Lumos Pharma, Inc.
LUMODelisted Dec 12, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001126234
Lumos Pharma, Inc. was delisted on Dec 12, 2024; its insiders filed their last Form 4 on Dec 13, 2024; 29 institutions reported holding it in 13F filings for Q3 2024, worth $8.08M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Lumos Pharma, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 36
- 0 vs. Q4 2021
- Shares held
- 2.48M
- −210.1K (−7.8%) vs. Q4 2021
- Total value
- $23.3M
- +$4.68M (+25.1%) vs. Q4 2021
- New holders
- 5
- 6 more added
- Sold out
- 5
- 6 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LUMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 29 | $8.08M |
| Q2 2024 | 36 | $4.82M |
| Q1 2024 | 36 | $6.14M |
| Q4 2023 | 37 | $7.52M |
| Q3 2023 | 34 | $8.05M |
| Q2 2023 | 35 | $7.90M |
| Q1 2023 | 37 | $7.40M |
| Q4 2022 | 38 | $8.51M |
| Q3 2022 | 35 | $23.0M |
| Q2 2022 | 36 | $18.7M |
| Q1 2022 | 36 | $23.3M |
| Q4 2021 | 38 | $18.7M |
| Q3 2021 | 37 | $27.3M |
| Q2 2021 | 40 | $32.1M |
| Q1 2021 | 41 | $38.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Lumos Pharma, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Syverson Strege & Co | 22 | $0 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 11 | $0 | 0.00% | +11 | New |
| Group One Trading, L.P. | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 73 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 64 | $1.00K | 0.00% | −22−25.6% | Reduced |
| City State Bank | 111 | $1.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 415 | $4.00K | 0.00% | +198+91.2% | Added |
| West Financial Advisors, LLC | 784 | $7.00K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 1,088 | $10.0K | 0.00% | +1,088 | New |
| American Portfolios Advisors | 1,250 | $11.8K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 1,262 | $12.0K | 0.00% | +35+2.9% | Added |
| UBS Group AG | 2,122 | $20.0K | 0.00% | −3,472−62.1% | Reduced |
| Advisor Group Holdings, Inc. | 3,348 | $32.0K | 0.00% | +330+10.9% | Added |
| Paladin Advisory Group, LLC | 4,382 | $40.0K | 0.03% | +4,382 | New |
| State Street Corp | 11,237 | $106.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,339 | $107.0K | 0.00% | +11,339 | New |
| Wealth Advisors of Iowa, LLC | 11,699 | $110.0K | 0.06% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 11,857 | $111.0K | 0.00% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 13,315 | $125.0K | 0.03% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 20,731 | $196.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 28,013 | $263.0K | 0.00% | +28,013 | New |
| Geode Capital Management, LLC | 32,073 | $303.0K | 0.00% | +3,725+13.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 33,367 | $315.0K | 0.00% | −60−0.2% | Reduced |
| Minerva Advisors LLC | 34,015 | $321.0K | 0.21% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 47,643 | $450.0K | 0.01% | 00.0% | Unchanged |
| Lion Point Capital, LP | 51,205 | $481.0K | 0.16% | 00.0% | Unchanged |
| BlackRock Inc. | 59,460 | $559.0K | 0.00% | −2,044−3.3% | Reduced |
| Jefferies Group LLC | 120,651 | $1.13M | 0.03% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 159,595 | $1.51M | 0.00% | 00.0% | Unchanged |
| NEA Management Company, LLC | 167,608 | $1.57M | 0.05% | −209,308−55.5% | Reduced |
| Vanguard Group Inc | 238,108 | $2.24M | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 271,712 | $2.55M | 0.00% | −5,400−1.9% | Reduced |
| Wells Fargo & Company | 318,202 | $2.99M | 0.00% | +2,229+0.7% | Added |
| Goldman Sachs Group Inc | 356,008 | $3.35M | 0.00% | +180.0% | Added |
| Blackstone Group Inc. | 468,145 | $4.40M | 0.01% | 00.0% | Unchanged |
| Proequities, Inc. | 0 | $0 | 0.00% | −89−100.0% | Sold out |
| Investors Financial Group, LLC | 0 | $0 | 0.00% | −30,600−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −10,368−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −58−100.0% | Sold out |
| PVG Asset Management Corp | – | – | – | – | Not filed |
| Sphinx Trading, LP | – | – | – | – | Not filed |