ArrowMark Financial Corp.
BANX- Exchange
- Nasdaq
- SEC CIK
- 0001578987
No open-market purchases or sales by ArrowMark Financial Corp. insiders were filed in the last 90 days; 35 institutions reported holding it in 13F filings for Q2 2026, worth $34.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in ArrowMark Financial Corp. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 27
- +3 vs. Q2 2024
- Shares held
- 920.6K
- −100.3K (−9.8%) vs. Q2 2024
- Total value
- $19.1M
- +$257.3K (+1.4%) vs. Q2 2024
- New holders
- 5
- 6 more added
- Sold out
- 2
- 8 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BANX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 35 | $34.4M |
| Q1 2026 | 34 | $36.5M |
| Q4 2025 | 33 | $33.9M |
| Q3 2025 | 36 | $19.3M |
| Q2 2025 | 32 | $20.8M |
| Q1 2025 | 31 | $22.1M |
| Q4 2024 | 31 | $19.9M |
| Q3 2024 | 27 | $19.1M |
| Q2 2024 | 25 | $24.3M |
| Q1 2024 | 25 | $33.6M |
| Q4 2023 | 28 | $32.4M |
| Q3 2023 | 26 | $32.8M |
| Q2 2023 | 26 | $32.6M |
| Q1 2023 | 31 | $34.3M |
| Q4 2022 | 31 | $31.6M |
| Q3 2022 | 31 | $31.5M |
| Q2 2022 | 29 | $36.8M |
| Q1 2022 | 30 | $41.0M |
| Q4 2021 | 32 | $42.9M |
| Q3 2021 | 30 | $37.3M |
| Q2 2021 | 32 | $29.3M |
| Q1 2021 | 30 | $26.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding ArrowMark Financial Corp.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 130 | $2.71K | 0.00% | +130 | New |
| Allworth Financial LP | 200 | $4.14K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 450 | $9.31K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 500 | $10.3K | 0.00% | +500 | New |
| Pathway Financial Advisers, LLC | 750 | $15.5K | 0.01% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 800 | $16.6K | 0.01% | +800 | New |
| Wells Fargo & Company | 1,000 | $20.7K | 0.00% | −83−7.7% | Reduced |
| UBS Group AG | 1,345 | $27.8K | 0.00% | +795+144.5% | Added |
| Caldwell Sutter Capital, Inc. | 1,741 | $36.0K | 0.02% | 00.0% | Unchanged |
| Umb Bank N A | 2,700 | $55.9K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,550 | $94.1K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,731 | $98.0K | 0.00% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 10,310 | $213.3K | 0.07% | +10,310 | New |
| Oxbow Advisors, LLC | 10,990 | $227.4K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 15,296 | $316.0K | 0.00% | −4,666−23.4% | Reduced |
| Falcon Wealth Planning | 16,362 | $338.5K | 0.04% | +2,054+14.4% | Added |
| Citadel Advisors LLC | 16,512 | $344.3K | 0.00% | +4,983+43.2% | Added |
| Morgan Stanley | 19,137 | $396.0K | 0.00% | +8,571+81.1% | Added |
| Everstar Asset Management, LLC | 21,877 | $452.6K | 0.31% | +21,877 | New |
| Oppenheimer & Co Inc | 22,274 | $460.8K | 0.01% | +2,900+15.0% | Added |
| Capital Investment Advisors, LLC | 35,746 | $739.6K | 0.02% | +1,496+4.4% | Added |
| Bard Associates Inc | 41,810 | $865.0K | 0.29% | −800−1.9% | Reduced |
| Beacon Pointe Advisors, LLC | 57,006 | $1.18M | 0.01% | −2,610−4.4% | Reduced |
| Advisor Group Holdings, Inc. | 80,827 | $1.67M | 0.00% | −242−0.3% | Reduced |
| Stifel Financial Corp | 161,024 | $3.33M | 0.00% | −25,682−13.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 196,433 | $4.06M | 0.01% | −47,703−19.5% | Reduced |
| ArrowMark Colorado Holdings LLC | 196,145 | $4.09M | 0.05% | −44,723−18.6% | Reduced |
| Punch & Associates Investment Management, Inc. | 0 | $0 | 0.00% | −15,815−100.0% | Sold out |
| Magnus Financial Group LLC | 0 | $0 | 0.00% | −12,372−100.0% | Sold out |
| Greenwich Investment Management, Inc. | – | – | – | – | Not filed |