Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2023
Institutional positions in Capital One Financial Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,011
- +5 vs. Q2 2023
- Shares held
- 342.9M
- −4.23M (−1.2%) vs. Q2 2023
- Total value
- $33.3B
- −$4.64B (−12.2%) vs. Q2 2023
- New holders
- 97
- 320 more added
- Sold out
- 92
- 407 more reduced
13 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,129 | $107.7B |
| Q1 2026 | 2,081 | $96.4B |
| Q4 2025 | 2,211 | $133.0B |
| Q3 2025 | 2,001 | $116.2B |
| Q2 2025 | 1,961 | $118.8B |
| Q1 2025 | 1,402 | $65.5B |
| Q4 2024 | 1,361 | $64.0B |
| Q3 2024 | 1,228 | $52.1B |
| Q2 2024 | 1,201 | $48.0B |
| Q1 2024 | 1,165 | $52.2B |
| Q4 2023 | 1,141 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hennessy Advisors Inc | 5,500 | $533.8K | 0.04% | −1,500−21.4% | Reduced |
| Fund Management at Engine No. 1 LLC | 5,456 | $529.5K | 0.08% | +486+9.8% | Added |
| Winton Group Ltd | 5,453 | $529.2K | 0.04% | +2,086+62.0% | Added |
| Northern Financial Advisors Inc | 5,447 | $528.6K | 0.48% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 5,370 | $521.2K | 0.02% | +3,450+179.7% | Added |
| CWM, LLC | 5,298 | $514.0K | 0.00% | +1,253+31.0% | Added |
| Ashton Thomas Private Wealth, LLC | 5,275 | $511.9K | 0.04% | −73−1.4% | Reduced |
| Ostrum Asset Management | 5,250 | $509.5K | 0.05% | −125−2.3% | Reduced |
| Neville Rodie & Shaw Inc | 5,205 | $505.0K | 0.05% | −100−1.9% | Reduced |
| Forum Financial Management, LP | 5,196 | $504.3K | 0.01% | +10.0% | Added |
| Sumitomo Life Insurance Co | 5,146 | $499.4K | 0.01% | −206−3.8% | Reduced |
| Diversified Trust Co | 5,136 | $498.4K | 0.02% | −653−11.3% | Reduced |
| Angeles Investment Advisors, LLC | 5,050 | $490.1K | 0.04% | +5,050 | New |
| Symmetry Partners, LLC | 5,054 | $490.0K | 0.03% | −430−7.8% | Reduced |
| Baker Tilly Wealth Management, LLC | 5,013 | $486.5K | 0.08% | −10,919−68.5% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 5,000 | $485.3K | 0.18% | 00.0% | Unchanged |
| Crawford Investment Counsel Inc | 4,998 | $485.1K | 0.01% | −680−12.0% | Reduced |
| Legacy Private Trust Co. | 4,964 | $481.8K | 0.04% | −488−9.0% | Reduced |
| Verdence Capital Advisors LLC | 4,929 | $478.3K | 0.05% | −345−6.5% | Reduced |
| Central Trust Co | 4,854 | $471.1K | 0.01% | +650+15.5% | Added |
| PBMares Wealth Management LLC | 4,820 | $467.8K | 0.17% | 00.0% | Unchanged |
| Meridian Financial Partners LLC | 4,972 | $461.0K | 0.47% | +323+6.9% | Added |
| Regions Financial Corp | 4,721 | $458.2K | 0.00% | −459−8.9% | Reduced |
| Prospera Financial Services Inc | 4,708 | $457.4K | 0.02% | −554−10.5% | Reduced |
| South State Corp. | 4,667 | $452.9K | 0.04% | −273−5.5% | Reduced |
| Leonteq Securities AG | 4,640 | $450.3K | 0.05% | −3,029−39.5% | Reduced |
| Kingsview Wealth Management, LLC | 4,633 | $449.6K | 0.02% | −138−2.9% | Reduced |
| Uncommon Cents Investing LLC | 4,630 | $449.3K | 0.16% | −375−7.5% | Reduced |
| Stony Point Wealth Management Inc. | 4,711 | $444.4K | 0.23% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,529 | $439.5K | 0.02% | 00.0% | Unchanged |
| Balentine LLC | 4,512 | $437.9K | 0.01% | −476−9.5% | Reduced |
| Busey Wealth Management | 4,500 | $436.7K | 0.02% | −469−9.4% | Reduced |
| CSS LLC | 4,500 | $436.7K | 0.04% | 00.0% | Unchanged |
| Sky Investment Group LLC | 4,496 | $436.3K | 0.10% | 00.0% | Unchanged |
| Trust Asset Management LLC | 4,466 | $433.4K | 0.05% | 00.0% | Unchanged |
| Independent Advisor Alliance | 4,458 | $432.7K | 0.02% | −1,558−25.9% | Reduced |
| Mountain Pacific Investment Advisers Inc | 4,448 | $431.7K | 0.03% | 00.0% | Unchanged |
| Allen Investment Management LLC | 4,423 | $429.3K | 0.01% | 00.0% | Unchanged |
| Summit Financial Group Inc | 4,412 | $428.2K | 0.18% | 00.0% | Unchanged |
| Franklin Street Advisors Inc | 4,324 | $420.0K | 0.04% | 00.0% | Unchanged |
| Profund Advisors LLC | 4,327 | $419.9K | 0.02% | −129−2.9% | Reduced |
| LGT Financial Advisors LLC | 4,253 | $412.8K | 0.52% | 00.0% | Unchanged |
| Duff & Phelps Investment Management Co | 4,237 | $411.2K | 0.01% | −24−0.6% | Reduced |
| Richwood Investment Advisors, LLC | 4,231 | $410.6K | 0.42% | −50−1.2% | Reduced |
| Brookstone Capital Management | 4,393 | $407.2K | 0.01% | +13+0.3% | Added |
| Northern Oak Wealth Management Inc | 4,189 | $406.5K | 0.05% | +978+30.5% | Added |
| Valeo Financial Advisors, LLC | 4,167 | $404.4K | 0.02% | −771−15.6% | Reduced |
| Quadrant Capital Group LLC | 4,100 | $397.9K | 0.04% | −84−2.0% | Reduced |
| Cigna Investments Inc | 4,088 | $397.0K | 0.09% | −575−12.3% | Reduced |
| Penserra Capital Management LLC | 4,102 | $396.0K | 0.01% | −243−5.6% | Reduced |
| Siemens Fonds Invest GmbH | 4,061 | $394.1K | 0.04% | −814−16.7% | Reduced |
| DFPG Investments, LLC | 3,768 | $393.7K | 0.04% | −95−2.5% | Reduced |
| Venture Visionary Partners LLC | 4,036 | $391.7K | 0.02% | −360−8.2% | Reduced |
| Sweet Financial Partners, LLC | 4,030 | $391.1K | 0.10% | 00.0% | Unchanged |
| RMR Wealth Builders | 4,000 | $388.2K | 0.06% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 3,946 | $383.0K | 0.04% | −442−10.1% | Reduced |
| Wealth Management Solutions, LLC | 3,933 | $381.7K | 0.26% | +22+0.6% | Added |
| Western Wealth Management, LLC | 3,921 | $380.5K | 0.03% | −21−0.5% | Reduced |
| Personal Cfo Solutions, LLC | 3,870 | $375.6K | 0.07% | +360+10.3% | Added |
| Capital Wealth Planning, LLC | 3,850 | $373.6K | 0.00% | +3,850 | New |
| Pointe Capital Management LLC | 3,816 | $370.3K | 0.29% | +25+0.7% | Added |
| Lindbrook Capital, LLC | 3,809 | $369.7K | 0.04% | −81−2.1% | Reduced |
| SYSTM Wealth Solutions LLC | 3,758 | $364.7K | 0.06% | −518−12.1% | Reduced |
| Clarius Group, LLC | 3,752 | $364.1K | 0.03% | −1,289−25.6% | Reduced |
| NEOS Investment Management LLC | 3,744 | $363.4K | 0.05% | +3,744 | New |
| Westpac Banking Corp | 3,726 | $361.6K | 0.03% | −2,273−37.9% | Reduced |
| Acropolis Investment Management, LLC | 3,722 | $361.2K | 0.03% | −95−2.5% | Reduced |
| Park Avenue Securities LLC | 3,700 | $359.0K | 0.01% | +3,700 | New |
| Platform Technology Partners | 3,698 | $358.9K | 0.17% | −77−2.0% | Reduced |
| Blueshift Asset Management, LLC | 3,689 | $358.0K | 0.21% | +3,689 | New |
| Private Trust Co NA | 3,688 | $357.9K | 0.05% | −141−3.7% | Reduced |
| AdvisorShares Investments LLC | 3,674 | $356.6K | 0.10% | −3,184−46.4% | Reduced |
| Moors & Cabot, Inc. | 3,671 | $356.3K | 0.02% | −500−12.0% | Reduced |
| Axxcess Wealth Management, LLC | 3,668 | $355.9K | 0.01% | −216−5.6% | Reduced |
| International Assets Investment Management, LLC | 132,471 | $354.8K | 0.05% | +132,471 | New |
| Sequoia Financial Advisors, LLC | 3,590 | $348.4K | 0.01% | −510−12.4% | Reduced |
| Credit Agricole S A | 3,588 | $348.2K | 0.01% | +3,588 | New |
| Montecito Bank & Trust | 3,584 | $347.8K | 0.08% | −11−0.3% | Reduced |
| Banco Santander, S.A. | 3,567 | $346.2K | 0.00% | +3,567 | New |
| St Germain D J Co Inc | 3,541 | $343.7K | 0.02% | 00.0% | Unchanged |
| Americana Partners, LLC | 3,484 | $338.1K | 0.04% | +24+0.7% | Added |
| Gallacher Capital Management LLC | 3,468 | $336.6K | 0.21% | −1,323−27.6% | Reduced |
| First National Trust Co | 3,460 | $335.8K | 0.02% | −506−12.8% | Reduced |
| Rockland Trust Co | 3,455 | $335.3K | 0.02% | 00.0% | Unchanged |
| NBC Securities, Inc. | 3,446 | $334.0K | 0.04% | +3,446 | New |
| Circle Wealth Management, LLC | 3,438 | $333.7K | 0.01% | −70−2.0% | Reduced |
| Connectus Wealth, LLC | 3,432 | $333.5K | 0.01% | −167−4.6% | Reduced |
| Concentric Wealth Management, LLC | 3,434 | $333.3K | 0.11% | −165−4.6% | Reduced |
| Quantitative Investment Management, LLC | 3,435 | $333.0K | 0.05% | −33,116−90.6% | Reduced |
| Diversified Investment Strategies, LLC | 3,427 | $332.6K | 0.25% | −250−6.8% | Reduced |
| Gryphon Financial Partners LLC | 3,424 | $332.3K | 0.08% | −472−12.1% | Reduced |
| Ameritas Advisory Services, LLC | 3,424 | $329.4K | 0.02% | +820+31.5% | Added |
| Hancock Whitney Corp | 3,376 | $327.6K | 0.01% | −58−1.7% | Reduced |
| Financial Security Advisor, Inc. | 3,339 | $324.1K | 0.15% | +3,339 | New |
| Schwarz Dygos Wheeler Investment Advisors LLC | 3,336 | $323.8K | 0.11% | 00.0% | Unchanged |
| Ignite Planners, LLC | 3,514 | $323.7K | 0.10% | +281+8.7% | Added |
| Apollon Wealth Management, LLC | 3,324 | $322.6K | 0.02% | −279−7.7% | Reduced |
| Aspen Wealth Strategies, LLC | 3,324 | $322.6K | 0.25% | −31−0.9% | Reduced |
| Soltis Investment Advisors LLC | 3,289 | $319.2K | 0.04% | +225+7.3% | Added |
| Vantage Consulting Group Inc | 3,281 | $318.4K | 0.21% | +351+12.0% | Added |