Lufax Holding Ltd
LU- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001816007
No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Lufax Holding Ltd as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 146
- −8 vs. Q2 2023
- Shares held
- 383.5M
- −13.1M (−3.3%) vs. Q2 2023
- Total value
- $406.5M
- −$162.0M (−28.5%) vs. Q2 2023
- New holders
- 18
- 47 more added
- Sold out
- 26
- 50 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 75 | $92.5M |
| Q1 2026 | 75 | $148.8M |
| Q4 2025 | 83 | $212.8M |
| Q3 2025 | 89 | $353.5M |
| Q2 2025 | 98 | $277.8M |
| Q1 2025 | 103 | $286.0M |
| Q4 2024 | 103 | $205.3M |
| Q3 2024 | 116 | $300.5M |
| Q2 2024 | 113 | $216.7M |
| Q1 2024 | 129 | $406.1M |
| Q4 2023 | 121 | $267.7M |
| Q3 2023 | 146 | $406.5M |
| Q2 2023 | 155 | $570.2M |
| Q1 2023 | 172 | $886.7M |
| Q4 2022 | 166 | $809.3M |
| Q3 2022 | 155 | $916.7M |
| Q2 2022 | 163 | $2.20B |
| Q1 2022 | 140 | $1.89B |
| Q4 2021 | 132 | $1.66B |
| Q3 2021 | 128 | $1.85B |
| Q2 2021 | 144 | $2.60B |
| Q1 2021 | 119 | $2.48B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Lufax Holding Ltd; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Caxton Associates LP | 1,307,044 | $1.39M | 0.19% | +1,262,746+2,850.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,384,256 | $1.47M | 0.00% | +240,000+21.0% | Added |
| Deutsche Bank AG | 1,467,981 | $1.56M | 0.00% | −224,965−13.3% | Reduced |
| JPMorgan Chase & Co | 1,546,596 | $1.64M | 0.00% | −476,473−23.6% | Reduced |
| Bank of America Corp | 1,597,712 | $1.69M | 0.00% | −287,386−15.2% | Reduced |
| UBS Group AG | 1,637,393 | $1.74M | 0.00% | +232,290+16.5% | Added |
| Invesco Ltd. | 1,784,067 | $1.89M | 0.00% | −361,306−16.8% | Reduced |
| Bank of New York Mellon Corp | 1,808,642 | $1.92M | 0.00% | +93,676+5.5% | Added |
| Northern Trust Corp | 1,891,213 | $2.00M | 0.00% | −586,534−23.7% | Reduced |
| Arrowstreet Capital, Limited Partnership | 1,955,839 | $2.07M | 0.00% | +797,418+68.8% | Added |
| Lansdowne Partners (UK) LLP | 2,017,062 | $2.14M | 0.20% | +2,017,062 | New |
| Andra AP-fonden | 2,048,600 | $2.17M | 0.13% | −248,800−10.8% | Reduced |
| Balyasny Asset Management LLC | 2,055,837 | $2.18M | 0.01% | +179,454+9.6% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 2,139,582 | $2.27M | 0.01% | +60,692+2.9% | Added |
| Barclays PLC | 2,312,367 | $2.45M | 0.00% | +1,317,581+132.4% | Added |
| Bridgewater Associates, LP | 2,392,591 | $2.54M | 0.02% | −744,981−23.7% | Reduced |
| Capital Research Global Investors | 2,453,939 | $2.60M | 0.00% | −975,753−28.5% | Reduced |
| Two Sigma Investments, LP | 2,780,862 | $2.95M | 0.01% | +468,223+20.2% | Added |
| Canada Pension Plan Investment Board | 2,887,595 | $3.06M | 0.00% | −364,600−11.2% | Reduced |
| Geode Capital Management, LLC | 3,278,624 | $3.45M | 0.00% | +61,780+1.9% | Added |
| UBS Asset Management Americas Inc | 3,664,962 | $3.88M | 0.00% | +1,311,380+55.7% | Added |
| Charles Schwab Investment Management Inc | 4,242,221 | $4.50M | 0.00% | +862,120+25.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 4,326,193 | $4.59M | 0.01% | +615,524+16.6% | Added |
| Cape Ann Asset Management Ltd | 4,383,126 | $4.65M | 4.43% | −2,700−0.1% | Reduced |
| Wellington Management Group LLP | 4,481,980 | $4.75M | 0.00% | +230,191+5.4% | Added |
| Morgan Stanley | 4,733,685 | $5.02M | 0.00% | +2,568,379+118.6% | Added |
| E Fund Management Co., Ltd. | 5,286,968 | $5.60M | 0.43% | −7,209−0.1% | Reduced |
| Schroder Investment Management Group | 5,475,708 | $5.80M | 0.01% | −800,793−12.8% | Reduced |
| Legal & General Group Plc | 5,871,547 | $6.22M | 0.00% | −912,545−13.5% | Reduced |
| FIL Ltd | 6,128,699 | $6.50M | 0.01% | +149,777+2.5% | Added |
| TT International Asset Management LTD | 6,489,395 | $6.88M | 1.03% | +6,489,395 | New |
| Renaissance Technologies LLC | 9,442,500 | $10.0M | 0.02% | −103,300−1.1% | Reduced |
| Alpha Square Group S, LLC | 10,240,241 | $10.9M | 12.64% | 00.0% | Unchanged |
| Marshall Wace, LLP | 10,291,371 | $10.9M | 0.02% | −3,763,363−26.8% | Reduced |
| Goldman Sachs Group Inc | 12,260,094 | $13.0M | 0.00% | −215,209−1.7% | Reduced |
| Norges Bank | 12,953,763 | $13.7M | 0.00% | −3,950,000−23.4% | Reduced |
| Polunin Capital Partners Ltd | 13,278,100 | $14.1M | 3.17% | −353,900−2.6% | Reduced |
| Credit Suisse AG | 13,589,951 | $14.4M | 0.02% | +9,895,764+267.9% | Added |
| Robeco Institutional Asset Management B.V. | 14,569,386 | $15.4M | 0.04% | +1,458,716+11.1% | Added |
| State Street Corp | 15,154,041 | $16.1M | 0.00% | +388,180+2.6% | Added |
| Yunqi Capital Ltd | 15,359,070 | $16.3M | 12.52% | +463,547+3.1% | Added |
| Bamco Inc | 18,416,696 | $19.5M | 0.06% | +3,330,411+22.1% | Added |
| Baillie Gifford & Co | 24,878,403 | $26.4M | 0.02% | −310,911−1.2% | Reduced |
| Vanguard Group Inc | 27,725,163 | $29.4M | 0.00% | −175,719−0.6% | Reduced |
| Krane Funds Advisors LLC | 31,020,399 | $32.9M | 1.35% | +3,821,580+14.1% | Added |
| BlackRock Inc. | 33,180,394 | $35.2M | 0.00% | −802,141−2.4% | Reduced |
| Capital World Investors | 0 | $0 | 0.00% | −3,667,153−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −1,476,423−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −1,319,833−100.0% | Sold out |
| Yong Rong (HK) Asset Management Ltd | 0 | $0 | 0.00% | −1,000,000−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −307,398−100.0% | Sold out |
| Garden State Investment Advisory Services LLC | 0 | $0 | 0.00% | −234,434−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −216,687−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −85,513−100.0% | Sold out |
| Lighthouse Investment Partners, LLC | 0 | $0 | 0.00% | −81,699−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −76,731−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −53,833−100.0% | Sold out |
| Veriti Management LLC | 0 | $0 | 0.00% | −32,437−100.0% | Sold out |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −31,798−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −27,524−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −26,956−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −26,373−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −24,664−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −22,943−100.0% | Sold out |
| Peapack Gladstone Financial Corp | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −17,547−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −9,874−100.0% | Sold out |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −13,728−100.0% | Sold out |
| Pinebridge Investments, L.P. | 0 | $0 | 0.00% | −5,711−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,356−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Quent Capital, LLC | 0 | $0 | 0.00% | −90−100.0% | Sold out |
| Pictet Asset Management SA | – | – | – | – | Not filed |