Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Omni Partners US LLC | 502,637 | $136.0M | 6.98% | +454,871+952.3% | Added |
| FMR LLC | 509,089 | $137.8M | 0.01% | +6,095+1.2% | Added |
| PSquared Asset Management AG | 594,800 | $161.0M | 18.69% | +275,600+86.3% | Added |
| Magnetar Financial LLC | 636,820 | $172.3M | 1.76% | +27,342+4.5% | Added |
| Chilton Investment Co LLC | 649,641 | $175.8M | 4.34% | +6,435+1.0% | Added |
| Sand Grove Capital Management LLP | 655,934 | $177.5M | 19.98% | +377,578+135.6% | Added |
| Bank of New York Mellon Corp | 720,319 | $194.9M | 0.04% | +10,575+1.5% | Added |
| Bank of Nova Scotia | 720,955 | $195.1M | 0.36% | −93,677−11.5% | Reduced |
| Westchester Capital Management, LLC | 751,353 | $203.3M | 6.42% | +195,451+35.2% | Added |
| Alpine Associates Management Inc. | 757,519 | $205.0M | 6.65% | +315,419+71.3% | Added |
| Balyasny Asset Management LLC | 772,463 | $209.1M | 1.00% | +320,065+70.7% | Added |
| TIG Advisors, LLC | 805,773 | $218.1M | 10.22% | +126,038+18.5% | Added |
| Bank of America Corp | 810,420 | $219.3M | 0.02% | −134,121−14.2% | Reduced |
| Millennium Management LLC | 840,280 | $227.4M | 0.30% | −2,424−0.3% | Reduced |
| Legal & General Group Plc | 929,105 | $251.5M | 0.08% | +51,750+5.9% | Added |
| Norges Bank | 929,175 | $251.5M | 0.06% | +118,641+14.6% | Added |
| Segantii Capital Management Ltd | 931,660 | $252.1M | 8.86% | +567,929+156.1% | Added |
| Northern Trust Corp | 1,028,338 | $278.3M | 0.05% | −18,328−1.8% | Reduced |
| Franklin Resources Inc | 1,040,281 | $281.5M | 0.11% | +7,874+0.8% | Added |
| Davidson Kempner Capital Management LP | 1,114,489 | $301.6M | 4.39% | −1,177,260−51.4% | Reduced |
| Farallon Capital Management, L.L.C. | 1,179,032 | $319.1M | 1.71% | +693,032+142.6% | Added |
| Dimensional Fund Advisors LP | 1,281,431 | $346.8M | 0.11% | −11,083−0.9% | Reduced |
| Morgan Stanley | 1,379,160 | $373.3M | 0.05% | +201,536+17.1% | Added |
| Geode Capital Management, LLC | 1,632,568 | $440.7M | 0.06% | +57,345+3.6% | Added |
| UBS Oconnor LLC | 1,762,289 | $476.9M | 4.14% | +504,276+40.1% | Added |
| JPMorgan Chase & Co | 1,842,216 | $498.6M | 0.07% | +358,534+24.2% | Added |
| Pentwater Capital Management LP | 2,123,200 | $574.6M | 7.90% | +58,150+2.8% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 2,190,000 | $592.7M | 2.56% | +2,190,000 | New |
| Parnassus Investments | 2,225,641 | $602.3M | 1.27% | +336,036+17.8% | Added |
| HBK Investments L P | 2,500,300 | $676.7M | 9.88% | +1,500,300+150.0% | Added |
| Massachusetts Financial Services Co | 2,933,698 | $794.0M | 0.23% | −343,401−10.5% | Reduced |
| State Street Corp | 3,964,223 | $1.07B | 0.06% | −2,068−0.1% | Reduced |
| BlackRock Inc. | 7,014,401 | $1.90B | 0.05% | −623,376−8.2% | Reduced |
| Vanguard Group Inc | 9,547,639 | $2.58B | 0.06% | +69,925+0.7% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1 | – | – | +1 | New |
| Sculptor Capital LP | 0 | $0 | 0.00% | −380,221−100.0% | Sold out |
| Empyrean Capital Partners, LP | 0 | $0 | 0.00% | −170,000−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −89,555−100.0% | Sold out |
| Sirios Capital Management L P | 0 | $0 | 0.00% | −82,699−100.0% | Sold out |
| Davide Leone & Partners Investment Co Ltd. | 0 | $0 | 0.00% | −73,503−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −71,186−100.0% | Sold out |
| Berry Street Capital Management LLP | 0 | $0 | 0.00% | −62,500−100.0% | Sold out |
| Lord, Abbett & Co. LLC | 0 | $0 | 0.00% | −46,450−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −44,061−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −43,916−100.0% | Sold out |
| MUFG Securities EMEA plc | 0 | $0 | 0.00% | −42,000−100.0% | Sold out |
| Narwhal Capital Management | 0 | $0 | 0.00% | −40,435−100.0% | Sold out |
| Jet Capital Investors L P | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Interval Partners, LP | 0 | $0 | 0.00% | −39,946−100.0% | Sold out |
| GWM Asset Management Ltd | 0 | $0 | 0.00% | −37,700−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −37,351−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −37,288−100.0% | Sold out |
| Moneta Group Investment Advisors LLC | 0 | $0 | 0.00% | −30,751−100.0% | Sold out |
| Schwab Charitable Fund | 0 | $0 | 0.00% | −26,351−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −25,348−100.0% | Sold out |
| Alberta Investment Management Corp | 0 | $0 | 0.00% | −24,850−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Citizens Business Bank | 0 | $0 | 0.00% | −11,709−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −10,464−100.0% | Sold out |
| Privium Fund Management (UK) Ltd | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −9,302−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −8,228−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −7,444−100.0% | Sold out |
| Goelzer Investment Management, Inc. | 0 | $0 | 0.00% | −7,093−100.0% | Sold out |
| Patton Fund Management, Inc. | 0 | $0 | 0.00% | −6,435−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −6,104−100.0% | Sold out |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −5,640−100.0% | Sold out |
| AMF Pensionsforsakring AB | 0 | $0 | 0.00% | −4,900−100.0% | Sold out |
| Redwood Investment Management, LLC | 0 | $0 | 0.00% | −4,575−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −4,291−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −3,679−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −3,516−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −3,490−100.0% | Sold out |
| Accretive Wealth Partners, LLC | 0 | $0 | 0.00% | −3,161−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −3,090−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −3,084−100.0% | Sold out |
| Jag Capital Management, LLC | 0 | $0 | 0.00% | −2,972−100.0% | Sold out |
| D.B. Root & Company, LLC | 0 | $0 | 0.00% | −2,708−100.0% | Sold out |
| New World Advisors LLC | 0 | $0 | 0.00% | −2,662−100.0% | Sold out |
| Palumbo Wealth Management LLC | 0 | $0 | 0.00% | −2,662−100.0% | Sold out |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 0 | $0 | 0.00% | −2,508−100.0% | Sold out |
| Douglas Lane & Associates, LLC | 0 | $0 | 0.00% | −2,464−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −2,289−100.0% | Sold out |
| Grandview Asset Management LLC | 0 | $0 | 0.00% | −2,221−100.0% | Sold out |
| BP PLC | 0 | $0 | 0.00% | −2,159−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −2,117−100.0% | Sold out |
| Tocqueville Asset Management L.P. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −1,813−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −1,543−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,402−100.0% | Sold out |
| Vestmark Advisory Solutions, Inc. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Parametrica Management Ltd | 0 | $0 | 0.00% | −1,114−100.0% | Sold out |
| Signature Estate & Investment Advisors LLC | 0 | $0 | 0.00% | −1,070−100.0% | Sold out |
| Dorsey & Whitney Trust CO LLC | 0 | $0 | 0.00% | −994−100.0% | Sold out |
| Veriti Management LLC | 0 | $0 | 0.00% | −963−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −876−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −860−100.0% | Sold out |
| CAPROCK Group, Inc. | 0 | $0 | 0.00% | −764−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −760−100.0% | Sold out |
| Roanoke Asset Management Corp | 0 | $0 | 0.00% | −750−100.0% | Sold out |