Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,129 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2021
Institutional positions in Capital One Financial Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,107
- −3 vs. Q2 2021
- Shares held
- 384.3M
- −14.6M (−3.7%) vs. Q2 2021
- Total value
- $62.2B
- +$549.3M (+0.9%) vs. Q2 2021
- New holders
- 93
- 393 more added
- Sold out
- 96
- 436 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,129 | $107.7B |
| Q1 2026 | 2,081 | $96.4B |
| Q4 2025 | 2,211 | $133.0B |
| Q3 2025 | 2,001 | $116.2B |
| Q2 2025 | 1,961 | $118.8B |
| Q1 2025 | 1,402 | $65.5B |
| Q4 2024 | 1,361 | $64.0B |
| Q3 2024 | 1,228 | $52.1B |
| Q2 2024 | 1,201 | $48.0B |
| Q1 2024 | 1,165 | $52.2B |
| Q4 2023 | 1,141 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ossiam | 451 | $73.0K | 0.00% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 444 | $72.0K | 0.01% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 445 | $72.0K | 0.03% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 424 | $69.0K | 0.02% | +47+12.5% | Added |
| Harel Insurance Investments & Financial Services Ltd. | 400 | $65.0K | 0.00% | −10,557−96.3% | Reduced |
| Westside Investment Management, Inc. | 400 | $64.0K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 370 | $60.0K | 0.01% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 357 | $58.0K | 0.01% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 360 | $58.0K | 0.01% | +36+11.1% | Added |
| Lindbrook Capital, LLC | 344 | $56.0K | 0.01% | +21+6.5% | Added |
| Raffa Wealth Management, LLC | 332 | $53.8K | 0.02% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 329 | $53.3K | 0.02% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 690 | $50.0K | 0.00% | −223−24.4% | Reduced |
| Bray Capital Advisors | 305 | $49.0K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 304 | $49.0K | 0.02% | 00.0% | Unchanged |
| Tobam | 300 | $49.0K | 0.00% | +300 | New |
| Altshuler Shaham Ltd | 289 | $47.0K | 0.00% | −1,452−83.4% | Reduced |
| CNB Bank | 287 | $46.0K | 0.03% | 00.0% | Unchanged |
| Holloway Wealth Management, LLC | – | $46.0K | 0.01% | – | – |
| Hall Laurie J Trustee | 275 | $45.0K | 0.02% | −75−21.4% | Reduced |
| D'Orazio & Associates, Inc. | 276 | $45.0K | 0.01% | +67+32.1% | Added |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 272 | $44.1K | 0.05% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 267 | $43.0K | 0.00% | +249+1,383.3% | Added |
| Pin Oak Investment Advisors Inc | 261 | $42.0K | 0.05% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 258 | $42.0K | 0.02% | 00.0% | Unchanged |
| Arlington Partners LLC | 250 | $40.0K | 0.01% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 238 | $39.0K | 0.01% | −541−69.4% | Reduced |
| Sargent Bickham Lagudis LLC | 233 | $38.0K | 0.00% | −57−19.7% | Reduced |
| FinTrust Capital Advisors, LLC | 235 | $38.0K | 0.01% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 236 | $38.0K | 0.00% | +5+2.2% | Added |
| McClarren Financial Advisors, Inc. | 240 | $38.0K | 0.03% | +1+0.4% | Added |
| Earnest Partners LLC | 214 | $35.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 200 | $32.0K | 0.02% | 00.0% | Unchanged |
| FAI Wealth Management | 197 | $31.0K | 0.03% | 00.0% | Unchanged |
| Better Money Decisions, LLC | 186 | $30.0K | 0.02% | −13−6.5% | Reduced |
| Fieldpoint Private Securities, LLC | 185 | $30.0K | 0.01% | +25+15.6% | Added |
| Cedar Mountain Advisors, LLC | 182 | $29.0K | 0.01% | −39−17.6% | Reduced |
| Essex Investment Management Co LLC | 175 | $28.0K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 175 | $28.0K | 0.01% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 166 | $27.0K | 0.01% | 00.0% | Unchanged |
| Old North State Trust, LLC | 159 | $26.0K | 0.02% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 160 | $26.0K | 0.00% | +40+33.3% | Added |
| Global Financial Private Client, LLC | 155 | $25.8K | 0.01% | 00.0% | Unchanged |
| Rock Creek Group, LP | 155 | $25.0K | 0.00% | −253−62.0% | Reduced |
| PSI Advisors, LLC | 150 | $24.0K | 0.01% | +150 | New |
| Motco | 136 | $22.0K | 0.00% | +136 | New |
| Sittner & Nelson, LLC | 128 | $21.0K | 0.01% | 00.0% | Unchanged |
| MV Capital Management, Inc. | 132 | $21.0K | 0.00% | +44+50.0% | Added |
| Benjamin Edwards Inc | 132 | $21.0K | 0.01% | +132 | New |
| Evoke Wealth, LLC | 126 | $20.0K | 0.00% | −18−12.5% | Reduced |
| Bedel Financial Consulting, Inc. | 125 | $20.0K | 0.01% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 126 | $20.0K | 0.00% | +13+11.5% | Added |
| Financial Management Professionals, Inc. | 121 | $20.0K | 0.00% | +100+476.2% | Added |
| Front Row Advisors LLC | 114 | $18.0K | 0.01% | 00.0% | Unchanged |
| Howe & Rusling Inc | 112 | $18.0K | 0.00% | 00.0% | Unchanged |
| Legacy Bridge, LLC | 110 | $18.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 110 | $18.0K | 0.00% | +1+0.9% | Added |
| Gables Capital Management Inc. | 109 | $18.0K | 0.01% | 00.0% | Unchanged |
| Resolute Partners Group | 110 | $18.0K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 107 | $18.0K | 0.00% | +107 | New |
| Wealth Quarterback LLC | 103 | $17.0K | 0.01% | −25−19.5% | Reduced |
| Resources Management Corp | 100 | $16.0K | 0.00% | 00.0% | Unchanged |
| Logan Capital Management Inc | 100 | $16.0K | 0.00% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 100 | $16.0K | 0.01% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 94 | $15.0K | 0.00% | 00.0% | Unchanged |
| Alaethes Wealth LLC | 90 | $15.0K | 0.01% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 86 | $14.0K | 0.01% | −2,070−96.0% | Reduced |
| Adirondack Trust Co | 90 | $14.0K | 0.01% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 85 | $14.0K | 0.00% | 00.0% | Unchanged |
| Advocacy Wealth Management Services, LLC | 87 | $14.0K | 0.00% | 00.0% | Unchanged |
| Oakworth Capital, Inc. | 87 | $14.0K | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 89 | $14.0K | 0.00% | +89 | New |
| IAG Wealth Partners, LLC | 75 | $13.0K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 74 | $12.0K | 0.00% | −65−46.8% | Reduced |
| Sterling Investment Advisors, Ltd. | 75 | $12.0K | 0.00% | −8−9.6% | Reduced |
| Capital Advisors, Ltd. LLC | 74 | $12.0K | 0.00% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 73 | $12.0K | 0.00% | +42+135.5% | Added |
| Lee Financial Co | 76 | $12.0K | 0.00% | +45+145.2% | Added |
| Syverson Strege & Co | 74 | $12.0K | 0.01% | +74 | New |
| Bell Investment Advisors, Inc | 73 | $12.0K | 0.00% | +73 | New |
| McCarthy Grittinger Financial Group, LLC | 69 | $11.2K | 0.00% | +69 | New |
| CVA Family Office, LLC | 160 | $11.0K | 0.01% | −932−85.3% | Reduced |
| Rockbridge Investment Management, LCC | 67 | $11.0K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 70 | $11.0K | 0.01% | +50+250.0% | Added |
| Ci Investments Inc. | 55 | $9.00K | 0.00% | −5,060−98.9% | Reduced |
| Clean Yield Group | 53 | $9.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 50 | $8.00K | 0.01% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 43 | $7.00K | 0.00% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 35 | $6.00K | 0.00% | −35−50.0% | Reduced |
| Liberty Wealth Management LLC | 38 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 35 | $6.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 33 | $5.34K | 0.00% | 00.0% | Unchanged |
| Hoey Investments, Inc | 31 | $5.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 30 | $5.00K | 0.00% | 00.0% | Unchanged |
| IronBridge Private Wealth, LLC | 28 | $5.00K | 0.00% | 00.0% | Unchanged |
| Guidance Point Advisors, LLC | 33 | $5.00K | 0.00% | +33 | New |
| First Financial Corp | 25 | $4.00K | 0.00% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 26 | $4.00K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 17 | $2.00K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 19 | $2.00K | 0.00% | +19 | New |