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Lufax Holding Ltd

LU
Exchange
NYSE
Industry
Finance Services
SEC CIK
0001816007

No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Lufax Holding Ltd as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
146
−8 vs. Q2 2023
Shares held
383.5M
−13.1M (−3.3%) vs. Q2 2023
Total value
$406.5M
−$162.0M (−28.5%) vs. Q2 2023
New holders
18
47 more added
Sold out
26
50 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting LU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 146 institutions
Q1 2021: 119 institutionsQ2 2021: 144 institutionsQ3 2021: 128 institutionsQ4 2021: 132 institutionsQ1 2022: 140 institutionsQ2 2022: 163 institutionsQ3 2022: 155 institutionsQ4 2022: 166 institutionsQ1 2023: 172 institutionsQ2 2023: 155 institutionsQ3 2023: 146 institutionsQ4 2023: 121 institutionsQ1 2024: 129 institutionsQ2 2024: 113 institutionsQ3 2024: 116 institutionsQ4 2024: 103 institutionsQ1 2025: 103 institutionsQ2 2025: 98 institutionsQ3 2025: 89 institutionsQ4 2025: 83 institutionsQ1 2026: 75 institutionsQ2 2026: 75 institutions
Value heldQ3 2023: $406.5M
Q1 2021: $2.48BQ2 2021: $2.60BQ3 2021: $1.85BQ4 2021: $1.66BQ1 2022: $1.89BQ2 2022: $2.20BQ3 2022: $916.7MQ4 2022: $809.3MQ1 2023: $886.7MQ2 2023: $570.2MQ3 2023: $406.5MQ4 2023: $267.7MQ1 2024: $406.1MQ2 2024: $216.7MQ3 2024: $300.5MQ4 2024: $205.3MQ1 2025: $286.0MQ2 2025: $277.8MQ3 2025: $353.5MQ4 2025: $212.8MQ1 2026: $148.8MQ2 2026: $92.5M
Institutions holding LU and their total value by quarter
QuarterHoldersValue
Q2 202675$92.5M
Q1 202675$148.8M
Q4 202583$212.8M
Q3 202589$353.5M
Q2 202598$277.8M
Q1 2025103$286.0M
Q4 2024103$205.3M
Q3 2024116$300.5M
Q2 2024113$216.7M
Q1 2024129$406.1M
Q4 2023121$267.7M
Q3 2023146$406.5M
Q2 2023155$570.2M
Q1 2023172$886.7M
Q4 2022166$809.3M
Q3 2022155$916.7M
Q2 2022163$2.20B
Q1 2022140$1.89B
Q4 2021132$1.66B
Q3 2021128$1.85B
Q2 2021144$2.60B
Q1 2021119$2.48B

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Lufax Holding Ltd; share changes are against Q2 2023.

Institutions holding LU in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Cutler Group LP85$00.00%+85New
Federation des caisses Desjardins du Quebec75$800.00%+75New
Wells Fargo & Company100$1060.00%00.0%Unchanged
Toronto Dominion Bank132$1400.00%00.0%Unchanged
Bell Investment Advisors, Inc493$5230.00%00.0%Unchanged
Quantbot Technologies LP849$9000.00%+849New
CWM, LLC914$1.00K0.00%−1,535−62.7%Reduced
New York State Common Retirement Fund2,411$2.56K0.00%−1,100−31.3%Reduced
FMR LLC2,692$2.85K0.00%−22,355−89.3%Reduced
The PNC Financial Services Group, Inc.5,155$5.46K0.00%−936−15.4%Reduced
American International Group, Inc.8,266$8.76K0.00%00.0%Unchanged
Triumph Capital Management10,864$11.5K0.01%00.0%Unchanged
Advisor Partners II, LLC11,681$12.4K0.00%+11,681New
CIBC Asset Management Inc12,865$13.6K0.00%−237−1.8%Reduced
Cigna Investments Inc12,823$14.0K0.00%00.0%Unchanged
Cubist Systematic Strategies, LLC14,276$15.1K0.00%−89,198−86.2%Reduced
Guggenheim Capital LLC14,929$15.8K0.00%+175+1.2%Added
GTS Securities LLC16,682$17.7K0.00%+16,682New
Virtu Financial LLC18,219$19.0K0.00%−69,106−79.1%Reduced
Platinum Investment Management Ltd18,148$19.2K0.00%00.0%Unchanged
Sumitomo Mitsui DS Asset Management Company, Ltd18,837$20.0K0.00%00.0%Unchanged
Price T Rowe Associates Inc22,800$25.0K0.00%00.0%Unchanged
DekaBank Deutsche Girozentrale30,423$31.0K0.00%−2,927−8.8%Reduced
Engineers Gate Manager LP31,098$33.0K0.00%+31,098New
IFM Investors Pty Ltd31,310$33.2K0.00%00.0%Unchanged
Storebrand Asset Management AS31,682$33.6K0.00%−73,256−69.8%Reduced
PEAK6 Investments LLC33,846$35.9K0.00%+17,684+109.4%Added
Wolverine Trading, LLC34,138$36.2K0.00%+34,138New
Prudential Financial Inc34,170$36.2K0.00%−22,816−40.0%Reduced
Vident Advisory, LLC34,849$36.9K0.00%+34,849New
Mariner, LLC35,538$37.7K0.00%−49,699−58.3%Reduced
Nomura Holdings Inc37,100$39.3K0.00%−30,000−44.7%Reduced
Russell Investments Group, Ltd.37,300$39.5K0.00%00.0%Unchanged
Ameriprise Financial Inc37,781$40.0K0.00%−1,135−2.9%Reduced
DGS Capital Management, LLC38,379$40.7K0.02%+4,293+12.6%Added
Van Eck Associates Corp45,030$48.0K0.00%+18,609+70.4%Added
Allianz Asset Management GmbH46,622$49.4K0.00%00.0%Unchanged
Yousif Capital Management, LLC48,452$51.4K0.00%00.0%Unchanged
Rhumbline Advisers50,965$54.0K0.00%+1,740+3.5%Added
Royal Bank of Canada59,445$63.0K0.00%+19,782+49.9%Added
Virginia Retirement Systems Et Al59,500$63.1K0.00%00.0%Unchanged
Voya Investment Management LLC59,618$63.2K0.00%−7,127−10.7%Reduced
Gulf International Bank (UK) Ltd63,173$66.0K0.00%00.0%Unchanged
JustInvest LLC70,732$75.0K0.00%+41,449+141.5%Added
KBC Group NV74,629$79.0K0.00%+74,629New
Ensign Peak Advisors, Inc76,300$80.9K0.00%00.0%Unchanged
Manufacturers Life Insurance Company, The79,052$83.8K0.00%−32,148−28.9%Reduced
Jane Street Group, LLC80,069$84.9K0.00%−1,217,397−93.8%Reduced
Principal Financial Group Inc81,690$86.6K0.00%+5,446+7.1%Added
APG Asset Management N.V.82,620$87.6K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)83,541$88.6K0.00%+83,541New
Nomura Asset Management Co Ltd88,700$94.0K0.00%00.0%Unchanged
RBF Capital, LLC90,000$95.4K0.01%00.0%Unchanged
Paragon Capital Management Ltd108,164$114.7K0.03%−23,371−17.8%Reduced
JBF Capital, Inc.115,000$121.9K0.03%+15,000+15.0%Added
Group One Trading, L.P.120,782$128.0K0.01%+120,782New
Daiwa Securities Group Inc.121,500$129.0K0.00%00.0%Unchanged
O'Shaughnessy Asset Management, LLC125,846$133.4K0.00%+109,362+663.4%Added
Alberta Investment Management Corp126,500$134.1K0.00%00.0%Unchanged
Macquarie Group Ltd128,266$136.0K0.00%00.0%Unchanged
Two Sigma Securities, LLC141,009$149.5K0.01%+67,361+91.5%Added
Point72 Asset Management, L.P.144,160$152.8K0.00%+144,160New
SG Americas Securities, LLC152,253$161.0K0.00%−181,490−54.4%Reduced
Zurcher Kantonalbank (Zurich Cantonalbank)159,366$168.9K0.00%00.0%Unchanged
Asset Management One Co.,Ltd.163,818$173.6K0.00%+16,354+11.1%Added
State of New Jersey Common Pension Fund D169,216$179.4K0.00%+77,135+83.8%Added
Profund Advisors LLC181,261$192.1K0.01%−2,733−1.5%Reduced
Capstone Investment Advisors, LLC181,819$192.7K0.01%+119,854+193.4%Added
California State Teachers Retirement System196,096$207.9K0.00%+196,096New
Simplex Trading, LLC197,444$209.0K0.01%+86,432+77.9%Added
Prudential PLC201,946$214.1K0.00%+24,329+13.7%Added
Public Sector Pension Investment Board239,300$253.7K0.00%00.0%Unchanged
Driehaus Capital Management LLC276,583$293.2K0.00%+276,583New
British Columbia Investment Management Corp278,600$295.3K0.00%00.0%Unchanged
Franklin Resources Inc320,611$339.8K0.00%+198,844+163.3%Added
Handelsbanken Fonder AB334,500$355.0K0.00%00.0%Unchanged
Renaissance Capital LLC345,982$366.7K0.19%+80,855+30.5%Added
Aviva PLC407,300$431.7K0.00%00.0%Unchanged
Susquehanna International Group, LLP472,464$500.8K0.00%−117,529−19.9%Reduced
American Century Companies Inc483,014$512.0K0.00%00.0%Unchanged
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.532,847$564.8K0.00%+193,000+56.8%Added
Citigroup Inc567,150$601.2K0.00%+382,884+207.8%Added
Farallon Capital Management, L.L.C.600,000$636.0K0.00%−19,349,819−97.0%Reduced
Lombard Odier Asset Management (Europe) Ltd600,000$636.0K0.03%−675,000−52.9%Reduced
Millennium Management LLC604,812$641.1K0.00%+192,790+46.8%Added
E Fund Management (Hong Kong) Co., Ltd.607,911$644.0K0.41%−7,209−1.2%Reduced
Harvest Fund Management Co., Ltd654,287$694.0K0.12%+201,110+44.4%Added
Citadel Advisors LLC694,319$736.0K0.00%−5,009,568−87.8%Reduced
Two Sigma Advisers, LP871,900$924.2K0.00%+871,900New
Artisan Partners Limited Partnership880,146$933.0K0.00%−2,333,526−72.6%Reduced
Great West Life Assurance Co880,412$933.0K0.00%−175,400−16.6%Reduced
Nuveen Asset Management, LLC905,138$959.4K0.00%+67,200+8.0%Added
Standard Life Aberdeen plc1,031,346$1.09M0.00%+15,824+1.6%Added
HSBC Holdings PLC1,065,958$1.13M0.00%−2,859,085−72.8%Reduced
Quadrature Capital Ltd1,077,106$1.14M0.02%−253,289−19.0%Reduced
Penserra Capital Management LLC1,141,280$1.21M0.02%−81,800−6.7%Reduced
Pictet Asset Management Holding SA1,168,800$1.24M0.00%+1,168,800New
D. E. Shaw & Co., Inc.1,187,697$1.26M0.00%+668,709+128.8%Added
Swiss National Bank1,206,100$1.28M0.00%00.0%Unchanged
California Public Employees Retirement System1,241,921$1.32M0.00%00.0%Unchanged