Lumos Pharma, Inc.
LUMODelisted Dec 12, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001126234
Lumos Pharma, Inc. was delisted on Dec 12, 2024; its insiders filed their last Form 4 on Dec 13, 2024; 29 institutions reported holding it in 13F filings for Q3 2024, worth $8.08M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Lumos Pharma, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +6 vs. Q3 2022
- Shares held
- 2.41M
- −28.0K (−1.1%) vs. Q3 2022
- Total value
- $8.51M
- −$13.4M (−61.1%) vs. Q3 2022
- New holders
- 8
- 8 more added
- Sold out
- 2
- 7 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LUMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 29 | $8.08M |
| Q2 2024 | 36 | $4.82M |
| Q1 2024 | 36 | $6.14M |
| Q4 2023 | 37 | $7.52M |
| Q3 2023 | 34 | $8.05M |
| Q2 2023 | 35 | $7.90M |
| Q1 2023 | 37 | $7.40M |
| Q4 2022 | 38 | $8.51M |
| Q3 2022 | 35 | $23.0M |
| Q2 2022 | 36 | $18.7M |
| Q1 2022 | 36 | $23.3M |
| Q4 2021 | 38 | $18.7M |
| Q3 2021 | 37 | $27.3M |
| Q2 2021 | 40 | $32.1M |
| Q1 2021 | 41 | $38.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Lumos Pharma, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Goldman Sachs Group Inc | 469,367 | $1.69M | 0.00% | −114,529−19.6% | Reduced |
| Blackstone Group Inc. | 468,145 | $1.69M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 318,220 | $1.15M | 0.00% | −8,095−2.5% | Reduced |
| Vanguard Group Inc | 236,968 | $855.5K | 0.00% | +530.0% | Added |
| Renaissance Technologies LLC | 233,114 | $842.0K | 0.00% | −17,399−6.9% | Reduced |
| Jefferies Financial Group Inc. | 120,651 | $435.6K | 0.01% | +120,651 | New |
| Price T Rowe Associates Inc | 100,000 | $361.0K | 0.00% | −12,576−11.2% | Reduced |
| BlackRock Inc. | 57,188 | $206.4K | 0.00% | +71+0.1% | Added |
| Shay Capital LLC | 50,000 | $180.5K | 0.11% | +50,000 | New |
| Bridgeway Capital Management, LLC | 47,643 | $172.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 34,256 | $123.0K | 0.00% | +1,754+5.4% | Added |
| Minerva Advisors LLC | 34,015 | $122.5K | 0.09% | 00.0% | Unchanged |
| Key Financial Inc | 10,927 | $96.7K | 0.05% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 21,020 | $75.9K | 0.02% | +7,705+57.9% | Added |
| Dimensional Fund Advisors LP | 20,731 | $75.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 20,037 | $72.0K | 0.00% | +20,037 | New |
| Citadel Advisors LLC | 17,891 | $64.6K | 0.00% | +17,891 | New |
| K2 Principal Fund, L.P. | 15,836 | $57.2K | 0.02% | −40,030−71.7% | Reduced |
| Bank of New York Mellon Corp | 11,858 | $42.8K | 0.00% | 00.0% | Unchanged |
| Wealth Advisors of Iowa, LLC | 11,699 | $42.2K | 0.03% | 00.0% | Unchanged |
| State Street Corp | 11,237 | $40.6K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 10,556 | $38.0K | 0.01% | +10,556 | New |
| Envestnet Asset Management Inc | 10,509 | $37.9K | 0.00% | +10,509 | New |
| Tower Research Capital LLC (TRC) | 2,797 | $10.0K | 0.00% | +215+8.3% | Added |
| Advisor Group Holdings, Inc. | 2,514 | $8.51K | 0.00% | +1,031+69.5% | Added |
| UBS Group AG | 2,033 | $7.34K | 0.00% | +1,291+174.0% | Added |
| West Financial Advisors, LLC | 784 | $2.83K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 344 | $1.24K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 150 | $542 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 73 | $264 | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 22 | $79 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 20,013 | $72 | 0.00% | +3,000+17.6% | Added |
| Bank of America Corp | 12 | $44 | 0.00% | +12 | New |
| Global Retirement Partners, LLC | 11 | $40 | 0.00% | 00.0% | Unchanged |
| Live Oak Investment Partners | – | $39 | 0.00% | – | New |
| Royal Bank of Canada | 50 | $0 | 0.00% | −202−80.2% | Reduced |
| JPMorgan Chase & Co | 20 | $0 | 0.00% | −9−31.0% | Reduced |
| Lion Point Capital, LP | 51,205 | – | – | 00.0% | Unchanged |
| Opaleye Management Inc. | 0 | $0 | 0.00% | −46,576−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −33,367−100.0% | Sold out |
| Jefferies Group LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |