Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NBO is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 23
- 0 vs. Q2 2023
- Shares held
- 1.92M
- +199.0K (+11.5%) vs. Q2 2023
- Total value
- $16.9M
- +$414.6K (+2.5%) vs. Q2 2023
- New holders
- 4
- 5 more added
- Sold out
- 4
- 5 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wolverine Asset Management LLC | 408 | $3.57K | 0.00% | +408 | New |
| Advisor Group Holdings, Inc. | 2,300 | $20.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 8,939 | $78.3K | 0.00% | −2,375−21.0% | Reduced |
| Dakota Wealth Management | 11,800 | $103.4K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,066 | $140.7K | 0.00% | +16,066 | New |
| Horizon Kinetics Asset Management LLC | 16,232 | $142.2K | 0.00% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 22,034 | $193.0K | 0.05% | +22,034 | New |
| Mackay Shields LLC | 25,745 | $225.5K | 0.01% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 34,908 | $305.8K | 0.11% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 34,906 | $306.0K | 0.00% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 38,027 | $333.1K | 0.05% | 00.0% | Unchanged |
| Wells Fargo & Company | 40,913 | $358.4K | 0.00% | −795−1.9% | Reduced |
| SkyView Investment Advisors, LLC | 50,100 | $439.0K | 0.18% | 00.0% | Unchanged |
| Matisse Capital | 50,964 | $446.4K | 0.32% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 52,310 | $458.2K | 0.13% | +19,643+60.1% | Added |
| UBS Group AG | 56,904 | $498.5K | 0.00% | −11,635−17.0% | Reduced |
| Karpus Management, Inc. | 82,567 | $723.3K | 0.02% | −120,000−59.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 93,261 | $817.0K | 0.05% | −45,997−33.0% | Reduced |
| Guggenheim Capital LLC | 95,265 | $834.5K | 0.01% | +6,257+7.0% | Added |
| Rivernorth Capital Management, LLC | 150,603 | $1.32M | 0.07% | +150,603 | New |
| Sit Investment Associates Inc | 177,500 | $1.55M | 0.04% | +90,179+103.3% | Added |
| Saba Capital Management, L.P. | 407,073 | $3.57M | 0.11% | +96,628+31.1% | Added |
| Morgan Stanley | 454,860 | $3.98M | 0.00% | +52,880+13.2% | Added |
| Almitas Capital LLC | 0 | $0 | 0.00% | −25,412−100.0% | Sold out |
| King Wealth | 0 | $0 | 0.00% | −22,190−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −17,750−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −9,500−100.0% | Sold out |