Lufax Holding Ltd
LU- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001816007
No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Lufax Holding Ltd as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- +7 vs. Q4 2022
- Shares held
- 434.2M
- +17.2M (+4.1%) vs. Q4 2022
- Total value
- $886.7M
- +$77.6M (+9.6%) vs. Q4 2022
- New holders
- 34
- 70 more added
- Sold out
- 27
- 50 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 75 | $92.5M |
| Q1 2026 | 75 | $148.8M |
| Q4 2025 | 83 | $212.8M |
| Q3 2025 | 89 | $353.5M |
| Q2 2025 | 98 | $277.8M |
| Q1 2025 | 103 | $286.0M |
| Q4 2024 | 103 | $205.3M |
| Q3 2024 | 116 | $300.5M |
| Q2 2024 | 113 | $216.7M |
| Q1 2024 | 129 | $406.1M |
| Q4 2023 | 121 | $267.7M |
| Q3 2023 | 146 | $406.5M |
| Q2 2023 | 155 | $570.2M |
| Q1 2023 | 172 | $886.7M |
| Q4 2022 | 166 | $809.3M |
| Q3 2022 | 155 | $916.7M |
| Q2 2022 | 163 | $2.20B |
| Q1 2022 | 140 | $1.89B |
| Q4 2021 | 132 | $1.66B |
| Q3 2021 | 128 | $1.85B |
| Q2 2021 | 144 | $2.60B |
| Q1 2021 | 119 | $2.48B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Lufax Holding Ltd; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JBF Capital, Inc. | 100,000 | $204.0K | 0.05% | −5,000−4.8% | Reduced |
| Oasis Management Co Ltd. | 99,997 | $204.0K | 0.04% | +99,997 | New |
| State of New Jersey Common Pension Fund D | 92,081 | $187.8K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 90,793 | $185.2K | 0.04% | −17,532−16.2% | Reduced |
| RBF Capital, LLC | 90,000 | $183.6K | 0.01% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 89,182 | $181.9K | 0.00% | +49,957+127.4% | Added |
| Nomura Asset Management Co Ltd | 88,700 | $180.9K | 0.00% | +14,700+19.9% | Added |
| Gulf International Bank (UK) Ltd | 84,026 | $171.0K | 0.00% | −5,974−6.6% | Reduced |
| Ensign Peak Advisors, Inc | 76,300 | $155.7K | 0.00% | +24,050+46.0% | Added |
| Principal Financial Group Inc | 76,244 | $155.5K | 0.00% | +5,446+7.7% | Added |
| APG Asset Management N.V. | 82,620 | $155.1K | 0.00% | +21,600+35.4% | Added |
| Nomura Holdings Inc | 75,100 | $153.2K | 0.00% | +38,000+102.4% | Added |
| JustInvest LLC | 70,432 | $143.7K | 0.00% | +14,695+26.4% | Added |
| Voya Investment Management LLC | 69,705 | $142.2K | 0.00% | −7,241−9.4% | Reduced |
| Virginia Retirement Systems Et Al | 59,500 | $121.4K | 0.00% | −6,400−9.7% | Reduced |
| Millennium Management LLC | 59,552 | $121.0K | 0.00% | +40,748+216.7% | Added |
| O'Shaughnessy Asset Management, LLC | 58,467 | $119.3K | 0.00% | +58,467 | New |
| Wolverine Trading, LLC | 55,890 | $118.0K | 0.00% | +17,937+47.3% | Added |
| Engineers Gate Manager LP | 56,196 | $114.6K | 0.00% | +56,196 | New |
| Yousif Capital Management, LLC | 48,452 | $98.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 41,332 | $84.0K | 0.00% | −26,388−39.0% | Reduced |
| Ameriprise Financial Inc | 40,924 | $83.5K | 0.00% | −422,785−91.2% | Reduced |
| DekaBank Deutsche Girozentrale | 34,099 | $70.0K | 0.00% | −62−0.2% | Reduced |
| The PNC Financial Services Group, Inc. | 34,201 | $69.8K | 0.00% | +20,245+145.1% | Added |
| Prudential Financial Inc | 33,566 | $68.5K | 0.00% | +16,397+95.5% | Added |
| Peapack Gladstone Financial Corp | 33,500 | $68.0K | 0.00% | +33,500 | New |
| IFM Investors Pty Ltd | 31,310 | $63.9K | 0.00% | +2,052+7.0% | Added |
| Tower Research Capital LLC (TRC) | 31,151 | $63.0K | 0.00% | +31,036+26,987.8% | Added |
| DGS Capital Management, LLC | 29,920 | $61.0K | 0.03% | −7,504−20.1% | Reduced |
| Ronald Blue Trust, Inc. | 29,644 | $58.0K | 0.00% | +27,911+1,610.6% | Added |
| FMR LLC | 27,786 | $56.7K | 0.00% | −4,442−13.8% | Reduced |
| QCM Cayman, Ltd. | 26,096 | $53.2K | 0.33% | +3,321+14.6% | Added |
| Ground Swell Capital, LLC | 26,000 | $53.0K | 0.09% | +26,000 | New |
| Tobam | 24,839 | $51.0K | 0.00% | +24,839 | New |
| Balentine LLC | 23,997 | $49.0K | 0.00% | −23,899−49.9% | Reduced |
| Allianz Asset Management GmbH | 23,562 | $48.1K | 0.00% | +23,562 | New |
| Pinnacle Wealth Planning Services, Inc. | 22,533 | $46.0K | 0.01% | +22,533 | New |
| Advisor Partners II, LLC | 22,147 | $45.2K | 0.00% | +22,147 | New |
| Vident Investment Advisory, LLC | 21,834 | $44.5K | 0.00% | −4,461−17.0% | Reduced |
| SEI Investments Co | 20,805 | $42.4K | 0.00% | +20,805 | New |
| Clear Street Markets LLC | 20,000 | $41.0K | 0.01% | +20,000 | New |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 18,837 | $38.4K | 0.00% | 00.0% | Unchanged |
| Platinum Investment Management Ltd | 18,148 | $37.0K | 0.00% | −5,061−21.8% | Reduced |
| DRW Securities, LLC | 17,934 | $37.0K | 0.01% | −7,505−29.5% | Reduced |
| CIBC Asset Management Inc | 16,426 | $33.5K | 0.00% | −101−0.6% | Reduced |
| Alliancebernstein L.P. | 16,179 | $33.0K | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 16,092 | $32.8K | 0.02% | +13,390+495.6% | Added |
| Sequoia Financial Advisors, LLC | 14,879 | $30.4K | 0.00% | +14,879 | New |
| Guggenheim Capital LLC | 14,723 | $30.0K | 0.00% | +2,694+22.4% | Added |
| Price T Rowe Associates Inc | 14,200 | $29.0K | 0.00% | 00.0% | Unchanged |
| PDS Planning, Inc | 13,334 | $27.2K | 0.00% | +13,334 | New |
| Cigna Investments Inc | 12,823 | $26.0K | 0.01% | 00.0% | Unchanged |
| Veriti Management LLC | 12,367 | $25.2K | 0.00% | +12,367 | New |
| Moneta Group Investment Advisors LLC | 12,107 | $24.7K | 0.00% | +12,107 | New |
| Cerity Partners LLC | 10,833 | $22.1K | 0.00% | +10,833 | New |
| Tudor Investment Corp Et Al | 10,667 | $22.0K | 0.00% | +10,667 | New |
| American International Group, Inc. | 8,266 | $16.9K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 6,627 | $13.5K | 0.00% | +6,627 | New |
| CWM, LLC | 6,429 | $13.0K | 0.00% | +4,110+177.2% | Added |
| Pinebridge Investments, L.P. | 5,711 | $11.7K | 0.00% | −5,507−49.1% | Reduced |
| Newbridge Financial Services Group, Inc. | 4,000 | $8.16K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,837 | $7.83K | 0.00% | +228+6.3% | Added |
| New York State Common Retirement Fund | 3,511 | $7.16K | 0.00% | −1,100−23.9% | Reduced |
| Global Retirement Partners, LLC | 2,144 | $3.37K | 0.00% | −1,795−45.6% | Reduced |
| Bell Investment Advisors, Inc | 1,499 | $3.06K | 0.00% | +222+17.4% | Added |
| Caisse de Depot Et Placement du Quebec | 1,413 | $2.88K | 0.00% | −130,926−98.9% | Reduced |
| Glassman Wealth Services | 1,061 | $2.16K | 0.00% | +1,061 | New |
| Quadrant Capital Group LLC | 551 | $1.13K | 0.00% | +404+274.8% | Added |
| EverSource Wealth Advisors, LLC | 230 | $469 | 0.00% | +230 | New |
| Wells Fargo & Company | 100 | $204 | 0.00% | +100 | New |
| Quent Capital, LLC | 90 | $185 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 132 | $0 | 0.00% | +132 | New |
| Ariose Capital Management Ltd | 0 | $0 | 0.00% | −3,991,460−100.0% | Sold out |
| Swedbank AB | 0 | $0 | 0.00% | −2,827,700−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −1,661,760−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −541,211−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −507,009−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −415,500−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −327,397−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −287,836−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −260,409−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −253,000−100.0% | Sold out |
| Korea Investment CORP | 0 | $0 | 0.00% | −246,991−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −126,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −86,940−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −57,700−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −46,900−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −41,743−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −40,300−100.0% | Sold out |
| AIA Group Ltd | 0 | $0 | 0.00% | −36,839−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −29,419−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −25,100−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −15,893−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −15,656−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −13,061−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −173−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |