Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2023
Institutional positions in Capital One Financial Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,011
- +5 vs. Q2 2023
- Shares held
- 342.9M
- −4.23M (−1.2%) vs. Q2 2023
- Total value
- $33.3B
- −$4.64B (−12.2%) vs. Q2 2023
- New holders
- 97
- 320 more added
- Sold out
- 92
- 407 more reduced
13 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,129 | $107.7B |
| Q1 2026 | 2,081 | $96.4B |
| Q4 2025 | 2,211 | $133.0B |
| Q3 2025 | 2,001 | $116.2B |
| Q2 2025 | 1,961 | $118.8B |
| Q1 2025 | 1,402 | $65.5B |
| Q4 2024 | 1,361 | $64.0B |
| Q3 2024 | 1,228 | $52.1B |
| Q2 2024 | 1,201 | $48.0B |
| Q1 2024 | 1,165 | $52.2B |
| Q4 2023 | 1,141 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Argent Trust Co | 9,044 | $877.7K | 0.05% | −10−0.1% | Reduced |
| Cetera Investment Advisers | 8,949 | $868.5K | 0.01% | −238−2.6% | Reduced |
| Caisse de Depot Et Placement du Quebec | 8,917 | $865.4K | 0.00% | −14,629−62.1% | Reduced |
| Aveo Capital Partners, LLC | 8,836 | $857.5K | 0.11% | +3,801+75.5% | Added |
| NJ State Employees Deferred Compensation Plan | 8,733 | $847.5K | 0.13% | 00.0% | Unchanged |
| Signaturefd, LLC | 8,664 | $840.8K | 0.02% | −1,113−11.4% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 8,624 | $837.0K | 0.08% | −220−2.5% | Reduced |
| Jump Financial, LLC | 8,530 | $827.8K | 0.03% | +8,530 | New |
| JBF Capital, Inc. | 8,500 | $824.9K | 0.18% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 8,424 | $817.5K | 0.01% | −1,735−17.1% | Reduced |
| Convergence Investment Partners, LLC | 8,396 | $815.0K | 0.48% | +6,567+359.0% | Added |
| Meeder Advisory Services, Inc. | 8,258 | $801.4K | 0.10% | +48+0.6% | Added |
| Tokio Marine Asset Management Co Ltd | 8,251 | $800.8K | 0.05% | +360+4.6% | Added |
| Cassaday & Co Wealth Management LLC | 8,212 | $797.0K | 0.03% | −82−1.0% | Reduced |
| Alberta Investment Management Corp | 8,200 | $795.8K | 0.01% | 00.0% | Unchanged |
| Vestcor Inc | 8,167 | $793.0K | 0.03% | −864−9.6% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 8,162 | $792.1K | 0.02% | +674+9.0% | Added |
| Granite Bay Wealth Management, LLC | 7,356 | $791.0K | 0.01% | +7,356 | New |
| Johnson Financial Group, Inc. | 8,111 | $787.2K | 0.05% | +104+1.3% | Added |
| Beacon Pointe Advisors, LLC | 8,049 | $781.2K | 0.01% | +3,564+79.5% | Added |
| HM Payson & Co | 8,036 | $779.9K | 0.02% | +40.0% | Added |
| Cary Street Partner Investment Advisory LLC | 8,011 | $777.5K | 0.04% | +1,907+31.2% | Added |
| Family Legacy, Inc. | 7,964 | $772.9K | 0.32% | +23+0.3% | Added |
| Barden Capital Management, Inc. | 7,941 | $767.0K | 0.75% | −4,700−37.2% | Reduced |
| Navalign, LLC | 7,836 | $760.4K | 0.29% | +51+0.7% | Added |
| Sebold Capital Management, Inc. | 7,822 | $759.1K | 0.62% | +32+0.4% | Added |
| Brown Brothers Harriman & Co | 7,722 | $749.4K | 0.01% | +292+3.9% | Added |
| Ritholtz Wealth Management | 7,482 | $726.2K | 0.03% | +3,096+70.6% | Added |
| Westbourne Investment Advisors, Inc. | 7,420 | $720.0K | 0.33% | −1,405−15.9% | Reduced |
| Intrust Bank NA | 7,412 | $719.3K | 0.09% | −102−1.4% | Reduced |
| Bank Ozk | 7,346 | $712.9K | 0.39% | −2,573−25.9% | Reduced |
| Quantinno Capital Management LP | 7,329 | $711.0K | 0.03% | +1,604+28.0% | Added |
| Donoghue Forlines LLC | 7,301 | $708.6K | 0.25% | +7,301 | New |
| One River Asset Management, LLC | 7,293 | $706.9K | 0.33% | +7,293 | New |
| Selway Asset Management | 7,233 | $702.0K | 0.32% | 00.0% | Unchanged |
| Capital Management Associates | 7,185 | $697.0K | 1.03% | +30.0% | Added |
| iA Global Asset Management Inc. | 7,185 | $697.0K | 0.02% | +4,141+136.0% | Added |
| Pitcairn Co | 7,176 | $696.4K | 0.06% | +3,151+78.3% | Added |
| Regatta Capital Group, LLC | 7,158 | $694.7K | 0.22% | +24+0.3% | Added |
| Versor Investments LP | 6,919 | $671.5K | 0.14% | +6,919 | New |
| Annis Gardner Whiting Capital Advisors, LLC | 6,912 | $670.8K | 0.36% | +6,912 | New |
| La Banque Postale Asset Management SA | 6,908 | $670.4K | 0.01% | +1,922+38.5% | Added |
| Panagora Asset Management Inc | 6,895 | $669.2K | 0.00% | +5+0.1% | Added |
| Quinn Opportunity Partners LLC | 6,880 | $667.7K | 0.09% | −528−7.1% | Reduced |
| Lowe Brockenbrough & Co Inc | 6,859 | $665.7K | 0.05% | 00.0% | Unchanged |
| MAI Capital Management | 6,855 | $665.3K | 0.01% | +503+7.9% | Added |
| Wedbush Securities Inc | 6,857 | $665.0K | 0.03% | −4,938−41.9% | Reduced |
| Arrow Financial Corp | 6,820 | $661.9K | 0.08% | −335−4.7% | Reduced |
| Lido Advisors, LLC | 6,764 | $656.4K | 0.01% | −1,351−16.6% | Reduced |
| Prime Capital Investment Advisors, LLC | 6,709 | $651.1K | 0.01% | −11,168−62.5% | Reduced |
| Institutional & Family Asset Management, LLC | 6,708 | $651.0K | 0.11% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 6,702 | $650.4K | 0.26% | +1,178+21.3% | Added |
| E. Ohman J:or Asset Management AB | 6,700 | $650.2K | 0.02% | +800+13.6% | Added |
| Asset Dedication, LLC | 6,703 | $650.0K | 0.06% | −65−1.0% | Reduced |
| Parallel Advisors, LLC | 6,685 | $648.8K | 0.02% | +434+6.9% | Added |
| Gibraltar Capital Management, Inc. | 6,671 | $647.4K | 0.29% | −53−0.8% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 6,635 | $643.9K | 0.34% | −262−3.8% | Reduced |
| HRT Financial LP | 6,632 | $643.0K | 0.01% | +4,762+254.7% | Added |
| Allworth Financial LP | 6,567 | $637.3K | 0.01% | +152+2.4% | Added |
| Malaga Cove Capital, LLC | 6,549 | $635.6K | 0.29% | +1,389+26.9% | Added |
| Sargent Investment Group, LLC | 6,543 | $635.0K | 0.15% | +3,234+97.7% | Added |
| Colony Group LLC | 6,501 | $631.0K | 0.01% | −29,615−82.0% | Reduced |
| EPG Wealth Management LLC | 6,496 | $630.5K | 0.19% | −343−5.0% | Reduced |
| Founders Financial Securities LLC | 6,484 | $629.3K | 0.08% | +284+4.6% | Added |
| RFG Advisory, LLC | 6,401 | $621.2K | 0.03% | −279−4.2% | Reduced |
| Denali Advisors LLC | 6,400 | $621.1K | 0.22% | +2,100+48.8% | Added |
| Umb Bank N A | 6,312 | $612.6K | 0.01% | −7,443−54.1% | Reduced |
| Kestra Private Wealth Services, LLC | 6,303 | $611.7K | 0.02% | +551+9.6% | Added |
| ARGA Investment Management, LP | 6,298 | $611.2K | 0.02% | −296,370−97.9% | Reduced |
| Cohen Klingenstein LLC | 6,280 | $609.5K | 0.03% | −173−2.7% | Reduced |
| Oversea-Chinese Banking CORP Ltd | 6,249 | $606.5K | 0.03% | +6,249 | New |
| Savant Capital, LLC | 6,197 | $601.4K | 0.01% | +614+11.0% | Added |
| Jeppson Wealth Management, LLC | 6,190 | $600.7K | 0.28% | −219−3.4% | Reduced |
| Spire Wealth Management | 6,188 | $600.6K | 0.02% | −479−7.2% | Reduced |
| Gsa Capital Partners LLP | 6,181 | $600.0K | 0.05% | +6,181 | New |
| Jacobs Levy Equity Management, Inc | 6,177 | $599.5K | 0.00% | −6−0.1% | Reduced |
| National Asset Management, Inc. | 6,153 | $597.1K | 0.02% | +58+1.0% | Added |
| Eagle Harbor Asset Management Inc | 6,146 | $596.5K | 0.78% | −145−2.3% | Reduced |
| Arden Trust Co | 6,057 | $587.8K | 0.10% | −844−12.2% | Reduced |
| Fulton Bank, N.A. | 6,049 | $587.1K | 0.03% | −2,576−29.9% | Reduced |
| Modera Wealth Management, LLC | 6,031 | $585.3K | 0.01% | −24−0.4% | Reduced |
| Salzhauer Michael | 5,972 | $579.6K | 0.63% | −640−9.7% | Reduced |
| Greylin Investment Mangement Inc | 5,970 | $579.4K | 0.10% | +5,970 | New |
| City Holding Co | 5,958 | $578.2K | 0.10% | −781−11.6% | Reduced |
| Ieq Capital, LLC | 5,939 | $576.4K | 0.01% | +1,978+49.9% | Added |
| Harbour Investments, Inc. | 5,890 | $571.7K | 0.03% | +276+4.9% | Added |
| DoubleLine ETF Adviser LP | 5,876 | $570.3K | 0.20% | +330+6.0% | Added |
| Glenview Trust Co | 5,869 | $569.6K | 0.02% | 00.0% | Unchanged |
| Desjardins Global Asset Management Inc. | 5,859 | $568.6K | 0.06% | −1,041−15.1% | Reduced |
| Highlander Capital Management, LLC | 5,800 | $563.0K | 0.22% | −500−7.9% | Reduced |
| Prio Wealth Limited Partnership | 5,720 | $555.1K | 0.02% | −320−5.3% | Reduced |
| Bleakley Financial Group, LLC | 5,673 | $550.5K | 0.02% | −803−12.4% | Reduced |
| Sawtooth Solutions, LLC | 5,673 | $550.5K | 0.02% | −802−12.4% | Reduced |
| Coldstream Capital Management Inc | 5,638 | $547.2K | 0.02% | −351−5.9% | Reduced |
| Renaissance Group LLC | 5,596 | $543.1K | 0.02% | −50−0.9% | Reduced |
| Equitable Holdings, Inc. | 5,558 | $539.4K | 0.01% | +1,190+27.2% | Added |
| First PREMIER Bank | 5,535 | $538.0K | 0.16% | −22−0.4% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 5,536 | $537.3K | 0.11% | +1,230+28.6% | Added |
| Agf Management Ltd | 5,508 | $534.6K | 0.00% | +5,508 | New |
| Graypoint LLC | 5,502 | $533.9K | 0.05% | −774−12.3% | Reduced |