Kadmon Holdings, Inc.
KDMNDelisted Nov 9, 2021- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001557142
Kadmon Holdings, Inc. was delisted on Nov 9, 2021; its insiders filed their last Form 4 on Nov 9, 2021; 169 institutions reported holding it in 13F filings for Q3 2021, worth $1.37B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Kadmon Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KDMN is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 169
- +26 vs. Q2 2021
- Shares held
- 157.3M
- −6.27M (−3.8%) vs. Q2 2021
- Total value
- $1.37B
- +$734.9M (+116.1%) vs. Q2 2021
- New holders
- 63
- 49 more added
- Sold out
- 37
- 41 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KDMN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 0 | $0 |
| Q1 2022 | 0 | $0 |
| Q4 2021 | 0 | $0 |
| Q3 2021 | 169 | $1.37B |
| Q2 2021 | 145 | $633.0M |
| Q1 2021 | 146 | $651.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kadmon Holdings, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 100 | $0 | 0.00% | +100 | New |
| Quadrant Capital Group LLC | 124 | $1.00K | 0.00% | 00.0% | Unchanged |
| TIG Advisors, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Eagle Bay Advisors LLC | 200 | $2.00K | 0.00% | +200 | New |
| The PNC Financial Services Group, Inc. | 512 | $4.00K | 0.00% | +52+11.3% | Added |
| Daiwa Securities Group Inc. | 590 | $5.00K | 0.00% | +267+82.7% | Added |
| Advisor Group Holdings, Inc. | 1,155 | $10.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,177 | $10.0K | 0.00% | +500+73.9% | Added |
| PenderFund Capital Management Ltd. | 1,840 | $20.0K | 0.01% | +1,840 | New |
| American Portfolios Advisors | 2,395 | $20.9K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 2,750 | $24.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,000 | $26.0K | 0.00% | −3,000−50.0% | Reduced |
| Lenox Wealth Advisors, LLC | 3,000 | $26.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,575 | $31.0K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 3,940 | $34.0K | 0.00% | +25+0.6% | Added |
| Brinker Capital Investments, LLC | 10,779 | $42.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 5,275 | $45.0K | 0.00% | +5,275 | New |
| Princeton Global Asset Management LLC | 6,000 | $52.0K | 0.02% | −1,000−14.3% | Reduced |
| Great West Life Assurance Co | 8,876 | $78.0K | 0.00% | 00.0% | Unchanged |
| Signature Wealth Management Partners, LLC | 10,000 | $87.0K | 0.08% | 00.0% | Unchanged |
| Captrust Financial Advisors | 10,000 | $87.0K | 0.00% | +10,000 | New |
| Shay Capital LLC | 10,000 | $87.0K | 0.03% | +10,000 | New |
| Capital Investment Advisors, LLC | 11,000 | $96.0K | 0.00% | −17,125−60.9% | Reduced |
| Prudential Financial Inc | 11,960 | $104.0K | 0.00% | +520+4.5% | Added |
| Ameritas Investment Partners, Inc. | 13,434 | $117.0K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 13,925 | $121.0K | 0.00% | +13,925 | New |
| E Fund Management Co., Ltd. | 14,053 | $122.0K | 0.01% | +14,053 | New |
| Eqis Capital Management, Inc. | 14,207 | $124.0K | 0.01% | −167−1.2% | Reduced |
| Pictet Asset Management SA | 14,200 | $124.0K | 0.00% | +14,200 | New |
| Jane Street Group, LLC | 14,617 | $127.0K | 0.00% | −7,000−32.4% | Reduced |
| Price T Rowe Associates Inc | 14,916 | $130.0K | 0.00% | +743+5.2% | Added |
| Global Retirement Partners, LLC | 16,750 | $146.0K | 0.01% | +16,750 | New |
| Janney Montgomery Scott LLC | 17,750 | $155.0K | 0.00% | +17,750 | New |
| Bank of Montreal | 18,068 | $158.0K | 0.00% | +18,068 | New |
| Gsa Capital Partners LLP | 19,977 | $174.0K | 0.02% | −27−0.1% | Reduced |
| Sphinx Trading, LP | 20,000 | $174.0K | 0.23% | +20,000 | New |
| Anson Funds Management LP | 20,000 | $174.0K | 0.02% | +20,000 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 20,222 | $176.0K | 0.00% | 00.0% | Unchanged |
| Water Island Capital LLC | 20,534 | $179.0K | 0.01% | +20,534 | New |
| Claraphi Advisory Network, LLC | 20,885 | $182.0K | 0.06% | −276,337−93.0% | Reduced |
| Teacher Retirement System of Texas | 22,088 | $192.0K | 0.00% | +5,693+34.7% | Added |
| Northwestern Mutual Wealth Management Co | 23,553 | $205.0K | 0.00% | 00.0% | Unchanged |
| AQR Capital Management LLC | 24,776 | $216.0K | 0.00% | +24,776 | New |
| Centiva Capital, LP | 25,000 | $218.0K | 0.02% | +25,000 | New |
| Commonwealth Equity Services, LLC | 27,038 | $235.0K | 0.00% | +14,698+119.1% | Added |
| Equitec Proprietary Markets, LLC | 28,401 | $247.0K | 0.13% | +28,401 | New |
| Kovack Advisors, Inc. | 30,000 | $261.0K | 0.03% | +3,000+11.1% | Added |
| Amalgamated Bank | 30,834 | $269.0K | 0.00% | −1,898−5.8% | Reduced |
| BCK Capital Management LP | 34,487 | $300.0K | 0.18% | +34,487 | New |
| Tower Research Capital LLC (TRC) | 36,646 | $319.0K | 0.01% | +12,450+51.5% | Added |
| Westchester Capital Management, LLC | 37,221 | $324.0K | 0.01% | +37,221 | New |
| Arizona State Retirement System | 37,475 | $326.0K | 0.00% | +177+0.5% | Added |
| McDonald Capital Investors Inc | 37,500 | $327.0K | 0.03% | +37,500 | New |
| Quantamental Technologies LLC | 39,615 | $345.0K | 0.23% | +39,615 | New |
| Verition Fund Management LLC | 41,302 | $360.0K | 0.01% | −893,439−95.6% | Reduced |
| Dynamic Technology Lab Private Ltd | 41,323 | $360.0K | 0.04% | +2,497+6.4% | Added |
| State Board of Administration of Florida Retirement System | 42,525 | $370.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 44,355 | $386.3K | 0.01% | −1,828−4.0% | Reduced |
| CSS LLC | 44,766 | $390.0K | 0.02% | +44,766 | New |
| Squarepoint Ops LLC | 50,235 | $438.0K | 0.00% | −185,117−78.7% | Reduced |
| Virtus ETF Advisers LLC | 51,476 | $448.0K | 0.20% | −2,686−5.0% | Reduced |
| Pura Vida Investments, LLC | 52,300 | $456.0K | 0.03% | +52,300 | New |
| DekaBank Deutsche Girozentrale | 55,000 | $473.0K | 0.00% | 00.0% | Unchanged |
| Keebeck Alpha, LP | 54,945 | $479.0K | 0.15% | +54,945 | New |
| MetLife Investment Management | 57,368 | $499.7K | 0.00% | −9,310−14.0% | Reduced |
| S. Muoio & Co. LLC | 57,886 | $504.0K | 0.43% | +57,886 | New |
| ProShare Advisors LLC | 59,046 | $514.0K | 0.00% | −16,822−22.2% | Reduced |
| Sabby Management, LLC | 60,351 | $526.0K | 0.12% | +60,351 | New |
| Schonfeld Strategic Advisors LLC | 60,629 | $528.0K | 0.01% | −698,180−92.0% | Reduced |
| Belvedere Trading LLC | 64,388 | $553.0K | 0.15% | +14,361+28.7% | Added |
| Mint Tower Capital Management B.V. | 65,146 | $567.0K | 0.10% | +65,146 | New |
| Raymond James & Associates | 65,500 | $571.0K | 0.00% | +14,093+27.4% | Added |
| Voya Investment Management LLC | 69,284 | $603.0K | 0.00% | −2,810−3.9% | Reduced |
| Walleye Capital LLC | 69,374 | $604.0K | 0.02% | +69,374 | New |
| Principal Financial Group Inc | 70,421 | $614.0K | 0.00% | +3,112+4.6% | Added |
| Legal & General Group Plc | 73,732 | $642.0K | 0.00% | +27,118+58.2% | Added |
| Guggenheim Capital LLC | 75,210 | $655.0K | 0.00% | +75,210 | New |
| Walleye Trading LLC | 77,741 | $677.0K | 0.02% | +77,741 | New |
| Invesco Ltd. | 78,839 | $687.0K | 0.00% | −1,289,738−94.2% | Reduced |
| Tudor Investment Corp Et Al | 81,732 | $712.0K | 0.01% | +81,732 | New |
| Manufacturers Life Insurance Company, The | 90,527 | $788.0K | 0.00% | −11,089−10.9% | Reduced |
| SG Americas Securities, LLC | 90,993 | $793.0K | 0.00% | −719,375−88.8% | Reduced |
| Oppenheimer & Co Inc | 92,195 | $803.0K | 0.02% | −1,533−1.6% | Reduced |
| American International Group, Inc. | 94,870 | $826.0K | 0.00% | −2,255−2.3% | Reduced |
| Allianz Asset Management GmbH | 97,230 | $847.0K | 0.00% | +81,715+526.7% | Added |
| Havens Advisors LLC | 97,830 | $852.0K | 1.03% | +97,830 | New |
| Wellington Management Group LLP | 99,160 | $864.0K | 0.00% | +99,160 | New |
| Marshall Wace North America L.P. | 110,852 | $965.0K | 0.00% | +110,852 | New |
| HSBC Holdings PLC | 110,072 | $968.0K | 0.00% | +110,072 | New |
| New York State Common Retirement Fund | 113,743 | $991.0K | 0.00% | −28,268−19.9% | Reduced |
| ExodusPoint Capital Management, LP | 116,874 | $1.02M | 0.02% | +55,377+90.0% | Added |
| Royal Bank of Canada | 131,116 | $1.14M | 0.00% | +114,700+698.7% | Added |
| HAP Trading, LLC | 140,951 | $1.23M | 0.09% | +140,951 | New |
| Parametric Portfolio Associates LLC | 163,158 | $1.42M | 0.00% | +42,710+35.5% | Added |
| UBS Asset Management Americas Inc | 165,491 | $1.44M | 0.00% | −11,563−6.5% | Reduced |
| GAM Holding AG | 181,500 | $1.58M | 0.07% | +181,500 | New |
| Citigroup Inc | 187,016 | $1.63M | 0.00% | −470,298−71.5% | Reduced |
| Susquehanna Fundamental Investments, LLC | 199,451 | $1.74M | 0.03% | +168,417+542.7% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 200,000 | $1.74M | 0.01% | +200,000 | New |
| California State Teachers Retirement System | 206,346 | $1.80M | 0.00% | −32,940−13.8% | Reduced |