Cornerstone Strategic Investment Fund, Inc.

CLM

Exchange: NYSE
SEC CIK: 0000814083

SEC filings (opens in a new tab)

In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.

Q4 2024 vs. Q3 2024

How the institutions holding Cornerstone Strategic Investment Fund, Inc. changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of CLM: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	117	3	128	+14
Shares	27.9M	302.5K	24.7M	−2.95M (−10.7%)
Value	$214.2M	$2.32M	$211.9M	−$129 (0.0%)

3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (30)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to CLM in Q4 2024
Institution	Shares	Value	% of portfolio
Raymond James Financial Inc	311,702	$2.68M	0.00%
Sculptor Capital LP	181,573	$1.56M	0.02%
HighTower Advisors, LLC	118,993	$1.02M	0.00%
Winebrenner Capital Management LLC	108,426	$931.4K	0.72%
Ameriflex Group, Inc.	91,100	$812.6K	0.37%
Kane Investment Management, Inc.	38,634	$331.9K	0.19%
SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co	37,567	$322.7K	0.32%
Stratos Wealth Partners, LTD.	36,139	$310.4K	0.00%
Independent Advisor Alliance	34,697	$298.0K	0.00%
HRT Financial LP	33,892	$291.0K	0.00%
We Are One Seven, LLC	28,963	$248.8K	0.01%
Kestra Advisory Services, LLC	28,419	$244.1K	0.00%
Rockefeller Capital Management L.P.	25,702	$220.8K	0.00%
AE Wealth Management LLC	20,145	$173.0K	0.00%
Armis Advisers, LLC	19,425	$166.9K	0.02%
MAI Capital Management	17,553	$150.8K	0.00%
BIP Wealth, LLC	16,000	$137.4K	0.01%
Davenport & Co LLC	12,773	$109.7K	0.00%
Sonora Investment Management Group, LLC	10,133	$87.0K	0.01%
Mosaic Family Wealth Partners, LLC	10,102	$86.8K	0.01%
Kingsview Wealth Management, LLC	10,000	$85.9K	0.00%
Assetmark, Inc	6,984	$60.0K	0.00%
Anfield Capital Management, LLC	6,528	$56.1K	0.02%
Park Square Financial Group, LLC	5,695	$48.9K	0.03%
IFP Advisors, Inc	4,250	$36.5K	0.00%
Jones Financial Companies LLLP	2,000	$17.2K	0.00%
Signaturefd, LLC	1,666	$14.3K	0.00%
Aventura Private Wealth, LLC	1,000	$8.59K	0.00%
TD Waterhouse Canada Inc.	150	$1.29K	0.00%
JPMorgan Chase & Co	10	$86	0.00%

Sold out (16)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of CLM in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Absolute Investment Advisers LLC	1,267,554	$9.73M
Rivernorth Capital Management, LLC	597,293	$4.59M
Doliver Advisors, LP	287,300	$2.21M
Centaurus Financial, Inc.	230,148	$1.77M
Jane Street Group, LLC	43,292	$332.5K
Two Sigma Securities, LLC	41,712	$320.3K
Nomura Holdings Inc	34,979	$268.6K
CSS LLC	18,854	$144.8K
Prairie Sky Financial Group LLC	15,605	$119.8K
Householder Group Estate & Retirement Specialist, LLC	13,347	$102.0K
RSM US Wealth Management LLC	10,362	$79.5K
Tradition Wealth Management, LLC	10,000	$76.8K
CIBC Private Wealth Group, LLC	2,100	$16.1K
BOK Financial Private Wealth, Inc.	500	$3.84K
Parallel Advisors, LLC	55	$422
International Assets Investment Management, LLC	27,264	–

Not filed for Q4 2024 yet (3)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CLM in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Raymond James & Associates	255,736	$1.96M
Raymond James Trust N.A.	43,303	$332.6K
Planning Capital Management Corp	3,481	$26.7K