Lumos Pharma, Inc.
LUMODelisted Dec 12, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001126234
Lumos Pharma, Inc. was delisted on Dec 12, 2024; its insiders filed their last Form 4 on Dec 13, 2024; 29 institutions reported holding it in 13F filings for Q3 2024, worth $8.08M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Lumos Pharma, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +6 vs. Q3 2022
- Shares held
- 2.41M
- −28.0K (−1.1%) vs. Q3 2022
- Total value
- $8.51M
- −$13.4M (−61.1%) vs. Q3 2022
- New holders
- 8
- 8 more added
- Sold out
- 2
- 7 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LUMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 29 | $8.08M |
| Q2 2024 | 36 | $4.82M |
| Q1 2024 | 36 | $6.14M |
| Q4 2023 | 37 | $7.52M |
| Q3 2023 | 34 | $8.05M |
| Q2 2023 | 35 | $7.90M |
| Q1 2023 | 37 | $7.40M |
| Q4 2022 | 38 | $8.51M |
| Q3 2022 | 35 | $23.0M |
| Q2 2022 | 36 | $18.7M |
| Q1 2022 | 36 | $23.3M |
| Q4 2021 | 38 | $18.7M |
| Q3 2021 | 37 | $27.3M |
| Q2 2021 | 40 | $32.1M |
| Q1 2021 | 41 | $38.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Lumos Pharma, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 50 | $0 | 0.00% | −202−80.2% | Reduced |
| JPMorgan Chase & Co | 20 | $0 | 0.00% | −9−31.0% | Reduced |
| Live Oak Investment Partners | – | $39 | 0.00% | – | New |
| Global Retirement Partners, LLC | 11 | $40 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 12 | $44 | 0.00% | +12 | New |
| Private Advisor Group, LLC | 20,013 | $72 | 0.00% | +3,000+17.6% | Added |
| Syverson Strege & Co | 22 | $79 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 73 | $264 | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 150 | $542 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 344 | $1.24K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 784 | $2.83K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,033 | $7.34K | 0.00% | +1,291+174.0% | Added |
| Advisor Group Holdings, Inc. | 2,514 | $8.51K | 0.00% | +1,031+69.5% | Added |
| Tower Research Capital LLC (TRC) | 2,797 | $10.0K | 0.00% | +215+8.3% | Added |
| Envestnet Asset Management Inc | 10,509 | $37.9K | 0.00% | +10,509 | New |
| Virtu Financial LLC | 10,556 | $38.0K | 0.01% | +10,556 | New |
| State Street Corp | 11,237 | $40.6K | 0.00% | 00.0% | Unchanged |
| Wealth Advisors of Iowa, LLC | 11,699 | $42.2K | 0.03% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 11,858 | $42.8K | 0.00% | 00.0% | Unchanged |
| K2 Principal Fund, L.P. | 15,836 | $57.2K | 0.02% | −40,030−71.7% | Reduced |
| Citadel Advisors LLC | 17,891 | $64.6K | 0.00% | +17,891 | New |
| Millennium Management LLC | 20,037 | $72.0K | 0.00% | +20,037 | New |
| Dimensional Fund Advisors LP | 20,731 | $75.0K | 0.00% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 21,020 | $75.9K | 0.02% | +7,705+57.9% | Added |
| Key Financial Inc | 10,927 | $96.7K | 0.05% | 00.0% | Unchanged |
| Minerva Advisors LLC | 34,015 | $122.5K | 0.09% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 34,256 | $123.0K | 0.00% | +1,754+5.4% | Added |
| Bridgeway Capital Management, LLC | 47,643 | $172.0K | 0.00% | 00.0% | Unchanged |
| Shay Capital LLC | 50,000 | $180.5K | 0.11% | +50,000 | New |
| BlackRock Inc. | 57,188 | $206.4K | 0.00% | +71+0.1% | Added |
| Price T Rowe Associates Inc | 100,000 | $361.0K | 0.00% | −12,576−11.2% | Reduced |
| Jefferies Financial Group Inc. | 120,651 | $435.6K | 0.01% | +120,651 | New |
| Renaissance Technologies LLC | 233,114 | $842.0K | 0.00% | −17,399−6.9% | Reduced |
| Vanguard Group Inc | 236,968 | $855.5K | 0.00% | +530.0% | Added |
| Wells Fargo & Company | 318,220 | $1.15M | 0.00% | −8,095−2.5% | Reduced |
| Blackstone Group Inc. | 468,145 | $1.69M | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 469,367 | $1.69M | 0.00% | −114,529−19.6% | Reduced |
| Lion Point Capital, LP | 51,205 | – | – | 00.0% | Unchanged |
| Opaleye Management Inc. | 0 | $0 | 0.00% | −46,576−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −33,367−100.0% | Sold out |
| Jefferies Group LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |