Ellington Financial Inc.
EFC- Exchange
- NYSE
- Industry
- Real Estate
- SEC CIK
- 0001411342
No open-market purchases or sales by Ellington Financial Inc. insiders were filed in the last 90 days; 248 institutions reported holding it in 13F filings for Q2 2026, worth $875.2M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Ellington Financial Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- −4 vs. Q4 2022
- Shares held
- 34.6M
- +1.99M (+6.1%) vs. Q4 2022
- Total value
- $423.8M
- +$22.2M (+5.5%) vs. Q4 2022
- New holders
- 17
- 69 more added
- Sold out
- 21
- 35 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting EFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 248 | $875.2M |
| Q1 2026 | 237 | $741.0M |
| Q4 2025 | 251 | $741.1M |
| Q3 2025 | 230 | $665.8M |
| Q2 2025 | 206 | $652.7M |
| Q1 2025 | 207 | $638.2M |
| Q4 2024 | 198 | $580.7M |
| Q3 2024 | 188 | $623.2M |
| Q2 2024 | 160 | $574.3M |
| Q1 2024 | 158 | $500.2M |
| Q4 2023 | 166 | $558.4M |
| Q3 2023 | 159 | $454.7M |
| Q2 2023 | 151 | $477.8M |
| Q1 2023 | 141 | $423.8M |
| Q4 2022 | 146 | $402.1M |
| Q3 2022 | 135 | $377.2M |
| Q2 2022 | 136 | $489.3M |
| Q1 2022 | 137 | $599.2M |
| Q4 2021 | 135 | $584.9M |
| Q3 2021 | 124 | $574.2M |
| Q2 2021 | 117 | $524.8M |
| Q1 2021 | 99 | $431.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Ellington Financial Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Price T Rowe Associates Inc | 12,006 | $147.0K | 0.00% | +1,926+19.1% | Added |
| Evergreen Capital Management LLC | 11,275 | $139.1K | 0.01% | +11,275 | New |
| HighTower Advisors, LLC | 11,217 | $137.0K | 0.00% | −575−4.9% | Reduced |
| LPL Financial LLC | 10,790 | $131.7K | 0.00% | +143+1.3% | Added |
| Victory Capital Management Inc | 10,642 | $129.9K | 0.00% | −1,931−15.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,080 | $123.1K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 9,300 | $113.6K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 9,150 | $111.7K | 0.01% | −300−3.2% | Reduced |
| Optimum Investment Advisors | 7,200 | $87.9K | 0.05% | −1,600−18.2% | Reduced |
| KBC Group NV | 5,844 | $71.0K | 0.00% | +1,313+29.0% | Added |
| Ameritas Investment Partners, Inc. | 5,093 | $62.2K | 0.00% | +931+22.4% | Added |
| Fifth Third Bancorp | 4,941 | $60.3K | 0.00% | −254−4.9% | Reduced |
| Quarry LP | 4,325 | $52.8K | 0.03% | +4,325 | New |
| FMR LLC | 3,329 | $40.6K | 0.00% | +579+21.1% | Added |
| TD Waterhouse Canada Inc. | 2,750 | $39.3K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,203 | $39.1K | 0.00% | −187−5.5% | Reduced |
| Parallel Advisors, LLC | 3,144 | $38.4K | 0.00% | −1,202−27.7% | Reduced |
| Private Trust Co NA | 3,035 | $37.1K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,591 | $31.6K | 0.00% | +104+4.2% | Added |
| Proequities, Inc. | 2,470 | $30.5K | 0.00% | +470+23.5% | Added |
| TD Private Client Wealth LLC | 2,168 | $26.5K | 0.00% | −950−30.5% | Reduced |
| Tower Research Capital LLC (TRC) | 1,656 | $20.0K | 0.00% | +731+79.0% | Added |
| Quadrant Capital Group LLC | 1,337 | $16.3K | 0.00% | +339+34.0% | Added |
| New England Capital Financial Advisors LLC | 1,313 | $16.0K | 0.01% | +45+3.5% | Added |
| PSI Advisors, LLC | 950 | $11.6K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 930 | $11.4K | 0.00% | −565−37.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 811 | $9.90K | 0.00% | +811 | New |
| Lindbrook Capital, LLC | 758 | $9.26K | 0.00% | −242−24.2% | Reduced |
| GWM Advisors LLC | 675 | $8.24K | 0.00% | −1,700−71.6% | Reduced |
| CWM, LLC | 688 | $8.00K | 0.00% | +614+829.7% | Added |
| Ameritas Advisory Services, LLC | 633 | $7.72K | 0.00% | +633 | New |
| Signaturefd, LLC | 504 | $6.15K | 0.00% | +174+52.7% | Added |
| Advisory Services Network, LLC | 221 | $2.70K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 150 | $1.83K | 0.00% | +9+6.4% | Added |
| Russell Investments Group, Ltd. | 126 | $1.54K | 0.00% | −6,532−98.1% | Reduced |
| Versant Capital Management, Inc | 59 | $711 | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 39 | $476 | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 37 | $452 | 0.00% | +37 | New |
| Harbour Investments, Inc. | 36 | $440 | 0.00% | +36 | New |
| Covestor Ltd | 21 | $0 | 0.00% | −5−19.2% | Reduced |
| Cerity Partners LLC | 244 | – | – | +244 | New |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −89,592−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −65,071−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −57,667−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −41,320−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −27,401−100.0% | Sold out |
| Greenland Capital Management LP | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Activest Wealth Management | 0 | $0 | 0.00% | −22,000−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −12,424−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −12,349−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −10,297−100.0% | Sold out |
| Paul Damon & Associates, Inc. | 0 | $0 | 0.00% | −10,206−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −10,063−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −7,595−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −3,975−100.0% | Sold out |
| Comerica Securities,inc. | 0 | $0 | 0.00% | −1,480−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −295−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |