Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kentucky Retirement Systems Insurance Trust Fund | 2,367 | $671.0K | 0.07% | −65−2.7% | Reduced |
| Fairfax Financial Holdings LtdSuperinvestorFairfax Financial | 2,400 | $680.0K | 0.02% | +2,400 | New |
| Harrell Investment Partners, LLC | 2,404 | $681.0K | 0.22% | −6,014−71.4% | Reduced |
| Private Advisor Group, LLC | 2,417 | $684.0K | 0.01% | +72+3.1% | Added |
| Douglas Lane & Associates, LLC | 2,464 | $698.0K | 0.01% | −51,917−95.5% | Reduced |
| King Luther Capital Management Corp | 2,473 | $701.0K | 0.00% | 00.0% | Unchanged |
| Ullmann Financial Group, Inc. | 2,492 | $706.0K | 0.29% | 00.0% | Unchanged |
| Mint Tower Capital Management B.V. | 2,500 | $708.0K | 0.07% | −4,000−61.5% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 2,508 | $711.0K | 0.07% | −199−7.4% | Reduced |
| AE Wealth Management LLC | 2,512 | $712.0K | 0.01% | −37−1.5% | Reduced |
| Cetera Investment Advisers | 2,511 | $712.0K | 0.01% | +2,511 | New |
| Sound View Wealth Advisors Group, LLC | 2,522 | $715.0K | 0.15% | +498+24.6% | Added |
| Glenmede Trust Co NA | 2,529 | $716.0K | 0.00% | −59−2.3% | Reduced |
| Eudaimonia Partners, LLC | 2,548 | $722.0K | 0.14% | −4−0.2% | Reduced |
| IBM Retirement Fund | 2,572 | $729.0K | 0.06% | −597−18.8% | Reduced |
| IHT Wealth Management, LLC | 2,571 | $729.0K | 0.05% | +11+0.4% | Added |
| USS Investment Management Ltd | 2,594 | $735.0K | 0.01% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 2,618 | $742.0K | 0.03% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 2,632 | $746.0K | 0.03% | 00.0% | Unchanged |
| New World Advisors LLC | 2,662 | $754.0K | 0.51% | +2,662 | New |
| Palumbo Wealth Management LLC | 2,662 | $754.0K | 0.51% | +2,662 | New |
| Colony Group LLC | 2,670 | $757.0K | 0.02% | −90−3.3% | Reduced |
| Formidable Asset Management, LLC | 2,850 | $759.0K | 0.16% | −1,165−29.0% | Reduced |
| D.B. Root & Company, LLC | 2,708 | $767.0K | 0.29% | −1,056−28.1% | Reduced |
| Kinneret Advisory, LLC | 2,759 | $783.0K | 0.09% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 2,786 | $791.0K | 0.61% | 00.0% | Unchanged |
| Cidel Asset Management Inc | 2,795 | $792.0K | 0.03% | −140−4.8% | Reduced |
| Cutler Group LP | 2,800 | $793.0K | 0.06% | +2,800 | New |
| Cigna Investments Inc | 2,899 | $821.0K | 0.06% | −461−13.7% | Reduced |
| Vontobel Holding Ltd. | 2,920 | $832.0K | 0.01% | +846+40.8% | Added |
| WESCAP Management Group, Inc. | 2,943 | $833.0K | 0.24% | −224−7.1% | Reduced |
| Peapack Gladstone Financial Corp | 2,967 | $841.0K | 0.02% | +67+2.3% | Added |
| Jag Capital Management, LLC | 2,972 | $842.0K | 0.07% | −2,733−47.9% | Reduced |
| Bahl & Gaynor Inc | 2,995 | $849.0K | 0.01% | +64+2.2% | Added |
| NJ State Employees Deferred Compensation Plan | 3,000 | $850.0K | 0.11% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 3,015 | $854.0K | 0.23% | −278−8.4% | Reduced |
| Paloma Partners Management Co | 3,084 | $874.0K | 0.02% | +3,084 | New |
| Dynamic Technology Lab Private Ltd | 3,090 | $875.0K | 0.09% | +3,090 | New |
| Essex Investment Management Co LLC | 3,125 | $886.0K | 0.10% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 3,155 | $894.0K | 0.01% | −3,204−50.4% | Reduced |
| Accretive Wealth Partners, LLC | 3,161 | $896.0K | 0.65% | +76+2.5% | Added |
| Hilltop Holdings Inc. | 3,179 | $901.0K | 0.10% | +179+6.0% | Added |
| Platform Technology Partners | 3,186 | $903.0K | 0.37% | +3,186 | New |
| JustInvest LLC | 3,190 | $904.0K | 0.09% | +1,880+143.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 3,217 | $912.0K | 0.00% | −2,635−45.0% | Reduced |
| Agf Investments Inc. | 3,221 | $913.0K | 0.01% | +1,983+160.2% | Added |
| We Are One Seven, LLC | 3,240 | $918.0K | 0.13% | −4,210−56.5% | Reduced |
| Advisory Services Network, LLC | 3,265 | $925.0K | 0.03% | +614+23.2% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 3,287 | $931.0K | 0.01% | −340−9.4% | Reduced |
| Private Capital Advisors, Inc. | 3,300 | $935.0K | 0.16% | 00.0% | Unchanged |
| Allstate Corp | 3,426 | $971.0K | 0.03% | 00.0% | Unchanged |
| Savant Capital, LLC | 3,473 | $984.0K | 0.04% | +22+0.6% | Added |
| Aigen Investment Management, LP | 3,490 | $989.0K | 0.17% | +2,657+319.0% | Added |
| Quantamental Technologies LLC | 3,516 | $996.0K | 0.88% | +3,516 | New |
| Gamco Investors, Inc. Et Al | 3,563 | $1.01M | 0.01% | +1,113+45.4% | Added |
| Mayflower Financial Advisors, LLC | 3,575 | $1.01M | 0.14% | +605+20.4% | Added |
| Seeyond | 3,596 | $1.02M | 0.09% | +1,022+39.7% | Added |
| FORA Capital, LLC | 3,679 | $1.04M | 0.19% | −9,515−72.1% | Reduced |
| Captrust Financial Advisors | 3,699 | $1.05M | 0.01% | +31+0.8% | Added |
| ArrowMark Colorado Holdings LLC | 3,732 | $1.06M | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 3,736 | $1.06M | 0.00% | −694,687−99.5% | Reduced |
| Walleye Capital LLC | 3,796 | $1.08M | 0.04% | −14,763−79.5% | Reduced |
| Total Clarity Wealth Management, Inc. | 3,825 | $1.08M | 0.60% | +3,825 | New |
| Fortem Financial Group, LLC | 3,845 | $1.09M | 0.55% | +341+9.7% | Added |
| Berkeley, Inc | 3,874 | $1.10M | 0.79% | −3,112−44.5% | Reduced |
| Blair William & Co | 3,894 | $1.10M | 0.00% | −228−5.5% | Reduced |
| Legacy Financial Strategies, LLC | 3,914 | $1.11M | 0.53% | 00.0% | Unchanged |
| M&T Bank Corp | 3,972 | $1.12M | 0.00% | −148−3.6% | Reduced |
| Brookstone Capital Management | 4,212 | $1.13M | 0.02% | +2,626+165.6% | Added |
| BTG Pactual Global Asset Management Ltd | 4,000 | $1.13M | 0.51% | −1,504−27.3% | Reduced |
| Ci Investments Inc. | 4,005 | $1.14M | 0.00% | +3,290+460.1% | Added |
| Calamos Wealth Management LLC | 4,040 | $1.15M | 0.09% | −1,960−32.7% | Reduced |
| B. Metzler seel. Sohn & Co. Holding AG | 4,073 | $1.15M | 0.02% | −80,966−95.2% | Reduced |
| Coastline Trust Co | 4,085 | $1.16M | 0.14% | −130−3.1% | Reduced |
| Quad-Cities Investment Group, LLC | 4,126 | $1.17M | 0.79% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 4,129 | $1.17M | 0.02% | +10+0.2% | Added |
| GWM Advisors LLC | 4,201 | $1.19M | 0.03% | −573−12.0% | Reduced |
| O'Shaughnessy Asset Management, LLC | 4,205 | $1.19M | 0.02% | −22−0.5% | Reduced |
| Granite Investment Partners, LLC | 4,235 | $1.20M | 0.04% | 00.0% | Unchanged |
| Veritable, L.P. | 4,249 | $1.20M | 0.02% | +36+0.9% | Added |
| Jump Financial, LLC | 4,291 | $1.22M | 0.12% | +4,291 | New |
| Van Eck Associates Corp | 4,386 | $1.24M | 0.00% | −72,277−94.3% | Reduced |
| Redwood Investment Management, LLC | 4,575 | $1.30M | 0.21% | +1,272+38.5% | Added |
| Prime Capital Investment Advisors, LLC | 4,624 | $1.31M | 0.08% | +4,624 | New |
| Johnson Investment Counsel Inc | 4,636 | $1.32M | 0.02% | 00.0% | Unchanged |
| First Manhattan Co | 4,700 | $1.33M | 0.00% | −5,995−56.1% | Reduced |
| Pacific Global Investment Management CO | 4,735 | $1.34M | 0.27% | −1,710−26.5% | Reduced |
| Nordea Investment Management AB | 4,854 | $1.38M | 0.00% | −221,909−97.9% | Reduced |
| NuWave Investment Management, LLC | 4,885 | $1.38M | 1.54% | +4,885 | New |
| AMF Pensionsforsakring AB | 4,900 | $1.39M | 0.01% | −10,340−67.8% | Reduced |
| Crossmark Global Holdings, Inc. | 4,945 | $1.40M | 0.03% | +130+2.7% | Added |
| Fruth Investment Management | 5,033 | $1.43M | 0.43% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 5,042 | $1.43M | 0.01% | −11,964−70.4% | Reduced |
| Wellington Management Group LLP | 5,048 | $1.43M | 0.00% | −5,099−50.3% | Reduced |
| Pacer Advisors, Inc. | 5,068 | $1.44M | 0.02% | −1,294−20.3% | Reduced |
| Mackenzie Financial Corp | 5,141 | $1.46M | 0.00% | −195,208−97.4% | Reduced |
| Hancock Whitney Corp | 5,139 | $1.46M | 0.05% | +13+0.3% | Added |
| Aft, Forsyth & Sober, LLC | 5,250 | $1.49M | 0.56% | 00.0% | Unchanged |
| Kentucky Retirement Systems | 5,295 | $1.50M | 0.07% | −31−0.6% | Reduced |
| Cutter & CO Brokerage, Inc. | 5,315 | $1.51M | 0.35% | −125−2.3% | Reduced |