Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2023
Institutional positions in Capital One Financial Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,011
- +5 vs. Q2 2023
- Shares held
- 342.9M
- −4.23M (−1.2%) vs. Q2 2023
- Total value
- $33.3B
- −$4.64B (−12.2%) vs. Q2 2023
- New holders
- 97
- 320 more added
- Sold out
- 92
- 407 more reduced
13 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,129 | $107.7B |
| Q1 2026 | 2,081 | $96.4B |
| Q4 2025 | 2,211 | $133.0B |
| Q3 2025 | 2,001 | $116.2B |
| Q2 2025 | 1,961 | $118.8B |
| Q1 2025 | 1,402 | $65.5B |
| Q4 2024 | 1,361 | $64.0B |
| Q3 2024 | 1,228 | $52.1B |
| Q2 2024 | 1,201 | $48.0B |
| Q1 2024 | 1,165 | $52.2B |
| Q4 2023 | 1,141 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Flputnam Investment Management Co | 14,979 | $1.45M | 0.04% | +2,056+15.9% | Added |
| Bollard Group LLC | 14,933 | $1.45M | 0.05% | −60−0.4% | Reduced |
| Gabelli Funds LLC | 14,900 | $1.45M | 0.01% | −600−3.9% | Reduced |
| Capstone Investment Advisors, LLC | 14,796 | $1.44M | 0.04% | +14,796 | New |
| Brinker Capital Investments, LLC | 14,653 | $1.42M | 0.02% | −2,329−13.7% | Reduced |
| Orion Portfolio Solutions, LLC | 14,653 | $1.42M | 0.02% | −2,329−13.7% | Reduced |
| AdvisorNet Financial, Inc | 14,604 | $1.42M | 0.13% | +175+1.2% | Added |
| Horizon Investments, LLC | 14,409 | $1.39M | 0.04% | −18−0.1% | Reduced |
| IMA Wealth, Inc. | 14,250 | $1.38M | 0.36% | −150−1.0% | Reduced |
| Associated Banc-Corp | 14,151 | $1.37M | 0.05% | −56−0.4% | Reduced |
| Commerce Bank | 14,068 | $1.37M | 0.01% | +994+7.6% | Added |
| Empowered Funds, LLC | 13,965 | $1.36M | 0.04% | +1,341+10.6% | Added |
| Empirical Finance, LLC | 13,964 | $1.36M | 0.10% | +1,158+9.0% | Added |
| Lazard Asset Management LLC | 13,968 | $1.35M | 0.00% | −11,071−44.2% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 13,836 | $1.34M | 0.05% | 00.0% | Unchanged |
| Procyon Private Wealth Partners, LLC | 13,755 | $1.33M | 0.14% | +7,113+107.1% | Added |
| Bridgewater Associates, LP | 13,711 | $1.33M | 0.01% | +11,202+446.5% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 13,663 | $1.33M | 0.10% | −43−0.3% | Reduced |
| Peddock Capital Advisors, LLC | 13,491 | $1.31M | 0.44% | +53+0.4% | Added |
| Aviance Capital Partners, LLC | 13,385 | $1.30M | 0.29% | −243−1.8% | Reduced |
| HB Wealth Management, LLC | 13,379 | $1.30M | 0.02% | +932+7.5% | Added |
| AXA S.A. | 13,308 | $1.29M | 0.00% | +30+0.2% | Added |
| Envestnet Portfolio Solutions, Inc. | 13,306 | $1.29M | 0.01% | +13,306 | New |
| Acadian Asset Management LLC | 13,223 | $1.28M | 0.01% | −1,484−10.1% | Reduced |
| Bulltick Wealth Management, LLC | 13,102 | $1.27M | 0.32% | −8−0.1% | Reduced |
| Boston Private Wealth LLC | 12,993 | $1.26M | 0.03% | −867−6.3% | Reduced |
| Transform Wealth, LLC | 12,948 | $1.26M | 0.13% | −183−1.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 12,942 | $1.26M | 0.00% | −94−0.7% | Reduced |
| Trustmark National Bank Trust Department | 12,924 | $1.25M | 0.12% | +12,924 | New |
| Everence Capital Management Inc | 12,880 | $1.25M | 0.10% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 12,855 | $1.25M | 0.01% | +3,801+42.0% | Added |
| APG Asset Management N.V. | 12,822 | $1.24M | 0.00% | −765,118−98.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 12,818 | $1.24M | 0.02% | −397−3.0% | Reduced |
| Baldwin Investment Management, LLC | 12,777 | $1.24M | 0.21% | −2,848−18.2% | Reduced |
| Salem Investment Counselors Inc | 12,761 | $1.24M | 0.05% | +562+4.6% | Added |
| Ferguson Wellman Capital Management, Inc | 12,755 | $1.24M | 0.03% | −1,801−12.4% | Reduced |
| MSD Partners, L.P. | 12,438 | $1.21M | 0.10% | 00.0% | Unchanged |
| Eisler Capital (US) LLC | 12,406 | $1.20M | 0.44% | +12,406 | New |
| Wealthspire Advisors, LLC | 12,399 | $1.20M | 0.02% | −336−2.6% | Reduced |
| Pinebridge Investments, L.P. | 12,315 | $1.20M | 0.01% | +12,012+3,964.4% | Added |
| Achmea Investment Management B.V. | 12,298 | $1.19M | 0.03% | −19,752−61.6% | Reduced |
| Ossiam | 12,278 | $1.19M | 0.02% | +12,176+11,937.3% | Added |
| Dunhill Financial, LLC | 12,227 | $1.19M | 0.75% | +1,139+10.3% | Added |
| Advisory Services Network, LLC | 12,171 | $1.18M | 0.03% | −1,005−7.6% | Reduced |
| Neuberger Berman Group LLC | 12,078 | $1.17M | 0.00% | +1,593+15.2% | Added |
| Snowden Capital Advisors LLC | 33,524 | $1.17M | 0.05% | +25,460+315.7% | Added |
| Northwestern Mutual Investment Management Company, LLC | 12,040 | $1.17M | 0.03% | −40.0% | Reduced |
| Peapack Gladstone Financial Corp | 11,973 | $1.16M | 0.02% | −114−0.9% | Reduced |
| Ironwood Investment Counsel, LLC | 11,958 | $1.16M | 0.27% | −6,479−35.1% | Reduced |
| Proquility Private Wealth Partners, LLC | 11,935 | $1.16M | 0.48% | −512−4.1% | Reduced |
| Wolf Group Capital Advisors | 11,777 | $1.14M | 0.54% | −344−2.8% | Reduced |
| Shell Asset Management Co | 11,769 | $1.14M | 0.05% | −11−0.1% | Reduced |
| Dumont & Blake Investment Advisors LLC | 11,706 | $1.14M | 0.38% | −40.0% | Reduced |
| Evercore Wealth Management, LLC | 11,663 | $1.13M | 0.02% | +1,800+18.3% | Added |
| Gotham Asset Management, LLC | 11,479 | $1.11M | 0.02% | −73−0.6% | Reduced |
| Somerset Trust Co | 11,472 | $1.11M | 0.51% | −135−1.2% | Reduced |
| Daymark Wealth Partners, LLC | 11,367 | $1.10M | 0.08% | −1,247−9.9% | Reduced |
| Vinva Investment Management Ltd | 11,253 | $1.09M | 0.10% | −380−3.3% | Reduced |
| Paradigm Asset Management Co LLC | 11,200 | $1.09M | 0.31% | −500−4.3% | Reduced |
| Choate Investment Advisors | 11,186 | $1.09M | 0.04% | +443+4.1% | Added |
| EJF Capital LLC | 11,183 | $1.09M | 0.48% | −2,150−16.1% | Reduced |
| Midwest Professional Planners, LTD. | 11,148 | $1.08M | 0.49% | +534+5.0% | Added |
| Veriti Management LLC | 11,127 | $1.08M | 0.12% | +10.0% | Added |
| Stratos Wealth Partners, LTD. | 11,126 | $1.08M | 0.02% | +969+9.5% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 10,953 | $1.06M | 0.05% | +580+5.6% | Added |
| Coastal Investment Advisors, Inc. | 9,666 | $1.06M | 0.24% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 10,758 | $1.04M | 0.05% | −646−5.7% | Reduced |
| Tudor Investment Corp Et Al | 10,740 | $1.04M | 0.02% | −64,392−85.7% | Reduced |
| United Services Automobile Association | 10,705 | $1.04M | 0.03% | +10,705 | New |
| Sowell Financial Services LLC | 10,621 | $1.03M | 0.06% | +10,621 | New |
| Stratos Wealth Advisors, LLC | 10,602 | $1.03M | 0.07% | +498+4.9% | Added |
| Canal Capital Management, LLC | 10,599 | $1.03M | 0.21% | −752−6.6% | Reduced |
| Bridges Investment Management Inc | 10,575 | $1.03M | 0.04% | −795−7.0% | Reduced |
| Kingswood Wealth Advisors, LLC | 10,573 | $1.03M | 0.18% | +10,573 | New |
| Two Sigma Securities, LLC | 10,567 | $1.03M | 0.05% | +10,567 | New |
| Stephens Inc | 10,490 | $1.02M | 0.02% | −702−6.3% | Reduced |
| Tower Research Capital LLC (TRC) | 10,409 | $1.01M | 0.03% | −960−8.4% | Reduced |
| Ascent Group, LLC | 9,596 | $1.00M | 0.11% | +9,596 | New |
| Avestar Capital, LLC | 10,314 | $1.00M | 0.15% | +76+0.7% | Added |
| Atria Wealth Solutions, Inc. | 10,266 | $996.3K | 0.01% | −2,475−19.4% | Reduced |
| Crestwood Advisors Group LLC | 10,260 | $995.7K | 0.03% | +739+7.8% | Added |
| Culbertson A N & Co Inc | 10,125 | $982.6K | 0.20% | −300−2.9% | Reduced |
| Rehmann Capital Advisory Group | 10,067 | $977.0K | 0.09% | −697−6.5% | Reduced |
| Hunter Perkins Capital Management, LLC | 10,000 | $971.0K | 0.21% | 00.0% | Unchanged |
| Ally Financial Inc. | 10,000 | $970.5K | 0.14% | 00.0% | Unchanged |
| American Assets Inc | 10,000 | $970.5K | 0.44% | 00.0% | Unchanged |
| Crestline Management, LP | 10,000 | $970.5K | 0.12% | +10,000 | New |
| Raymond James Trust N.A. | 9,905 | $961.3K | 0.03% | +69+0.7% | Added |
| Eubel Brady & Suttman Asset Management Inc | 9,904 | $961.0K | 0.14% | 00.0% | Unchanged |
| Oak Thistle LLC | 9,880 | $958.9K | 0.28% | +6,310+176.8% | Added |
| Caxton Associates LP | 9,877 | $958.6K | 0.13% | +9,877 | New |
| Moody National Bank Trust Division | 9,816 | $952.6K | 0.06% | −315−3.1% | Reduced |
| Lakeview Capital Partners, LLC | 9,701 | $941.5K | 0.18% | +177+1.9% | Added |
| Leisure Capital Management | 9,695 | $940.9K | 0.54% | +459+5.0% | Added |
| Wetherby Asset Management Inc | 9,491 | $921.1K | 0.05% | −407−4.1% | Reduced |
| Private Advisor Group, LLC | 9,484 | $920.4K | 0.01% | −113−1.2% | Reduced |
| Great Lakes Retirement, Inc. | 9,424 | $914.6K | 0.16% | +183+2.0% | Added |
| Greenleaf Trust | 9,268 | $899.5K | 0.01% | +2,326+33.5% | Added |
| Dynamic Advisor Solutions LLC | 9,051 | $878.4K | 0.04% | −587−6.1% | Reduced |
| CAPROCK Group, Inc. | 9,045 | $877.9K | 0.07% | −338−3.6% | Reduced |