Hercules Capital, Inc.
HCXY- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Other share classesHTGC
Holders of 5% or more of HCXY
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Hercules Capital, Inc., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Hercules Capital, Inc. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
1 Schedule 13D or 13G filing on Hercules Capital, Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Jul 8, 20252:09 PM ET | Truist Financial Corp | 13G/A | 0.30%5.40K shares | –Below 5% | Jun 30, 2025 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Hercules Capital, Inc. shares.
No Form 144 notices for Hercules Capital, Inc. are on file.