ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
Q1 2023 vs. Q4 2022
How the institutions holding ClearBridge MLP & Midstream Fund Inc. changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Of which not filed for Q1 2023 | Q1 2023 | Change |
|---|---|---|---|---|
| Holders | 75 | 3 | 69 | −3 |
| Shares | 4.58M | 17.6K | 4.63M | +70.7K (+1.5%) |
| Value | $149.8M | $586.5K | $149.8M | +$532.0K (+0.4%) |
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (12)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Penserra Capital Management LLC | 294,325 | $9.53M | 0.20% |
| Goldman Sachs Group Inc | 35,468 | $1.15M | 0.00% |
| Wolverine Asset Management LLC | 18,393 | $595.4K | 0.01% |
| Proficio Capital Partners LLC | 12,530 | $405.6K | 0.06% |
| Integrated Wealth Concepts LLC | 10,108 | $327.0K | 0.01% |
| CSS LLC | 7,174 | $232.2K | 0.02% |
| Icon Wealth Partners, LLC | 6,788 | $219.7K | 0.02% |
| Sunbelt Securities, Inc. | 4,600 | $148.3K | 0.02% |
| GPS Wealth Strategies Group, LLC | 1,953 | $63.2K | 0.01% |
| Elequin Capital LP | 983 | $31.8K | 0.02% |
| Creative Financial Designs Inc | 104 | $3.37K | 0.00% |
| Larson Financial Group LLC | 99 | $3.21K | 0.00% |
Sold out (15)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| 1832 Asset Management L.P. | 165,359 | $5.52M |
| Cornerstone Advisors, LLC | 52,518 | $1.75M |
| Almitas Capital LLC | 30,444 | $1.02M |
| Cambridge Investment Research Advisors, Inc. | 15,270 | $509.0K |
| Weiss Asset Management LP | 12,688 | $423.3K |
| Invesco Ltd. | 10,782 | $359.7K |
| Stifel Financial Corp | 6,047 | $201.7K |
| Rockefeller Capital Management L.P. | 4,800 | $160.0K |
| GWM Advisors LLC | 1,164 | $38.8K |
| Freedom Wealth Alliance, LLC | 516 | $17.2K |
| Lakewood Asset Management LLC | 200 | $7.00K |
| Robinson Capital Management, LLC | 200 | $6.34K |
| Bessemer Group Inc | 175 | $6.00K |
| Accurate Wealth Management, LLC | 100 | $3.43K |
| FMR LLC | 1 | $33 |
Not filed for Q1 2023 yet (3)
Institutions that held ClearBridge MLP & Midstream Fund Inc. at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Laurel Wealth Advisors, Inc. | 9,728 | $325.0K |
| Icon Wealth Advisors, LLC | 7,439 | $248.2K |
| Cribstone Capital Management, LLC | 401 | $13.4K |