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SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,458 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

Q2 2021 vs. Q1 2021

How the institutions holding SPDR Dow Jones Industrial Average ETF Trust changed between Q1 2021 and Q2 2021.

All holders in Q2 2021All holders in Q1 2021

13F holders of DIA: Q1 2021 compared with Q2 2021
MeasureQ1 2021Of which not filed for Q2 2021Q2 2021Change
Holders88514894+23
Shares29.8M34.4K30.4M+565.7K (+1.9%)
Value$9.86B$11.5M$10.5B+$630.3M (+6.4%)

14 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (94)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q2 2021 but not at the end of Q1 2021.

Institutions new to DIA in Q2 2021
InstitutionSharesValue% of portfolio
Mizuho Bank, Ltd.450,000$155.2M20.59%
LMR Partners LLP350,000$120.7M1.82%
HRT Financial LP100,156$34.5M0.32%
Mizuho Securities USA LLC91,500$31.6M2.56%
Clarity Financial LLC75,489$26.0M5.00%
Pinnacle Wealth Advisors40,771$14.1M0.57%
Mirae Asset Global Investments Co., Ltd.26,400$9.11M0.03%
Triumph Capital Management21,992$7.68M4.50%
Jump Financial, LLC18,312$6.32M0.61%
Outlook Wealth Advisors, LLC13,840$4.77M1.53%
Paloma Partners Management Co11,910$4.11M0.11%
Walleye Trading LLC10,138$3.50M0.09%
Wealth Quarterback LLC8,562$2.95M1.80%
Gunma Bank,Ltd.8,400$2.90M1.91%
Advisor Resource Council6,423$2.21M0.23%
Meristem Family Wealth, LLC6,313$2.18M0.34%
JTC Employer Solutions Trusteee Ltd6,300$2.17M0.32%
Fortress Wealth Group, LLC6,200$2.14M1.91%
AXS Investments LLC6,000$2.07M0.63%
Gainplan LLC5,931$2.04M0.81%
Edgestream Partners, L.P.4,371$1.51M0.09%
King Luther Capital Management Corp–$1.36M0.01%
Hall Private Wealth Advisors3,442$1.19M0.77%
Point72 Hong Kong Ltd3,373$1.16M0.08%
Marshall Wace, LLP3,329$1.15M0.01%
Columbus Macro, LLC3,316$1.15M0.36%
Turim 21 Investimentos Ltda.3,000$1.03M0.34%
Keebeck Alpha, LP2,649$914.0K0.32%
High Pines Wealth Management, LLC2,273$784.0K0.59%
Moulton Wealth Management, Inc2,071$714.0K0.52%
BBVA USA2,004$691.0K0.04%
Prelude Capital Management, LLC2,000$691.0K0.04%
Nomura Asset Management Co Ltd1,856$640.2K0.00%
Kanawha Capital Management LLC1,772$611.0K0.06%
Albion Financial Group1,678$579.0K0.05%
55I, LLC1,516$523.0K0.02%
Regal Investment Advisors LLC1,434$495.0K0.05%
Cliftonlarsonallen Wealth Advisors, LLC1,329$458.0K0.02%
NFP Retirement, Inc.1,242$428.4K0.17%
Lionsbridge Wealth Management LLC1,215$419.0K0.45%
Bickling Financial Services, Inc.1,202$415.0K0.19%
Franklin Resources Inc1,186$409.0K0.00%
Lineweaver Wealth Advisors, LLC1,156$398.0K0.13%
Sepio Capital, LP1,121$387.0K0.03%
Waddell & Associates, LLC1,077$372.0K0.06%
Ridgecrest Wealth Partners, LLC1,040$359.0K0.22%
Norris Financial Group, LLC1,013$349.4K0.24%
LBMC Investment Advisors, LLC927$320.0K0.03%
Westwood Holdings Group Inc.914$315.0K0.00%
MidWestOne Financial Group, Inc.886$306.0K0.07%
Resources Investment Advisors, LLC.887$306.0K0.01%
TIAA Kaspick, LLC850$293.0K1.09%
Hall Capital Management Co Inc812$280.0K0.18%
Charles Schwab Investment Advisory, Inc.801$276.0K0.00%
Boothbay Fund Management, LLC800$276.0K0.01%
Continuum Advisory, LLC790$273.0K0.08%
FDx Advisors, Inc.785$271.0K0.01%
First Interstate Bank775$267.0K0.03%
Harbor Financial Services, LLC750$259.0K0.11%
Fermata Advisors, LLC741$256.0K0.15%
Darwin Advisors, LLC662$229.0K0.04%
Accurate Wealth Management, LLC654$226.0K0.20%
Texas Yale Capital Corp.613$211.0K0.01%
Brandywine Oak Private Wealth LLC612$211.0K0.02%
Signature Estate & Investment Advisors LLC606$209.0K0.01%
Executive Wealth Group LLC603$208.2K0.12%
Formidable Asset Management, LLC600$208.0K0.04%
First Foundation Advisors600$207.0K0.01%
Wealthsource Partners, LLC594$205.0K0.02%
Harfst & Associates, Inc.592$204.0K0.06%
Bremer Bank National Association590$204.0K0.04%
Ritholtz Wealth Management582$201.0K0.01%
Personal Wealth Partners413$142.0K0.06%
SRS Capital Advisors, Inc.352$122.0K0.02%
Financial Insights, Inc.309$106.6K0.09%
Schroder Investment Management Group300$103.0K0.00%
Arcadia Investment Advisors LLC240$82.8K0.04%
Capital Directions Investment Advisors, LLC171$59.0K0.02%
Beck Bode, LLC150$52.0K0.01%
Baldrige Asset Management LLC135$47.0K0.02%
Castleview Partners, LLC110$38.0K0.02%
Paragon Wealth Strategies, LLC52$18.0K0.00%
Ford Financial Group, LLC52$18.0K0.01%
West Branch Capital LLC50$17.0K0.01%
Sonora Investment Management, LLC43$15.0K0.00%
Strategic Blueprint, LLC36$12.0K0.00%
CVA Family Office, LLC29$10.0K0.00%
Savior LLC25$9.00K0.01%
TD Capital Management LLC16$6.00K0.00%
Tarbox Family Office, Inc.18$6.00K0.00%
Anfield Capital Management, LLC12$4.00K0.00%
Holloway Wealth Management, LLC–$3.00K0.00%
PEAK6 Investments LLC3$1.00K0.00%
Lake Point Wealth Management3$1.00K0.00%

Sold out (71)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q1 2021 and filed for Q2 2021 without it.

Institutions that sold out of DIA in Q2 2021
InstitutionShares, Q1 2021Value, Q1 2021
Sumitomo Mitsui Financial Group, Inc.1,595,000$526.6M
Natixis362,120$119.4M
Wolverine Trading, LLC160,757$53.2M
CTC LLC144,493$47.7M
Group One Trading, L.P.74,295$24.5M
Qube Research & Technologies Ltd67,922$22.4M
Shulman DeMeo Asset Management LLC67,519$22.3M
Trilogy Capital Inc.63,608$21.0M
CIBC World Markets Corp40,700$13.4M
Squarepoint Ops LLC34,263$11.3M
Manatuck Hill Partners, LLC25,000$8.26M
Twin Tree Management, LP20,261$6.69M
Allianz Asset Management GmbH20,000$6.60M
Washington Capital Management Inc19,416$6.41M
Systelligence, LLC14,749$4.87M
Banco Santander, S.A.12,794$4.22M
Bluefin Capital Management, LLC5,030$1.66M
Voya Financial Advisors, Inc.3,646$1.21M
Pin Oak Investment Advisors Inc3,228$1.07M
Fma Advisory Inc3,091$1.02M
Y-Intercept (Hong Kong) Ltd2,950$976.0K
Greenwood Capital Associates LLC2,870$948.0K
Verition Fund Management LLC2,718$897.0K
Tennessee Valley Asset Management Partners2,450$809.0K
Tudor Investment Corp Et Al2,236$738.0K
ARGI Investment Services, LLC2,037$673.0K
Pinz Capital Management, LP1,800$594.0K
Coldstream Capital Management Inc1,771$585.0K
Hollencrest Capital Management1,769$584.0K
First National Corp1,205$398.0K
Quantbot Technologies LP1,207$398.0K
Harvest Fund Management Co., Ltd1,100$363.0K
Keeley-Teton Advisors, LLC1,053$348.0K
Farmers National Bank1,011$333.8K
Beck Mack & Oliver LLC1,000$330.0K
MYDA Advisors LLC1,000$330.0K
Mutual Advisors, LLC924$305.0K
BKD Wealth Advisors, LLC920$304.0K
WealthShield Partners, LLC911$301.0K
Schonfeld Strategic Advisors LLC900$297.0K
M Holdings Securities, Inc.869$287.0K
Exencial Wealth Advisors, LLC751$248.0K
Transcend Wealth Collective, LLC735$245.0K
Portfolio Solutions, LLC728$240.0K
Concorde Asset Management, LLC622$205.0K
Abacus Wealth Partners, LLC612$201.9K
Valeo Financial Advisors, LLC526$174.0K
Meridian Wealth Partners, LLC343$113.0K
Prime Capital Investment Advisors, LLC327$108.0K
Private Ocean, LLC312$103.0K
Baker Avenue Asset Management, LP300$99.0K
Atlas Private Wealth Management298$98.0K
Black Swift Group, LLC289$95.0K
RWM Asset Management, LLC233$77.0K
Northwest Investment Counselors, LLC200$66.0K
Valley Brook Capital Group181$59.0K
Brand Asset Management Group, Inc.164$54.0K
Total Clarity Wealth Management, Inc.156$52.0K
Arcadia Investment Management Corp100$33.0K
Axiom Investment Management LLC100$33.0K
Certified Advisory Corp101$33.0K
Fusion Family Wealth LLC95$31.0K
Cribstone Capital Management, LLC80$26.0K
Lloyd Advisory Services, LLC.79$26.0K
Horrell Capital Management, Inc.75$25.0K
Allred Capital Management, LLC75$24.8K
Tacita Capital Inc45$15.0K
Regal Wealth Group, Inc.27$9.00K
Bradley & Co. Private Wealth Management, LLC28$9.00K
Kelly Financial Services LLC18$5.94K
Mach-1 Financial Group, Inc.5$1.00K

Not filed for Q2 2021 yet (14)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q1 2021 and haven't filed a 13F for Q2 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding DIA in Q1 2021 that haven't filed for Q2 2021
InstitutionShares, Q1 2021Value, Q1 2021
Swaine & Leidel Wealth Services, LLC6,235$2.06M
Collaborative Wealth Managment Inc.5,773$2.00M
Sullivan, Bruyette, Speros & Blaney, LLC5,250$1.73M
Denver Wealth Management, Inc.3,757$1.30M
Atlanta Financial Associates LLC3,272$1.00M
Integer Wealth Advisors Group LLC2,180$737.0K
BBVA USA Bancshares, Inc.2,212$730.0K
Kaizen Financial Strategies1,151$380.0K
Narus Financial Partners, LLC1,035$341.7K
Rikoon Group, LLC897$297.0K
Strategic Wealth Partners Group LLC893$295.0K
First Interstate Bank775$256.0K
Stewardship Financial Advisors, LLC610$201.0K
Tompkins Financial Corp349$115.0K