Lumos Pharma, Inc.
LUMODelisted Dec 12, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001126234
Lumos Pharma, Inc. was delisted on Dec 12, 2024; its insiders filed their last Form 4 on Dec 13, 2024; 29 institutions reported holding it in 13F filings for Q3 2024, worth $8.08M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Lumos Pharma, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −3 vs. Q2 2021
- Shares held
- 2.87M
- −336.6K (−10.5%) vs. Q2 2021
- Total value
- $27.3M
- −$4.81M (−15.0%) vs. Q2 2021
- New holders
- 4
- 7 more added
- Sold out
- 7
- 9 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LUMO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 29 | $8.08M |
| Q2 2024 | 36 | $4.82M |
| Q1 2024 | 36 | $6.14M |
| Q4 2023 | 37 | $7.52M |
| Q3 2023 | 34 | $8.05M |
| Q2 2023 | 35 | $7.90M |
| Q1 2023 | 37 | $7.40M |
| Q4 2022 | 38 | $8.51M |
| Q3 2022 | 35 | $23.0M |
| Q2 2022 | 36 | $18.7M |
| Q1 2022 | 36 | $23.3M |
| Q4 2021 | 38 | $18.7M |
| Q3 2021 | 37 | $27.3M |
| Q2 2021 | 40 | $32.1M |
| Q1 2021 | 41 | $38.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Lumos Pharma, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | −122−99.2% | Reduced |
| Syverson Strege & Co | 22 | $0 | 0.00% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 89 | $1.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 58 | $1.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 73 | $1.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 213 | $2.00K | 0.00% | −38−15.1% | Reduced |
| Sphinx Trading, LP | 277 | $3.00K | 0.00% | +277 | New |
| Captrust Financial Advisors | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 473 | $4.00K | 0.00% | +362+326.1% | Added |
| West Financial Advisors, LLC | 784 | $7.00K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 1,008 | $10.0K | 0.00% | −748−42.6% | Reduced |
| Morgan Stanley | 1,133 | $10.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,658 | $16.0K | 0.00% | −738−30.8% | Reduced |
| State Street Corp | 11,237 | $107.0K | 0.00% | 00.0% | Unchanged |
| Wealth Advisors of Iowa, LLC | 11,760 | $112.0K | 0.06% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 11,857 | $112.0K | 0.00% | −4,104−25.7% | Reduced |
| Citadel Advisors LLC | 11,869 | $113.0K | 0.00% | +11,869 | New |
| Marquette Asset Management, LLC | 13,234 | $126.0K | 0.03% | +4,315+48.4% | Added |
| Millennium Management LLC | 15,348 | $146.0K | 0.00% | +15,348 | New |
| Dimensional Fund Advisors LP | 20,953 | $199.0K | 0.00% | −18,452−46.8% | Reduced |
| Geode Capital Management, LLC | 28,356 | $269.0K | 0.00% | +5,164+22.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 33,427 | $318.0K | 0.00% | +1,489+4.7% | Added |
| Minerva Advisors LLC | 34,015 | $321.0K | 0.19% | +34,015 | New |
| Investors Financial Group, LLC | 34,600 | $329.0K | 0.17% | +5,000+16.9% | Added |
| Bridgeway Capital Management, LLC | 47,643 | $453.0K | 0.01% | −4,900−9.3% | Reduced |
| BlackRock Inc. | 60,857 | $579.0K | 0.00% | −773−1.3% | Reduced |
| Jefferies Group LLC | 120,651 | $1.15M | 0.03% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 159,595 | $1.52M | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 239,029 | $2.27M | 0.00% | +1,131+0.5% | Added |
| Renaissance Technologies LLC | 286,412 | $2.72M | 0.00% | −19,345−6.3% | Reduced |
| Wells Fargo & Company | 317,185 | $3.02M | 0.00% | +101,227+46.9% | Added |
| Lion Point Capital, LP | 407,192 | $3.87M | 1.03% | 00.0% | Unchanged |
| Blackstone Group Inc. | 468,145 | $4.45M | 0.01% | 00.0% | Unchanged |
| NEA Management Company, LLC | 526,663 | $5.01M | 0.06% | 00.0% | Unchanged |
| Opaleye Management Inc. | 0 | $0 | 0.00% | −382,000−100.0% | Sold out |
| Paragon Associates & Paragon Associates II Joint Venture | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −33,117−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −2,186−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −111−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −111−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −19−100.0% | Sold out |