Heritage Commerce Corp

HTBKDelisted Apr 20, 2026

Industry: State Commercial Banks
SEC CIK: 0001053352

SEC filings (opens in a new tab)

Heritage Commerce Corp was delisted on Apr 20, 2026; its insiders filed their last Form 4 on Apr 17, 2026; 195 institutions reported holding it in 13F filings for Q1 2026, worth $643.2M in total; no superinvestor held it.

Q4 2025 vs. Q3 2025

How the institutions holding Heritage Commerce Corp changed between Q3 2025 and Q4 2025.

All holders in Q4 2025 All holders in Q3 2025

13F holders of HTBK: Q3 2025 compared with Q4 2025
Measure	Q3 2025	Of which not filed for Q4 2025	Q4 2025	Change
Holders	188	2	201	+15
Shares	48.1M	287.9K	49.5M	+1.67M (+3.5%)
Value	$477.7M	$2.86M	$593.8M	+$118.9M (+25.0%)

2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (33)

Institutions that held Heritage Commerce Corp at the end of Q4 2025 but not at the end of Q3 2025.

Institutions new to HTBK in Q4 2025
Institution	Shares	Value	% of portfolio
Vivaldi Asset Management, LLC	1,550,000	$18.6M	1.13%
Balyasny Asset Management LLC	1,301,168	$15.6M	0.03%
Abc Arbitrage SA	580,752	$6.97M	0.65%
SummitTX Capital, L.P.	504,206	$6.06M	0.18%
Assenagon Asset Management S.A.	417,129	$5.01M	0.01%
CNH Partners LLC	409,465	$4.92M	0.10%
Allianz Asset Management GmbH	300,100	$3.60M	0.00%
Jacobs Asset Management, LLC	200,000	$2.40M	1.34%
Martingale Asset Management L P	53,136	$638.2K	0.02%
State of Tennessee, Treasury Department	48,960	$623.3K	0.00%
Abacus Wealth Partners, LLC	44,769	$537.7K	0.05%
Water Island Capital LLC	33,924	$407.4K	0.05%
VARCOV Co.	29,284	$351.7K	0.14%
Gardner Lewis Asset Management L P	28,315	$340.1K	0.09%
Odyssean, LLC	18,330	$220.1K	0.16%
Oxford Asset Management LLP	17,442	$209.5K	0.07%
Eurizon Capital SGR S.p.A.	14,493	$175.4K	0.00%
Merit Financial Group, LLC	12,383	$148.7K	0.00%
Zacks Investment Management	11,321	$136.0K	0.00%
AH Capital Management, L.L.C.	82,740	$129.1K	0.01%
Two Sigma Securities, LLC	10,204	$122.5K	0.02%
Virtu Financial LLC	10,145	$122.0K	0.00%
State of Wyoming	6,447	$77.4K	0.01%
Globeflex Capital L P	5,507	$66.1K	0.01%
Pinnacle Wealth Planning Services, Inc.	806	$9.68K	0.00%
Los Angeles Capital Management LLC	466	$4.87K	0.00%
Northwestern Mutual Wealth Management Co	351	$4.22K	0.00%
Torren Management, LLC	163	$1.96K	0.00%
Basecamp Wealth Advisors LLC	102	$1.23K	0.00%
Federated Hermes, Inc.	96	$1.15K	0.00%
SJS Investment Consulting Inc.	40	$481	0.00%
Sunbelt Securities, Inc.	14	$168	0.00%
American Capital Advisory, LLC	7	$85	0.00%

Sold out (18)

Institutions that held Heritage Commerce Corp at the end of Q3 2025 and filed for Q4 2025 without it.

Institutions that sold out of HTBK in Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Wellington Management Group LLP	1,735,894	$17.2M
Jacobs Levy Equity Management, Inc	360,543	$3.58M
Maltese Capital Management LLC	251,175	$2.49M
Empowered Funds, LLC	212,735	$2.11M
Public Employees Retirement System of Ohio	69,611	$691.2K
Jump Financial, LLC	67,830	$673.6K
D. E. Shaw & Co., Inc.	66,557	$660.9K
HSBC Holdings PLC	65,191	$640.8K
Fourthstone LLC	62,000	$615.7K
Point72 Asset Management, L.P.	50,818	$504.6K
Mendon Capital Advisors Corp	50,000	$496.5K
Man Group plc	48,108	$477.7K
Campbell & CO Investment Adviser LLC	43,339	$430.4K
Engineers Gate Manager LP	16,809	$166.9K
Dynamic Technology Lab Private Ltd	11,459	$114.0K
Aigen Investment Management, LP	10,367	$102.9K
DGS Capital Management, LLC	10,255	$101.8K
Wealthspire Advisors, LLC	462	$4.59K

Not filed for Q4 2025 yet (2)

Institutions that held Heritage Commerce Corp at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding HTBK in Q3 2025 that haven't filed for Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Cubist Systematic Strategies, LLC	286,633	$2.85M
Point72 (DIFC) Ltd	1,296	$12.9K