Lufax Holding Ltd
LU- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001816007
No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Lufax Holding Ltd as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 172
- +7 vs. Q4 2022
- Shares held
- 434.2M
- +17.2M (+4.1%) vs. Q4 2022
- Total value
- $886.7M
- +$77.6M (+9.6%) vs. Q4 2022
- New holders
- 34
- 70 more added
- Sold out
- 27
- 50 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 75 | $92.5M |
| Q1 2026 | 75 | $148.8M |
| Q4 2025 | 83 | $212.8M |
| Q3 2025 | 89 | $353.5M |
| Q2 2025 | 98 | $277.8M |
| Q1 2025 | 103 | $286.0M |
| Q4 2024 | 103 | $205.3M |
| Q3 2024 | 116 | $300.5M |
| Q2 2024 | 113 | $216.7M |
| Q1 2024 | 129 | $406.1M |
| Q4 2023 | 121 | $267.7M |
| Q3 2023 | 146 | $406.5M |
| Q2 2023 | 155 | $570.2M |
| Q1 2023 | 172 | $886.7M |
| Q4 2022 | 166 | $809.3M |
| Q3 2022 | 155 | $916.7M |
| Q2 2022 | 163 | $2.20B |
| Q1 2022 | 140 | $1.89B |
| Q4 2021 | 132 | $1.66B |
| Q3 2021 | 128 | $1.85B |
| Q2 2021 | 144 | $2.60B |
| Q1 2021 | 119 | $2.48B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Lufax Holding Ltd; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aviva PLC | 407,300 | $830.9K | 0.00% | 00.0% | Unchanged |
| Caxton Associates LP | 435,933 | $889.3K | 0.14% | −170,885−28.2% | Reduced |
| Harvest Fund Management Co., Ltd | 440,691 | $899.0K | 0.20% | +35,133+8.7% | Added |
| Massachusetts Financial Services Co | 504,750 | $1.03M | 0.00% | +504,750 | New |
| Gsa Capital Partners LLP | 529,902 | $1.08M | 0.11% | −112,175−17.5% | Reduced |
| Segantii Capital Management Ltd | 600,000 | $1.22M | 0.05% | +600,000 | New |
| E Fund Management (Hong Kong) Co., Ltd. | 641,520 | $1.31M | 0.73% | +176,822+38.1% | Added |
| Wellington Management Group LLP | 676,404 | $1.38M | 0.00% | +466,865+222.8% | Added |
| Russell Investments Group, Ltd. | 684,609 | $1.40M | 0.00% | +88,826+14.9% | Added |
| Quadrature Capital Ltd | 723,886 | $1.48M | 0.04% | +723,886 | New |
| Two Sigma Investments, LP | 802,400 | $1.64M | 0.00% | +180,900+29.1% | Added |
| Balyasny Asset Management LLC | 858,259 | $1.75M | 0.01% | −157,722−15.5% | Reduced |
| Lombard Odier Asset Management (Europe) Ltd | 950,000 | $1.94M | 0.10% | +50,000+5.6% | Added |
| KBC Group NV | 981,650 | $2.00M | 0.01% | +58,255+6.3% | Added |
| Macquarie Group Ltd | 990,389 | $2.02M | 0.00% | +863,596+681.1% | Added |
| Standard Life Aberdeen plc | 998,660 | $2.04M | 0.01% | +539,173+117.3% | Added |
| Nuveen Asset Management, LLC | 999,838 | $2.04M | 0.00% | −22,700−2.2% | Reduced |
| Yong Rong (HK) Asset Management Ltd | 1,000,000 | $2.04M | 1.14% | +600,000+150.0% | Added |
| Jane Street Group, LLC | 1,079,539 | $2.20M | 0.00% | −629,247−36.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,144,256 | $2.33M | 0.00% | −92,348−7.5% | Reduced |
| Pictet Asset Management SA | 1,173,100 | $2.39M | 0.00% | +7,200+0.6% | Added |
| Lazard Asset Management LLC | 1,175,893 | $2.40M | 0.00% | +1,175,893 | New |
| California Public Employees Retirement System | 1,269,628 | $2.59M | 0.00% | −219,279−14.7% | Reduced |
| JPMorgan Chase & Co | 1,327,236 | $2.71M | 0.00% | +437,431+49.2% | Added |
| Penserra Capital Management LLC | 1,404,803 | $2.87M | 0.06% | −14,756−1.0% | Reduced |
| Perseverance Asset Management International | 1,450,000 | $2.96M | 0.98% | +1,450,000 | New |
| AXA S.A. | 1,476,423 | $3.01M | 0.01% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 1,494,738 | $3.05M | 0.01% | +450,532+43.1% | Added |
| Deutsche Bank AG | 1,689,377 | $3.45M | 0.00% | −351,158−17.2% | Reduced |
| HSBC Holdings PLC | 1,730,887 | $3.53M | 0.00% | −4,740−0.3% | Reduced |
| Barclays PLC | 1,736,178 | $3.54M | 0.00% | −488,290−22.0% | Reduced |
| Bank of New York Mellon Corp | 1,768,928 | $3.61M | 0.00% | −37,283−2.1% | Reduced |
| UBS Group AG | 1,889,741 | $3.86M | 0.00% | +664,182+54.2% | Added |
| Bank of America Corp | 1,892,793 | $3.86M | 0.00% | +627,608+49.6% | Added |
| Andra AP-fonden | 1,909,900 | $3.90M | 0.10% | +227,600+13.5% | Added |
| Invesco Ltd. | 2,071,430 | $4.23M | 0.00% | +127,932+6.6% | Added |
| Cape Ann Asset Management Ltd | 2,201,326 | $4.49M | 4.19% | +1,900+0.1% | Added |
| Canada Pension Plan Investment Board | 2,212,995 | $4.51M | 0.01% | +1,502,200+211.3% | Added |
| Great West Life Assurance Co | 2,312,112 | $4.72M | 0.01% | +2,500+0.1% | Added |
| UBS Asset Management Americas Inc | 2,353,582 | $4.80M | 0.00% | −50,092−2.1% | Reduced |
| Charles Schwab Investment Management Inc | 2,650,738 | $5.41M | 0.00% | +1,704,075+180.0% | Added |
| Artisan Partners Limited Partnership | 2,834,620 | $5.78M | 0.01% | +2,834,620 | New |
| Northern Trust Corp | 2,960,264 | $6.04M | 0.00% | +499,693+20.3% | Added |
| Credit Suisse AG | 3,021,999 | $6.16M | 0.01% | −447,421−12.9% | Reduced |
| Morgan Stanley | 3,301,573 | $6.74M | 0.00% | +25,962+0.8% | Added |
| Capital Research Global Investors | 3,556,790 | $7.26M | 0.00% | −10,424,064−74.6% | Reduced |
| Geode Capital Management, LLC | 4,597,739 | $9.34M | 0.00% | +1,506,015+48.7% | Added |
| E Fund Management Co., Ltd. | 5,341,418 | $10.9M | 0.80% | +222,286+4.3% | Added |
| Citadel Advisors LLC | 5,486,179 | $11.2M | 0.01% | +2,699,755+96.9% | Added |
| FIL Ltd | 6,124,800 | $12.5M | 0.01% | −293,452−4.6% | Reduced |
| Yunqi Capital Ltd | 6,472,280 | $13.2M | 8.35% | +1,740,631+36.8% | Added |
| Renaissance Technologies LLC | 7,448,300 | $15.2M | 0.02% | −6,770,452−47.6% | Reduced |
| Legal & General Group Plc | 7,542,862 | $15.4M | 0.01% | +204,360+2.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 7,706,428 | $15.7M | 0.04% | +3,358,991+77.3% | Added |
| Marshall Wace, LLP | 8,349,682 | $17.0M | 0.04% | −6,580,327−44.1% | Reduced |
| Capital World Investors | 8,350,626 | $17.0M | 0.00% | −2,124,344−20.3% | Reduced |
| Bamco Inc | 8,635,259 | $17.6M | 0.05% | +595,708+7.4% | Added |
| Schroder Investment Management Group | 8,853,655 | $18.1M | 0.03% | +808,034+10.0% | Added |
| Polunin Capital Partners Ltd | 9,059,700 | $18.5M | 3.83% | +9,059,700 | New |
| Alpha Square Group S, LLC | 10,240,241 | $20.9M | 17.20% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 10,606,629 | $21.6M | 0.03% | −2,288,634−17.7% | Reduced |
| Robeco Institutional Asset Management B.V. | 12,509,302 | $25.5M | 0.07% | +1,318,251+11.8% | Added |
| State Street Corp | 12,794,413 | $26.1M | 0.00% | +265,637+2.1% | Added |
| Goldman Sachs Group Inc | 13,852,479 | $28.3M | 0.01% | −1,197,410−8.0% | Reduced |
| Bridgewater Associates, LP | 14,310,827 | $29.2M | 0.18% | +7,604,567+113.4% | Added |
| Norges Bank | 15,065,528 | $30.7M | 0.01% | −100,400−0.7% | Reduced |
| TT International Asset Management LTD | 17,938,827 | $36.6M | 4.01% | +17,188,178+2,289.8% | Added |
| Baillie Gifford & Co | 25,147,244 | $51.3M | 0.05% | −295,210−1.2% | Reduced |
| Vanguard Group Inc | 27,506,688 | $56.1M | 0.00% | +585,771+2.2% | Added |
| Krane Funds Advisors LLC | 30,320,883 | $62.8M | 2.87% | −3,362,050−10.0% | Reduced |
| BlackRock Inc. | 34,756,937 | $70.9M | 0.00% | −73,010−0.2% | Reduced |
| Farallon Capital Management, L.L.C. | 38,296,543 | $78.1M | 0.47% | −139,856−0.4% | Reduced |
| Ariose Capital Management Ltd | 0 | $0 | 0.00% | −3,991,460−100.0% | Sold out |
| Swedbank AB | 0 | $0 | 0.00% | −2,827,700−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −1,661,760−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −541,211−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −507,009−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −415,500−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −327,397−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −287,836−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −260,409−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −253,000−100.0% | Sold out |
| Korea Investment CORP | 0 | $0 | 0.00% | −246,991−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −126,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −86,940−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −57,700−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −46,900−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −41,743−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −40,300−100.0% | Sold out |
| AIA Group Ltd | 0 | $0 | 0.00% | −36,839−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −29,419−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −25,100−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −15,893−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −15,656−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −13,061−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −173−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |