Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gulf International Bank (UK) Ltd | 19,018 | $5.15M | 0.07% | −215−1.1% | Reduced |
| Allianz Asset Management GmbH | 19,326 | $5.23M | 0.00% | +3,087+19.0% | Added |
| Korea Investment CORP | 19,400 | $5.25M | 0.02% | +1,200+6.6% | Added |
| Boothbay Fund Management, LLC | 20,000 | $5.41M | 0.22% | 00.0% | Unchanged |
| Commerce Bank | 20,023 | $5.42M | 0.04% | −348−1.7% | Reduced |
| USS Investment Management Ltd | 20,064 | $5.43M | 0.05% | +17,470+673.5% | Added |
| Guggenheim Capital LLC | 20,344 | $5.51M | 0.03% | −4,912−19.4% | Reduced |
| Redpoint Investment Management Pty Ltd | 20,363 | $5.51M | 0.47% | +36+0.2% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 20,327 | $5.54M | 0.01% | +1,332+7.0% | Added |
| MetLife Investment Management | 20,545 | $5.56M | 0.05% | −537−2.5% | Reduced |
| Shay Capital LLC | 21,184 | $5.73M | 1.82% | +434+2.1% | Added |
| DnB Asset Management AS | 21,199 | $5.74M | 0.04% | −181−0.8% | Reduced |
| De Burlo Group Inc | 21,300 | $5.76M | 0.93% | −42,600−66.7% | Reduced |
| GHP Investment Advisors, Inc. | 21,355 | $5.78M | 0.46% | −598−2.7% | Reduced |
| Havens Advisors LLC | 21,500 | $5.82M | 7.06% | −500−2.3% | Reduced |
| Redmond Asset Management, LLC | 22,028 | $5.96M | 1.87% | −127−0.6% | Reduced |
| Nomura Holdings Inc | 21,949 | $6.08M | 0.05% | +12,745+138.5% | Added |
| State of Michigan Retirement System | 22,860 | $6.19M | 0.04% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 22,866 | $6.19M | 0.03% | −5,440−19.2% | Reduced |
| D.A. Davidson & Co. | 23,497 | $6.36M | 0.07% | −1,003−4.1% | Reduced |
| Vestor Capital, LLC | 23,791 | $6.44M | 0.67% | −29,661−55.5% | Reduced |
| Fifth Third Bancorp | 24,105 | $6.52M | 0.03% | +106+0.4% | Added |
| Oppenheimer & Co Inc | 24,427 | $6.61M | 0.12% | −682−2.7% | Reduced |
| Rafferty Asset Management, LLC | 24,658 | $6.67M | 0.05% | −9,296−27.4% | Reduced |
| Silphium Asset Management Ltd | 25,000 | $6.77M | 2.74% | +15,000+150.0% | Added |
| Arizona State Retirement System | 25,520 | $6.91M | 0.06% | −158−0.6% | Reduced |
| NN Investment Partners Holdings N.V. | 25,788 | $6.98M | 0.04% | +495+2.0% | Added |
| Amalgamated Bank | 26,165 | $7.08M | 0.06% | −901−3.3% | Reduced |
| CIBC World Markets Corp | 26,221 | $7.10M | 0.05% | −177,530−87.1% | Reduced |
| Robeco Institutional Asset Management B.V. | 26,302 | $7.12M | 0.02% | 00.0% | Unchanged |
| Kapitalo Investimentos Ltda | 26,440 | $7.16M | 3.89% | +26,440 | New |
| Crabel Capital Management, LLC | 26,526 | $7.18M | 2.21% | +688+2.7% | Added |
| Westpac Banking Corp | 27,203 | $7.36M | 0.08% | 00.0% | Unchanged |
| American International Group, Inc. | 27,648 | $7.48M | 0.04% | −531−1.9% | Reduced |
| Aviva PLC | 27,711 | $7.50M | 0.03% | −1,608−5.5% | Reduced |
| AQR Capital Management LLC | 27,880 | $7.54M | 0.01% | −2,393−7.9% | Reduced |
| Klingenstein Fields & Co LP | 28,747 | $7.78M | 0.33% | 00.0% | Unchanged |
| Cinctive Capital Management LP | 28,800 | $7.79M | 0.43% | +28,800 | New |
| Ovata Capital Management Ltd | 29,090 | $7.87M | 3.02% | −2,253−7.2% | Reduced |
| Janney Montgomery Scott LLC | 29,230 | $7.91M | 0.03% | −4,509−13.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 29,261 | $7.92M | 0.04% | −9,216−24.0% | Reduced |
| Andra AP-fonden | 29,300 | $7.93M | 0.16% | −5,100−14.8% | Reduced |
| Washington Trust Co | 29,985 | $8.12M | 0.23% | −4,671−13.5% | Reduced |
| Paulson & Co. Inc. | 30,000 | $8.12M | 0.23% | −140,000−82.4% | Reduced |
| CIBC Private Wealth Group, LLC | 30,313 | $8.20M | 0.02% | −41,279−57.7% | Reduced |
| Retirement Systems of Alabama | 31,239 | $8.46M | 0.03% | −2,024−6.1% | Reduced |
| Segall Bryant & Hamill, LLC | 31,296 | $8.48M | 0.08% | −5,588−15.2% | Reduced |
| Oregon Public Employees Retirement Fund | 31,586 | $8.55M | 0.10% | −700−2.2% | Reduced |
| Royal London Asset Management Ltd | 32,293 | $8.74M | 0.04% | −2,060−6.0% | Reduced |
| Central Trust Co | 32,316 | $8.75M | 0.31% | −1,350−4.0% | Reduced |
| Treasurer of the State of North Carolina | 32,655 | $8.84M | 0.05% | +1,099+3.5% | Added |
| Prelude Capital Management, LLC | 33,010 | $8.93M | 0.49% | +8,673+35.6% | Added |
| K2 Principal Fund, L.P. | 33,510 | $9.07M | 1.06% | +9,410+39.0% | Added |
| TD Asset Management Inc | 33,692 | $9.12M | 0.01% | −572−1.7% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 35,000 | $9.47M | 0.02% | −60,930−63.5% | Reduced |
| BNP Paribas Arbitrage, SA | 35,001 | $9.47M | 0.02% | +4,506+14.8% | Added |
| Arrowstreet Capital, Limited Partnership | 35,100 | $9.50M | 0.01% | −8,900−20.2% | Reduced |
| State of Alaska, Department of Revenue | 36,082 | $9.76M | 0.10% | −1,258−3.4% | Reduced |
| Beacon Pointe Advisors, LLC | 36,716 | $9.94M | 0.25% | +27,364+292.6% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 37,001 | $10.0M | 0.05% | +3,070+9.0% | Added |
| SEI Investments Co | 37,038 | $10.0M | 0.02% | −6,034−14.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 37,322 | $10.1M | 0.12% | +11,058+42.1% | Added |
| Victory Capital Management Inc | 37,366 | $10.1M | 0.01% | −49,476−57.0% | Reduced |
| Alpine Global Management, LLC | 37,421 | $10.1M | 2.30% | −36,844−49.6% | Reduced |
| Financial Counselors Inc | 37,526 | $10.2M | 0.22% | +3,009+8.7% | Added |
| Kellner Capital, LLC | 37,631 | $10.2M | 3.96% | +24,131+178.7% | Added |
| Candriam Luxembourg S.C.A. | 37,848 | $10.2M | 0.07% | −7,137−15.9% | Reduced |
| CQS (US), LLC | 38,195 | $10.3M | 0.64% | +38,195 | New |
| Umb Bank N A | 38,389 | $10.4M | 0.23% | +871+2.3% | Added |
| Susquehanna International Group, LLP | 38,617 | $10.5M | 0.01% | −34,766−47.4% | Reduced |
| Lawson Kroeker Investment Management Inc | 38,845 | $10.5M | 3.49% | −715−1.8% | Reduced |
| Handelsbanken Fonder AB | 39,026 | $10.6M | 0.06% | 00.0% | Unchanged |
| Centiva Capital, LP | 39,336 | $10.6M | 0.86% | +21,836+124.8% | Added |
| Asset Management One Co.,Ltd. | 39,843 | $10.8M | 0.04% | −856−2.1% | Reduced |
| Brookfield Asset Management Inc. | 39,855 | $10.8M | 0.04% | −127,350−76.2% | Reduced |
| Athos Capital Ltd | 40,880 | $11.1M | 3.09% | −40,600−49.8% | Reduced |
| Price Michael F | 41,426 | $11.2M | 1.30% | −63,574−60.5% | Reduced |
| ING Groep NV | 41,637 | $11.3M | 0.14% | +34,169+457.5% | Added |
| Eaton Vance Management | 43,989 | $11.5M | 0.02% | −3,482−7.3% | Reduced |
| Voya Investment Management LLC | 42,460 | $11.5M | 0.02% | −2,050−4.6% | Reduced |
| Jefferies Group LLC | 43,042 | $11.6M | 0.28% | +27,525+177.4% | Added |
| Busey Wealth Management | 43,239 | $11.7M | 0.47% | +2,184+5.3% | Added |
| Jane Street Group, LLC | 44,263 | $12.0M | 0.03% | +34,986+377.1% | Added |
| Pictet Asset Management SA | 44,796 | $12.1M | 0.01% | +44,796 | New |
| Bluegrass Capital Partners LP | 45,000 | $12.2M | 7.77% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 45,708 | $12.4M | 0.01% | −7,293−13.8% | Reduced |
| AMP Capital Investors Ltd | 45,766 | $12.4M | 0.07% | +591+1.3% | Added |
| Nisa Investment Advisors, LLC | 46,955 | $12.7M | 0.08% | 00.0% | Unchanged |
| Toronto Dominion Bank | 48,116 | $13.0M | 0.02% | −10,085−17.3% | Reduced |
| Moore Capital Management, LP | 49,709 | $13.5M | 0.27% | −60,158−54.8% | Reduced |
| Matthew 25 Management Corp | 50,000 | $13.5M | 3.83% | −15,250−23.4% | Reduced |
| Angelo Gordon & Co., L.P. | 50,073 | $13.6M | 1.60% | +30,073+150.4% | Added |
| Woodline Partners LP | 50,631 | $13.7M | 0.23% | +50,631 | New |
| Mitsubishi UFJ Trust & Banking Corp | 50,840 | $13.8M | 0.03% | −1,963−3.7% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 50,967 | $13.8M | 0.05% | −1,418−2.7% | Reduced |
| Marshall Wace, LLP | 51,834 | $14.0M | 0.07% | +15,539+42.8% | Added |
| Samson Rock Capital LLP | 52,000 | $14.1M | 8.89% | −41,600−44.4% | Reduced |
| Pacific Heights Asset Management LLC | 53,000 | $14.3M | 1.36% | 00.0% | Unchanged |
| State of New Jersey Common Pension Fund D | 53,367 | $14.4M | 0.04% | +326+0.6% | Added |
| Ergoteles LLC | 55,520 | $15.0M | 0.55% | +18,987+52.0% | Added |