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Capital Southwest Corp

CSWC
Exchange
Nasdaq
SEC CIK
0000017313

In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Capital Southwest Corp insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
1 filing
1 insider, $5.00K in total
Open-market sells
0 filings
Insiders trading
1
Net value
+$5.00K
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Capital Southwest Corp, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Capital Southwest Corp
NameTitleLast reported holdingLast filingFilings, past year
Thomas William R IIIDirector20,672Aug 12, 20262
Furst Jack DDirector49,937Aug 11, 20261
Rogers-Windsor Ramona LynnDirector25,080Aug 11, 20264
Brooks David RDirector42,933Aug 11, 20261
Battist ChristineDirector16,064Aug 11, 20263
Sarner Michael ScottPresident and CEO587,684Jun 10, 20262
Weinstein Joshua S.Senior Managing Director & CIO380,585Jun 10, 20261
Rehberger ChrisChief Financial Officer215,971Jun 10, 20261
Diehl Bowen SPresident and CEO303,943Jun 11, 20240
Morgan Thomas DuaneDirector4,776Aug 31, 20210

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Aug 31, 2021 (view filing)Aug 31Same dayMorgan Thomas DuaneDirectorPPurchase+381$26.39+$10.1K+8.7%4.78K after
Sep 10, 2021 (view filing)Sep 91 dayBattist ChristineDirectorPPurchase+568$27.75+$15.8K+9.2%6.76K after
Sep 10, 2021 (view filing)Sep 91 dayThomas William R IIIDirectorSSale−4.00K$27.70−$110.8K−100.0%0 after
Sep 10, 2021 (view filing)Sep 91 dayThomas William R IIIDirectorPPurchase+4.00K$27.72+$110.9K+200.0%6.00K after2 lots
Sep 28, 2021 (view filing)Sep 28Same dayBattist ChristineDirectorPPurchase+700$25.40+$17.8K+10.4%7.46K after
Nov 9, 2021 (view filing)Nov 9Same daySarner Michael ScottChief Financial OfficerPPurchase+3.35K$26.83+$90.0K+1.2%287.3K after
Dec 20, 2021 (view filing)Dec 20Same dayBattist ChristineDirectorPPurchase+400$24.35+$9.74K+5.4%7.86K after
Jan 24, 2022 (view filing)Jun 30-Dec 29, 2021208 daysLateRogers-Windsor Ramona LynnDirectorPPurchase+2.45K$24.93+$61.1K+8,174.8%2.48K after4 lots
Feb 17, 2022 (view filing)Feb 17Same dayBattist ChristineDirectorPPurchase+389$25.00+$9.72K+4.9%8.25K after
Mar 30, 2022 (view filing)Mar 291 dayBrooks David RDirectorPPurchase+2.00K$23.93+$47.9K+6.7%32.0K after
Mar 30, 2022 (view filing)Mar 30Same dayRogers-Windsor Ramona LynnDirectorPPurchase+750$23.81+$17.9K+30.2%3.23K after
Jun 22, 2022 (view filing)Jun 22Same dayRogers-Windsor Ramona LynnDirectorPPurchase+850$18.57+$15.8K+25.9%4.13K after
Nov 3, 2022 (view filing)Nov 3Same dayBattist ChristineDirectorPPurchase+510$18.99+$9.68K+21.1%2.93K after
Nov 4, 2022 (view filing)Nov 4Same dayRogers-Windsor Ramona LynnDirectorPPurchase+500$18.97+$9.48K+7.4%7.26K after
Feb 6, 2023 (view filing)Feb 6Same dayRogers-Windsor Ramona LynnDirectorPPurchase+500$19.69+$9.85K+6.8%7.91K after
Nov 2, 2023 (view filing)Nov 2Same dayRogers-Windsor Ramona LynnDirectorPPurchase+500$21.67+$10.8K+4.7%11.2K after
Dec 21, 2023 (view filing)Dec 21Same dayRogers-Windsor Ramona LynnDirectorPPurchase+500$23.29+$11.6K+4.5%11.7K after
May 23, 2024 (view filing)May 23Same dayRogers-Windsor Ramona LynnDirectorPPurchase+500$25.65+$12.8K+4.1%12.6K after
May 30, 2024 (view filing)May 291 dayBattist ChristineDirectorPPurchase+192$25.25+$4.85K+2.3%8.42K after
Jun 4, 2024 (view filing)Jun 31 dayThomas William R IIIDirectorPPurchase+9.40K$25.87+$243.2K+201.7%14.1K after
Jun 24, 2024 (view filing)Jun 213 daysBattist ChristineDirectorPPurchase+197$24.96+$4.92K+2.3%8.62K after
Jun 28, 2024 (view filing)Jun 28Same dayRogers-Windsor Ramona LynnDirectorPPurchase+200$26.13+$5.23K+1.6%12.8K after
Aug 9, 2024 (view filing)Aug 9Same dayBattist ChristineDirectorPPurchase+406$23.94+$9.72K+4.7%9.02K after
Sep 16, 2024 (view filing)Sep 16Same dayRogers-Windsor Ramona LynnDirectorPPurchase+250$25.03+$6.26K+1.7%15.4K after
Nov 7, 2024 (view filing)Nov 7Same dayRogers-Windsor Ramona LynnDirectorPPurchase+500$23.07+$11.5K+3.2%16.2K after
Nov 8, 2024 (view filing)Nov 8Same dayBattist ChristineDirectorPPurchase+256$23.13+$5.92K+2.8%9.28K after
Dec 12, 2024 (view filing)Dec 12Same dayRogers-Windsor Ramona LynnDirectorPPurchase+250$22.67+$5.67K+1.5%16.4K after
Mar 26, 2025 (view filing)Mar 26Same dayRogers-Windsor Ramona LynnDirectorPPurchase+450$22.52+$10.1K+2.7%17.2K after
May 28, 2025 (view filing)May 271 dayBattist ChristineDirectorPPurchase+476$20.87+$9.93K+5.1%9.76K after
Jun 23, 2025 (view filing)Jun 23Same dayRogers-Windsor Ramona LynnDirectorPPurchase+471$21.19+$9.98K+2.7%18.1K after
Aug 21, 2025 (view filing)Aug 201 dayBattist ChristineDirectorPPurchase+667$22.45+$15.0K+5.6%12.6K after
Oct 1, 2025 (view filing)Oct 1Same dayRogers-Windsor Ramona LynnDirectorPPurchase+463$21.55+$9.98K+2.2%21.6K after
Feb 9, 2026 (view filing)Feb 9Same dayBattist ChristineDirectorPPurchase+600$23.16+$13.9K+4.8%13.2K after
Mar 2, 2026 (view filing)Feb 273 daysSarner Michael ScottPresident and CEOPPurchase+2.69K$21.90+$59.0K+0.6%473.2K after
Jun 1, 2026 (view filing)Jun 1Same dayRogers-Windsor Ramona LynnDirectorPPurchase+213$23.42+$4.99K+0.9%22.9K after
Jun 5, 2026 (view filing)Jun 5Same dayThomas William R IIIDirectorSSale−4.66K$23.29−$108.6K−25.4%13.7K after
Jun 5, 2026 (view filing)Jun 5Same dayThomas William R IIIDirectorPPurchase+5.00K$23.40+$117.0K+36.5%18.7K after
Jun 18, 2026 (view filing)Jun 171 dayBattist ChristineDirectorPPurchase+860$23.23+$20.0K+6.5%14.1K after
Jun 30, 2026 (view filing)Jun 30Same dayRogers-Windsor Ramona LynnDirectorPPurchase+210.96$23.70+$5.00K+0.9%23.1K after