |
| City State Bank | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,444 | $978 | 0.00% | +2,444 | New |
| The PNC Financial Services Group, Inc. | 1,000 | $400 | 0.00% | +626+167.4% | Added |
| Citigroup Inc | 745 | $298 | 0.00% | −151−16.9% | Reduced |
| Central Trust Co | 500 | $200 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 500 | $200 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $200 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 500 | $200 | 0.00% | +400+400.0% | Added |
| Steward Partners Investment Advisory, LLC | 405 | $162 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 334 | $134 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 317 | $127 | 0.00% | +317 | New |
| North Star Investment Management Corp. | 300 | $120 | 0.00% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 300 | $120 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 300 | $119 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 100 | $40 | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 100 | $40 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 100 | $40 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 49 | $20 | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 10 | $4 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −2,500,000−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −1,081,149−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −573,323−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −251,196−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −210,342−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −172,800−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −141,491−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −97,016−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −88,353−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −80,131−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −70,669−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −58,300−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −23,964−100.0% | Sold out |
| CTC Alternative Strategies, Ltd. | 0 | $0 | 0.00% | −18,500−100.0% | Sold out |
| Allegiance Financial Group Advisory Services LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Retirement Group, LLC | 0 | $0 | 0.00% | −9,910−100.0% | Sold out |
| Pacifica Partners Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Brown, Lisle/Cummings, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −1,625−100.0% | Sold out |
| Key Financial Inc | 0 | $0 | 0.00% | −84−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| New Millennium Group LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |