Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 2,462 | $666.0K | 0.00% | −1,274−34.1% | Reduced |
| Bradley Foster & Sargent Inc | 2,467 | $668.0K | 0.02% | +170+7.4% | Added |
| Ullmann Financial Group, Inc. | 2,492 | $674.0K | 0.27% | 00.0% | Unchanged |
| Keeley-Teton Advisors, LLC | 2,545 | $689.0K | 0.08% | +2,545 | New |
| Seeyond | 2,559 | $692.0K | 0.07% | −1,037−28.8% | Reduced |
| HighPoint Advisor Group LLC | 2,577 | $697.0K | 0.07% | +941+57.5% | Added |
| IBM Retirement Fund | 2,584 | $699.0K | 0.05% | +12+0.5% | Added |
| Formidable Asset Management, LLC | 2,595 | $702.0K | 0.13% | −255−8.9% | Reduced |
| Colony Group LLC | 2,600 | $704.0K | 0.01% | −70−2.6% | Reduced |
| Illinois Municipal Retirement Fund | 2,618 | $709.0K | 0.03% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 2,632 | $712.0K | 0.03% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 2,662 | $720.0K | 0.13% | +114+4.5% | Added |
| AE Wealth Management LLC | 2,671 | $723.0K | 0.01% | +159+6.3% | Added |
| King Luther Capital Management Corp | 2,673 | $723.0K | 0.00% | +200+8.1% | Added |
| Williams Jones Wealth Management, LLC. | 2,760 | $747.0K | 0.01% | −17,725−86.5% | Reduced |
| Kinneret Advisory, LLC | 2,759 | $748.0K | 0.09% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 2,776 | $751.0K | 0.62% | −10−0.4% | Reduced |
| Cigna Investments Inc | 2,875 | $778.0K | 0.06% | −24−0.8% | Reduced |
| Ontario Teachers Pension Plan Board | 2,881 | $780.0K | 0.00% | +2,881 | New |
| Cambridge Investment Research Advisors, Inc. | 2,920 | $790.0K | 0.00% | −297−9.2% | Reduced |
| Advisory Services Network, LLC | 2,950 | $798.0K | 0.03% | −315−9.6% | Reduced |
| Peapack Gladstone Financial Corp | 2,972 | $804.0K | 0.02% | +5+0.2% | Added |
| Sound View Wealth Advisors Group, LLC | 2,973 | $805.0K | 0.17% | +451+17.9% | Added |
| Sun Life Financial INC | 2,989 | $809.0K | 0.05% | +701+30.6% | Added |
| Bahl & Gaynor Inc | 2,995 | $811.0K | 0.00% | 00.0% | Unchanged |
| NJ State Employees Deferred Compensation Plan | 3,000 | $812.0K | 0.11% | 00.0% | Unchanged |
| Vivaldi Capital Management, LLC | 3,052 | $826.0K | 0.18% | +1,636+115.5% | Added |
| 9258 Wealth Management, LLC | 3,070 | $831.0K | 0.22% | +55+1.8% | Added |
| Mercer Global Advisors Inc | 3,098 | $838.0K | 0.01% | −57−1.8% | Reduced |
| Essex Investment Management Co LLC | 3,125 | $846.0K | 0.10% | 00.0% | Unchanged |
| Platform Technology Partners | 3,128 | $847.0K | 0.38% | −58−1.8% | Reduced |
| Marshall Wace North America L.P. | 3,261 | $883.0K | 0.00% | −11,436−77.8% | Reduced |
| Hilltop Holdings Inc. | 3,284 | $889.0K | 0.10% | +105+3.3% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 3,287 | $890.0K | 0.01% | 00.0% | Unchanged |
| Private Capital Advisors, Inc. | 3,300 | $893.0K | 0.15% | 00.0% | Unchanged |
| First Manhattan Co | 3,325 | $899.0K | 0.00% | −1,375−29.3% | Reduced |
| JustInvest LLC | 3,329 | $901.0K | 0.08% | +139+4.4% | Added |
| We Are One Seven, LLC | 2,921 | $906.0K | 0.11% | −319−9.8% | Reduced |
| Allstate Corp | 3,426 | $927.0K | 0.04% | 00.0% | Unchanged |
| Savant Capital, LLC | 3,470 | $939.0K | 0.03% | −3−0.1% | Reduced |
| M&T Bank Corp | 3,641 | $985.0K | 0.00% | −331−8.3% | Reduced |
| Legacy Financial Strategies, LLC | 3,647 | $987.0K | 0.46% | −267−6.8% | Reduced |
| Vontobel Holding Ltd. | 3,655 | $990.0K | 0.01% | +735+25.2% | Added |
| Tower Research Capital LLC (TRC) | 3,666 | $992.0K | 0.03% | +2,704+281.1% | Added |
| ArrowMark Colorado Holdings LLC | 3,732 | $1.01M | 0.01% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 3,477 | $1.03M | 0.14% | −98−2.7% | Reduced |
| Total Clarity Wealth Management, Inc. | 3,825 | $1.03M | 0.49% | 00.0% | Unchanged |
| Captrust Financial Advisors | 3,838 | $1.04M | 0.01% | +139+3.8% | Added |
| Fortem Financial Group, LLC | 3,862 | $1.04M | 0.53% | +17+0.4% | Added |
| Prime Capital Investment Advisors, LLC | 3,973 | $1.07M | 0.07% | −651−14.1% | Reduced |
| B. Metzler seel. Sohn & Co. Holding AG | 3,980 | $1.08M | 0.02% | −93−2.3% | Reduced |
| Calamos Wealth Management LLC | 4,040 | $1.09M | 0.09% | 00.0% | Unchanged |
| GWM Advisors LLC | 4,062 | $1.10M | 0.03% | −139−3.3% | Reduced |
| Coastline Trust Co | 4,085 | $1.10M | 0.14% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 4,127 | $1.12M | 0.78% | +10.0% | Added |
| Veritable, L.P. | 4,159 | $1.13M | 0.02% | −90−2.1% | Reduced |
| Brookstone Capital Management | 3,944 | $1.13M | 0.02% | −268−6.4% | Reduced |
| Granite Investment Partners, LLC | 4,235 | $1.15M | 0.04% | 00.0% | Unchanged |
| Fulcrum Asset Management LLP | – | $1.15M | 0.57% | – | New |
| Coldstream Capital Management Inc | 6,379 | $1.15M | 0.06% | +6,379 | New |
| Private Advisor Group, LLC | 4,281 | $1.16M | 0.01% | +1,864+77.1% | Added |
| Fuller & Thaler Asset Management, Inc. | 4,531 | $1.23M | 0.01% | −8,445−65.1% | Reduced |
| Blair William & Co | 4,564 | $1.24M | 0.00% | +670+17.2% | Added |
| Northwestern Mutual Investment Management Company, LLC | 4,606 | $1.25M | 0.02% | +477+11.6% | Added |
| Johnson Investment Counsel Inc | 4,646 | $1.26M | 0.02% | +10+0.2% | Added |
| Pacific Global Investment Management CO | 4,735 | $1.28M | 0.26% | 00.0% | Unchanged |
| Fairfax Financial Holdings LtdSuperinvestorFairfax Financial | 4,800 | $1.30M | 0.04% | +2,400+100.0% | Added |
| Crossmark Global Holdings, Inc. | 4,810 | $1.30M | 0.03% | −135−2.7% | Reduced |
| Eidelman Virant Capital | 4,800 | $1.32M | 0.51% | −900−15.8% | Reduced |
| Fruth Investment Management | 4,933 | $1.33M | 0.41% | −100−2.0% | Reduced |
| Cutter & CO Brokerage, Inc. | 4,990 | $1.35M | 0.32% | −325−6.1% | Reduced |
| Pacer Advisors, Inc. | 5,015 | $1.36M | 0.02% | −53−1.0% | Reduced |
| Nordea Investment Management AB | 4,994 | $1.37M | 0.00% | +140+2.9% | Added |
| Hancock Whitney Corp | 5,139 | $1.39M | 0.05% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 5,239 | $1.42M | 0.01% | +197+3.9% | Added |
| Aft, Forsyth & Sober, LLC | 5,250 | $1.42M | 0.53% | 00.0% | Unchanged |
| Kentucky Retirement Systems | 5,310 | $1.44M | 0.07% | +15+0.3% | Added |
| NorthCoast Asset Management LLC | 5,316 | $1.44M | 0.05% | −130−2.4% | Reduced |
| Gamco Investors, Inc. Et Al | 5,331 | $1.44M | 0.01% | +1,768+49.6% | Added |
| Reaves W H & Co Inc | 5,395 | $1.46M | 0.05% | −93,050−94.5% | Reduced |
| AXA S.A. | 5,408 | $1.46M | 0.00% | −20,991−79.5% | Reduced |
| Baird Financial Group, Inc. | 5,432 | $1.47M | 0.00% | −93,176−94.5% | Reduced |
| Advisor Partners LLC | 5,496 | $1.49M | 0.10% | −300−5.2% | Reduced |
| Sanders Morris Harris LLC | 5,324 | $1.50M | 0.27% | 00.0% | Unchanged |
| APG Asset Management N.V. | 6,480 | $1.51M | 0.00% | −3,100−32.4% | Reduced |
| Van Eck Associates Corp | 5,677 | $1.54M | 0.00% | +1,291+29.4% | Added |
| Louisiana State Employees Retirement System | 5,700 | $1.54M | 0.04% | 00.0% | Unchanged |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 5,766 | $1.56M | 0.04% | −37−0.6% | Reduced |
| Meritage Portfolio Management | 5,780 | $1.56M | 0.09% | 00.0% | Unchanged |
| Country Club Trust Company, n.a. | 5,786 | $1.58M | 0.14% | +333+6.1% | Added |
| Jennison Associates LLC | 5,855 | $1.58M | 0.00% | −5,374−47.9% | Reduced |
| New Mexico Educational Retirement Board | 6,000 | $1.62M | 0.06% | −100−1.6% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 6,000 | $1.62M | 0.53% | 00.0% | Unchanged |
| S. Muoio & Co. LLC | 6,000 | $1.62M | 1.37% | +6,000 | New |
| Wealthfront Advisers LLC | 6,045 | $1.64M | 0.01% | +259+4.5% | Added |
| Wellington Management Group LLP | 6,067 | $1.64M | 0.00% | +1,019+20.2% | Added |
| DF Dent & Co Inc | 6,086 | $1.65M | 0.02% | −2,304−27.5% | Reduced |
| Advisor Group Holdings, Inc. | 6,130 | $1.66M | 0.00% | −3,396−35.6% | Reduced |
| Wesbanco Bank Inc | 6,235 | $1.69M | 0.06% | −927−12.9% | Reduced |
| Panagora Asset Management Inc | 6,427 | $1.74M | 0.01% | −6−0.1% | Reduced |