Rogers-Windsor Ramona Lynn's Form 4 filing
Capital Southwest Corp (CSWC) · filed Jan 24, 2022
- Accession no.
- 0000017313-22-000004
- Filed
- Jan 24, 2022
- Trade date
- Jun 30-Dec 29, 2021
- Filing delay
- 208 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $61.1K. It was filed 208 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers-Windsor Ramona LynnCIK 0001850860 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | PPurchaseAcquired | +650 | $23.57 | +$15,320.5 | 650 | Direct | |
| Aug 16, 2021 | Common Stock | PPurchaseAcquired | +200 | $26.40 | +$5,280 | 850 | Direct | |
| Sep 30, 2021 | Common Stock | PPurchaseAcquired | +800 | $25.55 | +$20,440 | 1,650 | Direct | |
| Dec 29, 2021 | Common Stock | PPurchaseAcquired | +800 | $25.05 | +$20,040 | 2,479.97 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.