Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2021
Institutional positions in Capital One Financial Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,107
- −3 vs. Q2 2021
- Shares held
- 384.3M
- −14.6M (−3.7%) vs. Q2 2021
- Total value
- $62.2B
- +$549.3M (+0.9%) vs. Q2 2021
- New holders
- 93
- 393 more added
- Sold out
- 96
- 436 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Massachusetts Financial Services Co | 6,316 | $1.02M | 0.00% | +6,316 | New |
| Glenview Trust Co | 6,331 | $1.03M | 0.04% | −4−0.1% | Reduced |
| Siemens Fonds Invest GmbH | 6,354 | $1.03M | 0.07% | +6,354 | New |
| Tower Research Capital LLC (TRC) | 6,372 | $1.03M | 0.03% | −7,189−53.0% | Reduced |
| Baker Tilly Wealth Management, LLC | 6,393 | $1.03M | 0.14% | −45−0.7% | Reduced |
| G&S Capital LLC | 6,406 | $1.04M | 0.57% | +1,236+23.9% | Added |
| NEXT Financial Group, Inc | 6,465 | $1.05M | 0.08% | +390+6.4% | Added |
| Cetera Advisors LLC | 6,463 | $1.05M | 0.02% | +3,366+108.7% | Added |
| Verition Fund Management LLC | 6,492 | $1.05M | 0.02% | −583−8.2% | Reduced |
| RMR Wealth Builders | 6,507 | $1.05M | 0.31% | 00.0% | Unchanged |
| Altium Wealth Management LLC | 6,539 | $1.06M | 0.08% | +728+12.5% | Added |
| Institutional & Family Asset Management, LLC | 6,562 | $1.06M | 0.17% | 00.0% | Unchanged |
| Trust Co of Oklahoma | 6,604 | $1.07M | 0.38% | −282−4.1% | Reduced |
| ARGA Investment Management, LP | 6,648 | $1.08M | 0.08% | −3,875−36.8% | Reduced |
| Vestcor Inc | 6,654 | $1.08M | 0.04% | −1,051−13.6% | Reduced |
| Greenleaf Trust | 6,686 | $1.08M | 0.01% | +258+4.0% | Added |
| Gabelli Funds LLC | 6,700 | $1.08M | 0.01% | −200−2.9% | Reduced |
| Ballew Advisors, Inc | 6,458 | $1.09M | 0.80% | +6,458 | New |
| Navalign, LLC | 6,767 | $1.10M | 0.46% | −388−5.4% | Reduced |
| Montecito Bank & Trust | 6,777 | $1.10M | 0.21% | +23+0.3% | Added |
| Palladium Partners LLC | 6,777 | $1.10M | 0.05% | +22+0.3% | Added |
| Compton Capital Management Inc | 6,800 | $1.10M | 0.32% | 00.0% | Unchanged |
| Sumitomo Life Insurance Co | 6,821 | $1.10M | 0.03% | −12,171−64.1% | Reduced |
| Matrix Asset Advisors Inc | 6,850 | $1.11M | 0.16% | 00.0% | Unchanged |
| Pensionfund DSM Netherlands | 6,900 | $1.12M | 0.14% | +6,900 | New |
| Heartland Bank & Trust Co | 6,930 | $1.12M | 0.97% | +6,930 | New |
| Sunflower Bank, N.A. | 6,949 | $1.13M | 0.16% | −2,214−24.2% | Reduced |
| Claraphi Advisory Network, LLC | 6,966 | $1.13M | 0.40% | +176+2.6% | Added |
| Cresset Asset Management, LLC | 6,965 | $1.13M | 0.02% | +2,723+64.2% | Added |
| RiverTree Advisors, LLC | 7,008 | $1.14M | 0.77% | −352−4.8% | Reduced |
| Cohen Klingenstein LLC | 7,031 | $1.14M | 0.05% | −946−11.9% | Reduced |
| Plimoth Trust Co LLC | 7,131 | $1.16M | 0.33% | −510−6.7% | Reduced |
| Signaturefd, LLC | 7,155 | $1.16M | 0.04% | +604+9.2% | Added |
| USA Financial Portformulas Corp | 7,198 | $1.17M | 1.04% | −873−10.8% | Reduced |
| Venture Visionary Partners LLC | 7,228 | $1.17M | 0.08% | +37+0.5% | Added |
| Diversified Trust Co | 7,269 | $1.18M | 0.04% | +1,163+19.0% | Added |
| Capstone Investment Advisors, LLC | 7,330 | $1.19M | 0.02% | −13,662−65.1% | Reduced |
| National Asset Management, Inc. | 7,434 | $1.20M | 0.04% | +1,479+24.8% | Added |
| Kiwi Wealth Investments Limited Partnership | 7,492 | $1.21M | 0.06% | +7,492 | New |
| JustInvest LLC | 7,546 | $1.22M | 0.11% | +1,512+25.1% | Added |
| Redwood Investment Management, LLC | 7,608 | $1.23M | 0.18% | +7,608 | New |
| Intrust Bank NA | 7,677 | $1.24M | 0.16% | +9+0.1% | Added |
| Selway Asset Management | 7,700 | $1.25M | 0.68% | 00.0% | Unchanged |
| Wedbush Securities Inc | 7,710 | $1.25M | 0.06% | +49+0.6% | Added |
| Family Legacy, Inc. | 7,417 | $1.25M | 0.56% | −24−0.3% | Reduced |
| Leisure Capital Management | 7,745 | $1.25M | 0.67% | −166−2.1% | Reduced |
| Qtron Investments LLC | 7,803 | $1.26M | 0.34% | −719−8.4% | Reduced |
| People's United Financial, Inc. | 7,865 | $1.27M | 0.03% | −295−3.6% | Reduced |
| Asset Dedication, LLC | 7,915 | $1.28M | 0.17% | −593−7.0% | Reduced |
| Salzhauer Michael | 7,992 | $1.29M | 0.59% | 00.0% | Unchanged |
| Vista Investment Management | 8,015 | $1.30M | 0.76% | +16+0.2% | Added |
| Stratos Wealth Partners, LTD. | 8,018 | $1.30M | 0.03% | −7,644−48.8% | Reduced |
| Agf Investments Inc. | 8,276 | $1.34M | 0.01% | −8,207−49.8% | Reduced |
| Salem Investment Counselors Inc | 8,314 | $1.35M | 0.07% | 00.0% | Unchanged |
| Arrow Financial Corp | 8,355 | $1.35M | 0.17% | 00.0% | Unchanged |
| Central Trust Co | 8,446 | $1.37M | 0.05% | +5,992+244.2% | Added |
| Park Avenue Securities LLC | 8,512 | $1.38M | 0.03% | +1,577+22.7% | Added |
| XTX Topco Ltd | 8,709 | $1.41M | 0.47% | +5,793+198.7% | Added |
| Atlas Capital Advisors LLC | 8,713 | $1.41M | 0.23% | +8,005+1,130.6% | Added |
| NJ State Employees Deferred Compensation Plan | 8,733 | $1.41M | 0.19% | 00.0% | Unchanged |
| HM Payson & Co | 8,733 | $1.41M | 0.03% | +37+0.4% | Added |
| Kestra Private Wealth Services, LLC | 8,848 | $1.43M | 0.08% | −2,936−24.9% | Reduced |
| Coastal Investment Advisors, Inc. | 8,903 | $1.44M | 0.34% | +22+0.2% | Added |
| Balasa Dinverno & Foltz LLC | 9,049 | $1.47M | 0.10% | +289+3.3% | Added |
| Bank Pictet & Cie (Asia) Ltd | 9,119 | $1.48M | 0.41% | +49+0.5% | Added |
| Rehmann Capital Advisory Group | 9,156 | $1.48M | 0.14% | −91−1.0% | Reduced |
| Bowling Portfolio Management LLC | 9,188 | $1.49M | 0.33% | +20+0.2% | Added |
| South State Corp. | 9,203 | $1.49M | 0.13% | −60−0.6% | Reduced |
| Neuberger Berman Group LLC | 12,575 | $1.50M | 0.00% | −695−5.2% | Reduced |
| Bessemer Group Inc | 9,295 | $1.51M | 0.00% | −430−4.4% | Reduced |
| Veritable, L.P. | 9,354 | $1.51M | 0.02% | +198+2.2% | Added |
| Canal Capital Management, LLC | 9,630 | $1.56M | 0.44% | +64+0.7% | Added |
| XML Financial, LLC | 9,632 | $1.56M | 0.21% | +7,688+395.5% | Added |
| Raymond James Trust N.A. | 9,647 | $1.56M | 0.05% | −83−0.9% | Reduced |
| Harbour Investments, Inc. | 9,673 | $1.57M | 0.05% | −85−0.9% | Reduced |
| Avestar Capital, LLC | 9,839 | $1.59M | 0.31% | +820+9.1% | Added |
| Banque Cantonale Vaudoise | 9,859 | $1.60M | 0.07% | +1,462+17.4% | Added |
| Capital Management Associates | 9,885 | $1.60M | 1.58% | +25+0.3% | Added |
| MidWestOne Financial Group, Inc. | 9,914 | $1.61M | 0.38% | +142+1.5% | Added |
| Homrich & Berg | 9,973 | $1.61M | 0.04% | +1,769+21.6% | Added |
| American Assets Inc | 10,000 | $1.62M | 0.47% | 00.0% | Unchanged |
| FDx Advisors, Inc. | 10,079 | $1.63M | 0.05% | −281−2.7% | Reduced |
| Choate Investment Advisors | 10,073 | $1.63M | 0.10% | 00.0% | Unchanged |
| Crestline Management, LP | 10,083 | $1.63M | 0.16% | −9,917−49.6% | Reduced |
| Two Sigma Advisers, LP | 10,100 | $1.64M | 0.00% | −52,900−84.0% | Reduced |
| Arabesque Asset Management Ltd | 10,187 | $1.65M | 0.55% | +10,187 | New |
| Empowered Funds, LLC | 10,198 | $1.65M | 0.21% | +10,198 | New |
| Midwest Professional Planners, LTD. | 10,262 | $1.66M | 0.88% | +28+0.3% | Added |
| Horizon Investments, LLC | 10,314 | $1.66M | 0.05% | +2,784+37.0% | Added |
| Eubel Brady & Suttman Asset Management Inc | 10,287 | $1.67M | 0.35% | −116−1.1% | Reduced |
| WESPAC Advisors, LLC | 10,283 | $1.67M | 1.03% | +6,782+193.7% | Added |
| Wetherby Asset Management Inc | 10,396 | $1.68M | 0.10% | −66−0.6% | Reduced |
| Vestmark Advisory Solutions, Inc. | 10,493 | $1.70M | 0.12% | −366−3.4% | Reduced |
| Dowling & Yahnke LLC | 10,549 | $1.71M | 0.09% | +526+5.2% | Added |
| Private Advisory Group LLC | 10,577 | $1.71M | 0.42% | +4,236+66.8% | Added |
| Toroso Investments, LLC | 10,671 | $1.73M | 0.06% | −834−7.2% | Reduced |
| Psagot Investment House Ltd. | 10,705 | $1.73M | 0.30% | −231,302−95.6% | Reduced |
| Psagot Value Holdings Ltd. / (Israel) | 10,705 | $1.73M | 0.30% | +10,705 | New |
| Gladstone Institutional Advisory LLC | 10,760 | $1.74M | 0.17% | +2,601+31.9% | Added |
| Argent Trust Co | 10,985 | $1.78M | 0.11% | −24−0.2% | Reduced |