Lufax Holding Ltd

Exchange: NYSE
Industry: Finance Services
SEC CIK: 0001816007

SEC filings (opens in a new tab)

No open-market purchases or sales by Lufax Holding Ltd insiders were filed in the last 90 days; 75 institutions reported holding it in 13F filings for Q2 2026, worth $92.5M in total; no superinvestor holds it.

Q4 2022 vs. Q3 2022

How the institutions holding Lufax Holding Ltd changed between Q3 2022 and Q4 2022.

All holders in Q4 2022 All holders in Q3 2022

13F holders of LU: Q3 2022 compared with Q4 2022
Measure	Q3 2022	Of which not filed for Q4 2022	Q4 2022	Change
Holders	155	3	166	+14
Shares	360.9M	61.4K	417.1M	+56.2M (+15.6%)
Value	$916.7M	$155.8K	$809.3M	−$107.3M (−11.7%)

3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (35)

Institutions that held Lufax Holding Ltd at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to LU in Q4 2022
Institution	Shares	Value	% of portfolio
Robeco Institutional Asset Management B.V.	11,191,051	$21.7M	0.06%
Yunqi Capital Ltd	4,731,649	$9.18M	6.20%
Ariose Capital Management Ltd	3,991,460	$7.74M	3.36%
Prelude Capital Management, LLC	1,661,760	$3.22M	0.20%
Balyasny Asset Management LLC	1,015,981	$1.97M	0.01%
TT International Asset Management LTD	750,649	$1.46M	0.14%
Two Sigma Investments, LP	621,500	$1.21M	0.00%
Toroso Investments, LLC	541,211	$1.05M	0.04%
Qube Research & Technologies Ltd	507,009	$983.6K	0.01%
Boothbay Fund Management, LLC	415,500	$806.1K	0.03%
Yong Rong (HK) Asset Management Ltd	400,000	$776.0K	0.49%
Caas Capital Management LP	253,000	$490.8K	0.09%
Old Mission Capital LLC	241,518	$468.5K	0.02%
International Assets Investment Management, LLC	126,000	$244.4K	0.03%
Garden State Investment Advisory Services LLC	92,139	$178.8K	0.11%
RBF Capital, LLC	90,000	$175.0K	0.01%
Virtu Financial LLC	86,940	$169.0K	0.02%
Activest Wealth Management	57,700	$111.9K	0.03%
Two Sigma Advisers, LP	46,900	$91.0K	0.00%
Alpine Global Management, LLC	41,743	$81.0K	0.03%
Schonfeld Strategic Advisors LLC	40,300	$78.2K	0.00%
CI Private Wealth, LLC	39,225	$78.0K	0.00%
Vident Investment Advisory, LLC	26,295	$51.0K	0.00%
DRW Securities, LLC	25,439	$49.0K	0.01%
1832 Asset Management L.P.	25,100	$48.7K	0.00%
QCM Cayman, Ltd.	22,775	$44.2K	0.68%
Prudential Financial Inc	17,169	$33.3K	0.00%
Mackenzie Financial Corp	15,893	$30.8K	0.00%
Two Sigma Securities, LLC	15,656	$30.4K	0.00%
Rafferty Asset Management, LLC	13,061	$25.3K	0.00%
LPL Financial LLC	12,500	$24.3K	0.00%
Guggenheim Capital LLC	12,029	$23.3K	0.00%
Freedom Wealth Alliance, LLC	3,000	$5.82K	0.01%
Headlands Technologies LLC	2,702	$5.00K	0.00%
Fiduciary Alliance LLC	173	$336	0.00%

Sold out (21)

Institutions that held Lufax Holding Ltd at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of LU in Q4 2022
Institution	Shares, Q3 2022	Value, Q3 2022
Massachusetts Financial Services Co	729,841	$1.85M
HRT Financial LP	556,366	$1.41M
Simplex Trading, LLC	386,455	$981.0K
Connor, Clark & Lunn Investment Management Ltd.	327,136	$831.0K
Healthcare of Ontario Pension Plan Trust Fund	265,270	$674.0K
Capital Fund Management S.A.	245,957	$624.7K
California State Teachers Retirement System	197,928	$503.0K
National Pension Service	174,829	$440.6K
Y-Intercept (Hong Kong) Ltd	166,503	$422.9K
O'Shaughnessy Asset Management, LLC	165,765	$421.0K
Profund Advisors LLC	101,230	$257.0K
Skandinaviska Enskilda Banken AB (publ)	74,900	$190.0K
Quantbot Technologies LP	73,185	$185.0K
ExodusPoint Capital Management, LP	66,933	$170.0K
Sompo Asset Management Co., Ltd.	50,040	$127.0K
AQR Capital Management LLC	43,038	$109.0K
Tudor Investment Corp Et Al	24,900	$63.0K
Man Group plc	18,100	$46.0K
EverSource Wealth Advisors, LLC	15,613	$40.0K
Parallax Volatility Advisers, L.P.	13,855	$35.0K
Rockefeller Capital Management L.P.	1,975	$5.00K

Not filed for Q4 2022 yet (3)

Institutions that held Lufax Holding Ltd at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding LU in Q3 2022 that haven't filed for Q4 2022
Institution	Shares, Q3 2022	Value, Q3 2022
Eaton Vance Management	33,363	$85.0K
Redpoint Investment Management Pty Ltd	26,520	$67.0K
American Portfolios Advisors	1,500	$3.81K