Ocugen, Inc.
OCGN- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001372299
In the last 90 days, Ocugen, Inc. insiders filed 0 open-market purchases and 1 sale; 147 institutions reported holding it in 13F filings for Q2 2026, worth $222.1M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Ocugen, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- −10 vs. Q2 2021
- Shares held
- 55.2M
- −1.48M (−2.6%) vs. Q2 2021
- Total value
- $396.4M
- −$58.8M (−12.9%) vs. Q2 2021
- New holders
- 20
- 42 more added
- Sold out
- 30
- 29 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OCGN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 147 | $222.1M |
| Q1 2026 | 137 | $200.5M |
| Q4 2025 | 109 | $82.2M |
| Q3 2025 | 97 | $74.8M |
| Q2 2025 | 104 | $50.1M |
| Q1 2025 | 110 | $54.2M |
| Q4 2024 | 114 | $57.7M |
| Q3 2024 | 115 | $79.1M |
| Q2 2024 | 101 | $104.4M |
| Q1 2024 | 81 | $54.0M |
| Q4 2023 | 68 | $15.1M |
| Q3 2023 | 78 | $13.2M |
| Q2 2023 | 96 | $26.5M |
| Q1 2023 | 103 | $53.2M |
| Q4 2022 | 114 | $117.0M |
| Q3 2022 | 128 | $146.5M |
| Q2 2022 | 124 | $193.1M |
| Q1 2022 | 122 | $279.2M |
| Q4 2021 | 122 | $291.2M |
| Q3 2021 | 116 | $396.4M |
| Q2 2021 | 129 | $455.7M |
| Q1 2021 | 82 | $167.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Ocugen, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wagner Wealth Management, LLC | 10 | $0 | 0.00% | −3,455−99.7% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | −12−85.7% | Reduced |
| Ironwood Financial, llc | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 46 | $0 | 0.00% | +46 | New |
| Lindbrook Capital, LLC | 64 | $0 | 0.00% | +64 | New |
| Koshinski Asset Management, Inc. | 120 | $862 | 0.00% | +120 | New |
| Allworth Financial LP | 150 | $1.00K | 0.00% | −1,158−88.5% | Reduced |
| Cedar Mountain Advisors, LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 170 | $1.00K | 0.00% | +170 | New |
| North Star Investment Management Corp. | 300 | $2.00K | 0.00% | −400−57.1% | Reduced |
| Central Trust Co | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 555 | $4.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 507 | $4.00K | 0.00% | +176+53.2% | Added |
| Tortoise Investment Management, LLC | 500 | $4.00K | 0.00% | +500 | New |
| Truvestments Capital LLC | 700 | $5.00K | 0.00% | −200−22.2% | Reduced |
| Charter Oak Capital Management, LLC | 750 | $5.00K | 0.00% | +750 | New |
| Cypress Capital Management LLC (WY) | 875 | $6.00K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 1,024 | $7.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,035 | $7.00K | 0.00% | +1,035 | New |
| Harbour Investments, Inc. | 1,300 | $9.00K | 0.00% | −310−19.3% | Reduced |
| Banque Cantonale Vaudoise | 2,000 | $14.0K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 2,000 | $15.0K | 0.01% | 00.0% | Unchanged |
| PSI Advisors, LLC | 2,050 | $15.0K | 0.01% | +2,050 | New |
| CWA Asset Management Group, LLC | 2,230 | $16.0K | 0.00% | +2,230 | New |
| Cutler Group LP | 2,900 | $20.0K | 0.00% | −4,724−62.0% | Reduced |
| Edmond de Rothschild Holding S.A. | 3,200 | $23.0K | 0.00% | +3,200 | New |
| Creative Financial Designs Inc | 3,930 | $28.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,975 | $28.5K | 0.00% | −525−11.7% | Reduced |
| Kings Point Capital Management | 4,300 | $31.0K | 0.00% | +4,300 | New |
| Meeder Asset Management Inc | 4,430 | $32.0K | 0.00% | +4,430 | New |
| Macquarie Group Ltd | 6,866 | $49.0K | 0.00% | 00.0% | Unchanged |
| Abingworth LLP | 7,111 | $51.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 10,588 | $76.0K | 0.00% | 00.0% | Unchanged |
| Centiva Capital, LP | 10,608 | $76.0K | 0.01% | +10,608 | New |
| Man Group plc | 10,949 | $78.0K | 0.00% | −11,529−51.3% | Reduced |
| Belvedere Trading LLC | 9,720 | $80.0K | 0.02% | +9,015+1,278.7% | Added |
| Renaissance Technologies LLC | 11,256 | $81.0K | 0.00% | −2,429,500−99.5% | Reduced |
| EPG Wealth Management LLC | 11,250 | $81.0K | 0.03% | 00.0% | Unchanged |
| Shell Asset Management Co | 11,584 | $83.0K | 0.00% | −460−3.8% | Reduced |
| Corient Capital Partners, LLC | 12,080 | $87.0K | 0.01% | +12,080 | New |
| Aristides Capital LLC | 14,000 | $101.0K | 0.08% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 14,478 | $104.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 14,650 | $105.0K | 0.00% | +200+1.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,621 | $119.0K | 0.00% | +16,621 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 20,922 | $150.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 21,000 | $151.0K | 0.01% | +8,000+61.5% | Added |
| Millennium Management LLC | 21,245 | $153.0K | 0.00% | −510,074−96.0% | Reduced |
| Verition Fund Management LLC | 21,402 | $154.0K | 0.00% | +21,402 | New |
| HighTower Advisors, LLC | 23,025 | $163.0K | 0.00% | +23,025 | New |
| Royal Bank of Canada | 23,333 | $168.0K | 0.00% | +9,512+68.8% | Added |
| Squarepoint Ops LLC | 23,548 | $169.0K | 0.00% | −95,272−80.2% | Reduced |
| ProShare Advisors LLC | 23,666 | $170.0K | 0.00% | −24,240−50.6% | Reduced |
| American Portfolios Advisors | 24,000 | $172.3K | 0.01% | +12,000+100.0% | Added |
| E Fund Management Co., Ltd. | 24,109 | $173.0K | 0.01% | +24,109 | New |
| Brewin Dolphin Ltd | 25,000 | $179.5K | 0.01% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 30,282 | $217.0K | 0.00% | +7,298+31.8% | Added |
| Wolverine Trading, LLC | 32,770 | $223.0K | 0.00% | +11,232+52.1% | Added |
| HAP Trading, LLC | 31,801 | $228.0K | 0.02% | −2,465−7.2% | Reduced |
| Russell Investments Group, Ltd. | 31,776 | $228.0K | 0.00% | +31,776 | New |
| Amalgamated Bank | 32,849 | $236.0K | 0.00% | −2,023−5.8% | Reduced |
| Advisor Group Holdings, Inc. | 36,374 | $261.0K | 0.00% | +31,643+668.8% | Added |
| Mackenzie Financial Corp | 42,419 | $305.0K | 0.00% | +4,496+11.9% | Added |
| STRS Ohio | 42,800 | $307.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 43,659 | $313.5K | 0.00% | −8,240−15.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 51,800 | $372.0K | 0.00% | +22,700+78.0% | Added |
| Arizona State Retirement System | 53,996 | $388.0K | 0.00% | +2,868+5.6% | Added |
| LPL Financial LLC | 54,010 | $388.0K | 0.00% | +39,980+285.0% | Added |
| MetLife Investment Management | 56,896 | $408.5K | 0.00% | −10,891−16.1% | Reduced |
| Tower Research Capital LLC (TRC) | 57,202 | $411.0K | 0.01% | +47,860+512.3% | Added |
| SG Americas Securities, LLC | 70,301 | $505.0K | 0.00% | +70,301 | New |
| Voya Investment Management LLC | 71,431 | $513.0K | 0.00% | −1,520−2.1% | Reduced |
| Principal Financial Group Inc | 76,082 | $546.0K | 0.00% | +3,139+4.3% | Added |
| State Board of Administration of Florida Retirement System | 82,175 | $590.0K | 0.00% | +55,350+206.3% | Added |
| Legal & General Group Plc | 82,408 | $592.0K | 0.00% | +38,672+88.4% | Added |
| Victory Capital Management Inc | 85,892 | $617.0K | 0.00% | +30,426+54.9% | Added |
| Ameriprise Financial Inc | 86,858 | $624.0K | 0.00% | +5,300+6.5% | Added |
| Manufacturers Life Insurance Company, The | 95,216 | $684.0K | 0.00% | −7,188−7.0% | Reduced |
| TD Private Client Wealth LLC | 98,390 | $706.4K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 101,184 | $726.0K | 0.00% | −328,377−76.4% | Reduced |
| American International Group, Inc. | 101,070 | $726.0K | 0.00% | −2,401−2.3% | Reduced |
| Invesco Ltd. | 105,700 | $759.0K | 0.00% | +21,559+25.6% | Added |
| Price T Rowe Associates Inc | 106,057 | $761.0K | 0.00% | +65,800+163.4% | Added |
| Parametric Portfolio Associates LLC | 118,844 | $853.0K | 0.00% | +42,059+54.8% | Added |
| New York State Common Retirement Fund | 120,688 | $867.0K | 0.00% | −37,512−23.7% | Reduced |
| Credit Suisse AG | 129,118 | $928.0K | 0.00% | +13,527+11.7% | Added |
| Deutsche Bank AG | 130,016 | $934.0K | 0.00% | +4,888+3.9% | Added |
| Wells Fargo & Company | 160,693 | $1.15M | 0.00% | +145,477+956.1% | Added |
| Vontobel Holding Ltd. | 172,000 | $1.24M | 0.01% | −328,000−65.6% | Reduced |
| UBS Asset Management Americas Inc | 186,155 | $1.34M | 0.00% | +9,133+5.2% | Added |
| Alliancebernstein L.P. | 192,600 | $1.38M | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 196,150 | $1.41M | 0.00% | +4,665+2.4% | Added |
| Jane Street Group, LLC | 199,220 | $1.43M | 0.00% | −790,287−79.9% | Reduced |
| Goldman Sachs Group Inc | 225,399 | $1.62M | 0.00% | −7,151−3.1% | Reduced |
| State of Wisconsin Investment Board | 238,800 | $1.72M | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 262,061 | $1.88M | 0.00% | +7,420+2.9% | Added |
| Citigroup Inc | 359,441 | $2.58M | 0.00% | −339,425−48.6% | Reduced |
| UBS Group AG | 423,599 | $3.04M | 0.00% | +372,609+730.7% | Added |