Ocugen, Inc.
OCGN- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001372299
In the last 90 days, Ocugen, Inc. insiders filed 0 open-market purchases and 1 sale; 147 institutions reported holding it in 13F filings for Q2 2026, worth $222.1M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Ocugen, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- −18 vs. Q2 2023
- Shares held
- 33.0M
- −15.7M (−32.3%) vs. Q2 2023
- Total value
- $13.2M
- −$13.3M (−50.1%) vs. Q2 2023
- New holders
- 5
- 20 more added
- Sold out
- 23
- 22 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OCGN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 147 | $222.1M |
| Q1 2026 | 137 | $200.5M |
| Q4 2025 | 109 | $82.2M |
| Q3 2025 | 97 | $74.8M |
| Q2 2025 | 104 | $50.1M |
| Q1 2025 | 110 | $54.2M |
| Q4 2024 | 114 | $57.7M |
| Q3 2024 | 115 | $79.1M |
| Q2 2024 | 101 | $104.4M |
| Q1 2024 | 81 | $54.0M |
| Q4 2023 | 68 | $15.1M |
| Q3 2023 | 78 | $13.2M |
| Q2 2023 | 96 | $26.5M |
| Q1 2023 | 103 | $53.2M |
| Q4 2022 | 114 | $117.0M |
| Q3 2022 | 128 | $146.5M |
| Q2 2022 | 124 | $193.1M |
| Q1 2022 | 122 | $279.2M |
| Q4 2021 | 122 | $291.2M |
| Q3 2021 | 116 | $396.4M |
| Q2 2021 | 129 | $455.7M |
| Q1 2021 | 82 | $167.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Ocugen, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| PSI Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 10 | $4 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 49 | $20 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 100 | $40 | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 100 | $40 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 100 | $40 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 300 | $119 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 300 | $120 | 0.00% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 300 | $120 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 317 | $127 | 0.00% | +317 | New |
| Toronto Dominion Bank | 334 | $134 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 405 | $162 | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 500 | $200 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 500 | $200 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 500 | $200 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 500 | $200 | 0.00% | +400+400.0% | Added |
| Citigroup Inc | 745 | $298 | 0.00% | −151−16.9% | Reduced |
| The PNC Financial Services Group, Inc. | 1,000 | $400 | 0.00% | +626+167.4% | Added |
| EverSource Wealth Advisors, LLC | 2,444 | $978 | 0.00% | +2,444 | New |
| Royal Bank of Canada | 2,068 | $1.00K | 0.00% | +180+9.5% | Added |
| City State Bank | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,429 | $1.77K | 0.00% | −6,410−59.1% | Reduced |
| Federated Hermes, Inc. | 5,374 | $2.15K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 7,290 | $3.00K | 0.00% | −50−0.7% | Reduced |
| Rhumbline Advisers | 9,593 | $3.84K | 0.00% | −7,435−43.7% | Reduced |
| Capital CS Group, LLC | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 10,684 | $4.27K | 0.00% | +523+5.1% | Added |
| Balyasny Asset Management LLC | 12,407 | $4.96K | 0.00% | −30,071−70.8% | Reduced |
| Steel Peak Wealth Management LLC | 13,000 | $5.20K | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 13,962 | $5.58K | 0.00% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 15,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,243 | $7.70K | 0.00% | +7,500+63.9% | Added |
| Thrivent Financial for Lutherans | 20,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Baldwin Investment Management, LLC | 22,500 | $9.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 24,341 | $9.74K | 0.00% | +15,314+169.6% | Added |
| Qube Research & Technologies Ltd | 26,177 | $10.5K | 0.00% | −303,885−92.1% | Reduced |
| Victory Capital Management Inc | 27,623 | $11.0K | 0.00% | +108+0.4% | Added |
| Mariner, LLC | 29,605 | $11.8K | 0.00% | +29,605 | New |
| Advisor Group Holdings, Inc. | 32,392 | $13.0K | 0.00% | +5,541+20.6% | Added |
| Point72 Asset Management, L.P. | 34,341 | $13.7K | 0.00% | −49,531−59.1% | Reduced |
| Virtu Financial LLC | 36,232 | $14.0K | 0.00% | −184,454−83.6% | Reduced |
| Bayesian Capital Management, LP | 47,700 | $19.1K | 0.00% | +47,700 | New |
| JustInvest LLC | 53,374 | $21.4K | 0.00% | +36,004+207.3% | Added |
| Zacks Investment Management | 55,481 | $22.2K | 0.00% | +55,481 | New |
| Captrust Financial Advisors | 60,090 | $24.0K | 0.00% | +40,090+200.5% | Added |
| Principal Financial Group Inc | 61,761 | $24.7K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 64,346 | $25.0K | 0.00% | +2,914+4.7% | Added |
| Simplex Trading, LLC | 69,492 | $27.0K | 0.00% | +19,631+39.4% | Added |
| Invesco Ltd. | 76,797 | $30.7K | 0.00% | +3,548+4.8% | Added |
| Bank of New York Mellon Corp | 87,752 | $35.1K | 0.00% | −47,658−35.2% | Reduced |
| Two Sigma Securities, LLC | 91,739 | $36.7K | 0.00% | +33,304+57.0% | Added |
| Price T Rowe Associates Inc | 94,100 | $38.0K | 0.00% | +62,800+200.6% | Added |
| TD Private Client Wealth LLC | 98,390 | $39.4K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 134,477 | $53.8K | 0.00% | −2,905,579−95.6% | Reduced |
| Two Sigma Investments, LP | 134,582 | $53.8K | 0.00% | +80,139+147.2% | Added |
| D. E. Shaw & Co., Inc. | 139,025 | $55.6K | 0.00% | −953,244−87.3% | Reduced |
| Group One Trading, L.P. | 165,133 | $66.1K | 0.00% | +43,844+36.1% | Added |
| Charles Schwab Investment Management Inc | 170,254 | $68.1K | 0.00% | −963,766−85.0% | Reduced |
| FMR LLC | 172,720 | $69.1K | 0.00% | +149,742+651.7% | Added |
| Jane Street Group, LLC | 193,769 | $77.5K | 0.00% | −272,856−58.5% | Reduced |
| Bank of America Corp | 204,385 | $81.8K | 0.00% | −167,250−45.0% | Reduced |
| Morgan Stanley | 280,821 | $112.3K | 0.00% | −68,793−19.7% | Reduced |
| Cubist Systematic Strategies, LLC | 313,477 | $125.4K | 0.00% | −44,880−12.5% | Reduced |
| Verition Fund Management LLC | 400,000 | $160.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 424,801 | $169.9K | 0.00% | −622,200−59.4% | Reduced |
| Northern Trust Corp | 444,953 | $178.0K | 0.00% | +55,113+14.1% | Added |
| State Street Corp | 881,626 | $352.6K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 921,151 | $368.0K | 0.00% | −1,550,005−62.7% | Reduced |
| Millennium Management LLC | 1,624,329 | $649.7K | 0.00% | −1,392,208−46.2% | Reduced |
| Luminus Management LLC | 2,722,656 | $1.09M | 0.34% | −1,356,582−33.3% | Reduced |
| Geode Capital Management, LLC | 2,861,463 | $1.14M | 0.00% | −1,505−0.1% | Reduced |
| BlackRock Inc. | 3,693,281 | $1.48M | 0.00% | −214,133−5.5% | Reduced |
| GMT Capital Corp | 3,922,198 | $1.57M | 0.06% | 00.0% | Unchanged |
| Vanguard Group Inc | 11,925,552 | $4.77M | 0.00% | +119,207+1.0% | Added |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −2,500,000−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −1,081,149−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −573,323−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −251,196−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −210,342−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −172,800−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −141,491−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −97,016−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −88,353−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −80,131−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −70,669−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −58,300−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −23,964−100.0% | Sold out |
| CTC Alternative Strategies, Ltd. | 0 | $0 | 0.00% | −18,500−100.0% | Sold out |
| Allegiance Financial Group Advisory Services LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Retirement Group, LLC | 0 | $0 | 0.00% | −9,910−100.0% | Sold out |
| Pacifica Partners Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Brown, Lisle/Cummings, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −1,625−100.0% | Sold out |
| Key Financial Inc | 0 | $0 | 0.00% | −84−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| New Millennium Group LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |