Thomas William R III's Form 4 filing
Capital Southwest Corp (CSWC) · filed Jun 5, 2026
- Accession no.
- 0000017313-26-000059
- Filed
- Jun 5, 2026
- Trade date
- Jun 5, 2026
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $117.0K. Open-market sales total $108.6K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomas William R IIICIK 0001369011 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2026 | Common Stock | SSaleDisposed | −4,661 | $23.29F1 | −$108,554.69 | 13,683 | Direct | |
| Jun 5, 2026 | Common Stock | PPurchaseAcquired | +5,000 | $23.40 | +$117,000 | 18,683 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.255 to $23.33, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.