Lufax Holding Ltd
LU- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001816007
No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Lufax Holding Ltd as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 146
- −8 vs. Q2 2023
- Shares held
- 383.5M
- −13.1M (−3.3%) vs. Q2 2023
- Total value
- $406.5M
- −$162.0M (−28.5%) vs. Q2 2023
- New holders
- 18
- 47 more added
- Sold out
- 26
- 50 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 75 | $92.5M |
| Q1 2026 | 75 | $148.8M |
| Q4 2025 | 83 | $212.8M |
| Q3 2025 | 89 | $353.5M |
| Q2 2025 | 98 | $277.8M |
| Q1 2025 | 103 | $286.0M |
| Q4 2024 | 103 | $205.3M |
| Q3 2024 | 116 | $300.5M |
| Q2 2024 | 113 | $216.7M |
| Q1 2024 | 129 | $406.1M |
| Q4 2023 | 121 | $267.7M |
| Q3 2023 | 146 | $406.5M |
| Q2 2023 | 155 | $570.2M |
| Q1 2023 | 172 | $886.7M |
| Q4 2022 | 166 | $809.3M |
| Q3 2022 | 155 | $916.7M |
| Q2 2022 | 163 | $2.20B |
| Q1 2022 | 140 | $1.89B |
| Q4 2021 | 132 | $1.66B |
| Q3 2021 | 128 | $1.85B |
| Q2 2021 | 144 | $2.60B |
| Q1 2021 | 119 | $2.48B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Lufax Holding Ltd; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 33,180,394 | $35.2M | 0.00% | −802,141−2.4% | Reduced |
| Krane Funds Advisors LLC | 31,020,399 | $32.9M | 1.35% | +3,821,580+14.1% | Added |
| Vanguard Group Inc | 27,725,163 | $29.4M | 0.00% | −175,719−0.6% | Reduced |
| Baillie Gifford & Co | 24,878,403 | $26.4M | 0.02% | −310,911−1.2% | Reduced |
| Bamco Inc | 18,416,696 | $19.5M | 0.06% | +3,330,411+22.1% | Added |
| Yunqi Capital Ltd | 15,359,070 | $16.3M | 12.52% | +463,547+3.1% | Added |
| State Street Corp | 15,154,041 | $16.1M | 0.00% | +388,180+2.6% | Added |
| Robeco Institutional Asset Management B.V. | 14,569,386 | $15.4M | 0.04% | +1,458,716+11.1% | Added |
| Credit Suisse AG | 13,589,951 | $14.4M | 0.02% | +9,895,764+267.9% | Added |
| Polunin Capital Partners Ltd | 13,278,100 | $14.1M | 3.17% | −353,900−2.6% | Reduced |
| Norges Bank | 12,953,763 | $13.7M | 0.00% | −3,950,000−23.4% | Reduced |
| Goldman Sachs Group Inc | 12,260,094 | $13.0M | 0.00% | −215,209−1.7% | Reduced |
| Marshall Wace, LLP | 10,291,371 | $10.9M | 0.02% | −3,763,363−26.8% | Reduced |
| Alpha Square Group S, LLC | 10,240,241 | $10.9M | 12.64% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 9,442,500 | $10.0M | 0.02% | −103,300−1.1% | Reduced |
| TT International Asset Management LTD | 6,489,395 | $6.88M | 1.03% | +6,489,395 | New |
| FIL Ltd | 6,128,699 | $6.50M | 0.01% | +149,777+2.5% | Added |
| Legal & General Group Plc | 5,871,547 | $6.22M | 0.00% | −912,545−13.5% | Reduced |
| Schroder Investment Management Group | 5,475,708 | $5.80M | 0.01% | −800,793−12.8% | Reduced |
| E Fund Management Co., Ltd. | 5,286,968 | $5.60M | 0.43% | −7,209−0.1% | Reduced |
| Morgan Stanley | 4,733,685 | $5.02M | 0.00% | +2,568,379+118.6% | Added |
| Wellington Management Group LLP | 4,481,980 | $4.75M | 0.00% | +230,191+5.4% | Added |
| Cape Ann Asset Management Ltd | 4,383,126 | $4.65M | 4.43% | −2,700−0.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 4,326,193 | $4.59M | 0.01% | +615,524+16.6% | Added |
| Charles Schwab Investment Management Inc | 4,242,221 | $4.50M | 0.00% | +862,120+25.5% | Added |
| UBS Asset Management Americas Inc | 3,664,962 | $3.88M | 0.00% | +1,311,380+55.7% | Added |
| Geode Capital Management, LLC | 3,278,624 | $3.45M | 0.00% | +61,780+1.9% | Added |
| Canada Pension Plan Investment Board | 2,887,595 | $3.06M | 0.00% | −364,600−11.2% | Reduced |
| Two Sigma Investments, LP | 2,780,862 | $2.95M | 0.01% | +468,223+20.2% | Added |
| Capital Research Global Investors | 2,453,939 | $2.60M | 0.00% | −975,753−28.5% | Reduced |
| Bridgewater Associates, LP | 2,392,591 | $2.54M | 0.02% | −744,981−23.7% | Reduced |
| Barclays PLC | 2,312,367 | $2.45M | 0.00% | +1,317,581+132.4% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 2,139,582 | $2.27M | 0.01% | +60,692+2.9% | Added |
| Balyasny Asset Management LLC | 2,055,837 | $2.18M | 0.01% | +179,454+9.6% | Added |
| Andra AP-fonden | 2,048,600 | $2.17M | 0.13% | −248,800−10.8% | Reduced |
| Lansdowne Partners (UK) LLP | 2,017,062 | $2.14M | 0.20% | +2,017,062 | New |
| Arrowstreet Capital, Limited Partnership | 1,955,839 | $2.07M | 0.00% | +797,418+68.8% | Added |
| Northern Trust Corp | 1,891,213 | $2.00M | 0.00% | −586,534−23.7% | Reduced |
| Bank of New York Mellon Corp | 1,808,642 | $1.92M | 0.00% | +93,676+5.5% | Added |
| Invesco Ltd. | 1,784,067 | $1.89M | 0.00% | −361,306−16.8% | Reduced |
| UBS Group AG | 1,637,393 | $1.74M | 0.00% | +232,290+16.5% | Added |
| Bank of America Corp | 1,597,712 | $1.69M | 0.00% | −287,386−15.2% | Reduced |
| JPMorgan Chase & Co | 1,546,596 | $1.64M | 0.00% | −476,473−23.6% | Reduced |
| Deutsche Bank AG | 1,467,981 | $1.56M | 0.00% | −224,965−13.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,384,256 | $1.47M | 0.00% | +240,000+21.0% | Added |
| Caxton Associates LP | 1,307,044 | $1.39M | 0.19% | +1,262,746+2,850.6% | Added |
| California Public Employees Retirement System | 1,241,921 | $1.32M | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 1,206,100 | $1.28M | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 1,187,697 | $1.26M | 0.00% | +668,709+128.8% | Added |
| Pictet Asset Management Holding SA | 1,168,800 | $1.24M | 0.00% | +1,168,800 | New |
| Penserra Capital Management LLC | 1,141,280 | $1.21M | 0.02% | −81,800−6.7% | Reduced |
| Quadrature Capital Ltd | 1,077,106 | $1.14M | 0.02% | −253,289−19.0% | Reduced |
| HSBC Holdings PLC | 1,065,958 | $1.13M | 0.00% | −2,859,085−72.8% | Reduced |
| Standard Life Aberdeen plc | 1,031,346 | $1.09M | 0.00% | +15,824+1.6% | Added |
| Nuveen Asset Management, LLC | 905,138 | $959.4K | 0.00% | +67,200+8.0% | Added |
| Great West Life Assurance Co | 880,412 | $933.0K | 0.00% | −175,400−16.6% | Reduced |
| Artisan Partners Limited Partnership | 880,146 | $933.0K | 0.00% | −2,333,526−72.6% | Reduced |
| Two Sigma Advisers, LP | 871,900 | $924.2K | 0.00% | +871,900 | New |
| Citadel Advisors LLC | 694,319 | $736.0K | 0.00% | −5,009,568−87.8% | Reduced |
| Harvest Fund Management Co., Ltd | 654,287 | $694.0K | 0.12% | +201,110+44.4% | Added |
| E Fund Management (Hong Kong) Co., Ltd. | 607,911 | $644.0K | 0.41% | −7,209−1.2% | Reduced |
| Millennium Management LLC | 604,812 | $641.1K | 0.00% | +192,790+46.8% | Added |
| Farallon Capital Management, L.L.C. | 600,000 | $636.0K | 0.00% | −19,349,819−97.0% | Reduced |
| Lombard Odier Asset Management (Europe) Ltd | 600,000 | $636.0K | 0.03% | −675,000−52.9% | Reduced |
| Citigroup Inc | 567,150 | $601.2K | 0.00% | +382,884+207.8% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 532,847 | $564.8K | 0.00% | +193,000+56.8% | Added |
| American Century Companies Inc | 483,014 | $512.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 472,464 | $500.8K | 0.00% | −117,529−19.9% | Reduced |
| Aviva PLC | 407,300 | $431.7K | 0.00% | 00.0% | Unchanged |
| Renaissance Capital LLC | 345,982 | $366.7K | 0.19% | +80,855+30.5% | Added |
| Handelsbanken Fonder AB | 334,500 | $355.0K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 320,611 | $339.8K | 0.00% | +198,844+163.3% | Added |
| British Columbia Investment Management Corp | 278,600 | $295.3K | 0.00% | 00.0% | Unchanged |
| Driehaus Capital Management LLC | 276,583 | $293.2K | 0.00% | +276,583 | New |
| Public Sector Pension Investment Board | 239,300 | $253.7K | 0.00% | 00.0% | Unchanged |
| Prudential PLC | 201,946 | $214.1K | 0.00% | +24,329+13.7% | Added |
| Simplex Trading, LLC | 197,444 | $209.0K | 0.01% | +86,432+77.9% | Added |
| California State Teachers Retirement System | 196,096 | $207.9K | 0.00% | +196,096 | New |
| Capstone Investment Advisors, LLC | 181,819 | $192.7K | 0.01% | +119,854+193.4% | Added |
| Profund Advisors LLC | 181,261 | $192.1K | 0.01% | −2,733−1.5% | Reduced |
| State of New Jersey Common Pension Fund D | 169,216 | $179.4K | 0.00% | +77,135+83.8% | Added |
| Asset Management One Co.,Ltd. | 163,818 | $173.6K | 0.00% | +16,354+11.1% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 159,366 | $168.9K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 152,253 | $161.0K | 0.00% | −181,490−54.4% | Reduced |
| Point72 Asset Management, L.P. | 144,160 | $152.8K | 0.00% | +144,160 | New |
| Two Sigma Securities, LLC | 141,009 | $149.5K | 0.01% | +67,361+91.5% | Added |
| Macquarie Group Ltd | 128,266 | $136.0K | 0.00% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 126,500 | $134.1K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 125,846 | $133.4K | 0.00% | +109,362+663.4% | Added |
| Daiwa Securities Group Inc. | 121,500 | $129.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 120,782 | $128.0K | 0.01% | +120,782 | New |
| JBF Capital, Inc. | 115,000 | $121.9K | 0.03% | +15,000+15.0% | Added |
| Paragon Capital Management Ltd | 108,164 | $114.7K | 0.03% | −23,371−17.8% | Reduced |
| RBF Capital, LLC | 90,000 | $95.4K | 0.01% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 88,700 | $94.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 83,541 | $88.6K | 0.00% | +83,541 | New |
| APG Asset Management N.V. | 82,620 | $87.6K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 81,690 | $86.6K | 0.00% | +5,446+7.1% | Added |
| Jane Street Group, LLC | 80,069 | $84.9K | 0.00% | −1,217,397−93.8% | Reduced |
| Manufacturers Life Insurance Company, The | 79,052 | $83.8K | 0.00% | −32,148−28.9% | Reduced |