Alibaba Group Holding Ltd
BABA- Exchange
- NYSE
- Industry
- Services-Business Services, NEC
- SEC CIK
- 0001577552
In the last 90 days, Alibaba Group Holding Ltd insiders filed 3 open-market purchases and 3 sales; 1,230 institutions reported holding it in 13F filings for Q2 2026, worth $22.3B in total; 7 superinvestors hold it, including Appaloosa and H&H International Investment.
13F holders, Q3 2021
Institutional positions in Alibaba Group Holding Ltd as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,539
- −337 vs. Q2 2021
- Shares held
- 579.5M
- −76.1M (−11.6%) vs. Q2 2021
- Total value
- $86.0B
- −$62.6B (−42.1%) vs. Q2 2021
- New holders
- 121
- 506 more added
- Sold out
- 458
- 744 more reduced
24 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BABA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,230 | $22.3B |
| Q1 2026 | 1,351 | $31.2B |
| Q4 2025 | 1,439 | $39.0B |
| Q3 2025 | 1,420 | $47.4B |
| Q2 2025 | 1,276 | $30.7B |
| Q1 2025 | 1,405 | $46.7B |
| Q4 2024 | 1,210 | $27.7B |
| Q3 2024 | 1,238 | $38.9B |
| Q2 2024 | 1,110 | $24.9B |
| Q1 2024 | 1,126 | $24.8B |
| Q4 2023 | 1,159 | $26.3B |
| Q3 2023 | 1,159 | $30.7B |
| Q2 2023 | 1,157 | $30.8B |
| Q1 2023 | 1,253 | $36.6B |
| Q4 2022 | 1,173 | $33.2B |
| Q3 2022 | 1,141 | $29.6B |
| Q2 2022 | 1,306 | $45.4B |
| Q1 2022 | 1,323 | $45.5B |
| Q4 2021 | 1,413 | $56.7B |
| Q3 2021 | 1,539 | $86.0B |
| Q2 2021 | 1,900 | $148.6B |
| Q1 2021 | 1,880 | $201.4B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Alibaba Group Holding Ltd; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HGI Capital Management, LLC | 24,971 | $3.70M | 1.49% | +4,017+19.2% | Added |
| Wetherby Asset Management Inc | 24,516 | $3.63M | 0.23% | −5,293−17.8% | Reduced |
| WP Advisors, LLC | 24,398 | $3.61M | 1.48% | +1,385+6.0% | Added |
| Schonfeld Strategic Advisors LLC | 24,204 | $3.58M | 0.04% | −25,796−51.6% | Reduced |
| DFPG Investments, LLC | 21,465 | $3.58M | 1.35% | +2,219+11.5% | Added |
| HBW Advisory Services LLC | 24,073 | $3.56M | 0.92% | +4,842+25.2% | Added |
| AlphaStar Capital Management, LLC | 23,777 | $3.52M | 0.24% | +8,710+57.8% | Added |
| Zurich Insurance Group Ltd | 23,655 | $3.50M | 0.04% | −27,393−53.7% | Reduced |
| Blue Zone Wealth Advisors, LLC | 23,510 | $3.48M | 1.21% | +3,640+18.3% | Added |
| Cephei Capital Management (Hong Kong) Ltd | 23,370 | $3.46M | 5.43% | −18,200−43.8% | Reduced |
| QV Investors Inc. | 23,367 | $3.46M | 0.26% | −10,690−31.4% | Reduced |
| Barry Investment Advisors, LLC | 23,356 | $3.46M | 0.96% | −5,287−18.5% | Reduced |
| American Portfolios Advisors | 23,260 | $3.44M | 0.13% | −343−1.5% | Reduced |
| Sandy Spring Bank | 23,169 | $3.43M | 0.18% | −2,892−11.1% | Reduced |
| Captrust Financial Advisors | 23,126 | $3.42M | 0.03% | −13,315−36.5% | Reduced |
| Ropes Wealth Advisors LLC | 23,101 | $3.42M | 0.55% | −450−1.9% | Reduced |
| NorthCoast Asset Management LLC | 23,061 | $3.41M | 0.12% | −82,549−78.2% | Reduced |
| Advisors Asset Management, Inc. | 22,620 | $3.35M | 0.05% | −6,036−21.1% | Reduced |
| Azimuth Capital Management LLC | 22,547 | $3.34M | 0.14% | −11,250−33.3% | Reduced |
| Gofen & Glossberg LLC | 22,254 | $3.29M | 0.08% | −510−2.2% | Reduced |
| Spire Wealth Management | 22,234 | $3.29M | 0.09% | −5,542−20.0% | Reduced |
| Nicollet Investment Management, Inc. | 22,137 | $3.28M | 1.38% | −48−0.2% | Reduced |
| Pzena Investment Management LLC | 21,581 | $3.19M | 0.01% | +21,581 | New |
| Vista Wealth Management Group, LLC | 21,248 | $3.15M | 0.57% | +204+1.0% | Added |
| Aperture Investors, LLC | 20,865 | $3.09M | 0.41% | −3,759−15.3% | Reduced |
| swisspartners Ltd. | 20,824 | $3.08M | 2.39% | +711+3.5% | Added |
| Carret Asset Management, LLC | 20,815 | $3.08M | 0.37% | −3,976−16.0% | Reduced |
| GoodHaven Capital Management, LLC | 20,800 | $3.08M | 2.00% | +11,395+121.2% | Added |
| Delphi Financial Group, Inc. | 20,615 | $3.05M | 0.90% | +6,585+46.9% | Added |
| Strategic Wealth Advisors Group, LLC | 20,220 | $3.05M | 0.15% | −2,613−11.4% | Reduced |
| Westwood Holdings Group Inc. | 20,234 | $3.00M | 0.03% | −78,835−79.6% | Reduced |
| Signaturefd, LLC | 20,224 | $2.99M | 0.10% | +3,499+20.9% | Added |
| Morningstar Investment Services LLC | 19,747 | $2.92M | 0.03% | +4,418+28.8% | Added |
| Boston Partners | 23,585 | $2.91M | 0.00% | −26,160−52.6% | Reduced |
| Eagle Global Advisors LLC | 19,356 | $2.87M | 0.19% | −3,478−15.2% | Reduced |
| Cox Capital Mgt LLC | 19,335 | $2.86M | 1.93% | +1,176+6.5% | Added |
| QVT Financial LP | 19,326 | $2.86M | 0.23% | −38,325−66.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 19,281 | $2.85M | 0.52% | +17,326+886.2% | Added |
| Capstone Investment Advisors, LLC | 19,217 | $2.85M | 0.05% | +19,217 | New |
| Howe & Rusling Inc | 19,141 | $2.83M | 0.36% | +2,321+13.8% | Added |
| HAP Trading, LLC | 152,000 | $2.83M | 0.21% | +152,000 | New |
| Bell & Brown Wealth Advisors, LLC | 18,987 | $2.81M | 1.52% | +18,987 | New |
| HighPoint Advisor Group LLC | 18,892 | $2.80M | 0.27% | +10,895+136.2% | Added |
| Ronit Capital LLP | 18,860 | $2.79M | 3.28% | +4,550+31.8% | Added |
| Lorne Steinberg Wealth Management Inc. | 18,603 | $2.75M | 1.33% | −1,712−8.4% | Reduced |
| Sabadell Asset Management, S.A S.G.I.I.C | 18,537 | $2.74M | 0.47% | 00.0% | Unchanged |
| Canvas Wealth Advisors, LLC | 18,498 | $2.74M | 1.12% | +4,325+30.5% | Added |
| Kestra Private Wealth Services, LLC | 18,430 | $2.73M | 0.15% | −7,507−28.9% | Reduced |
| HighVista Strategies LLC | 18,419 | $2.73M | 1.80% | −7,653−29.4% | Reduced |
| Equitable Holdings, Inc. | 18,227 | $2.70M | 0.05% | +2,462+15.6% | Added |
| Fifth Third Bancorp | 18,154 | $2.69M | 0.01% | −2,177−10.7% | Reduced |
| Epoch Investment Partners, Inc. | 18,090 | $2.68M | 0.01% | 00.0% | Unchanged |
| Independent Advisor Alliance | 18,040 | $2.67M | 0.15% | −1,697−8.6% | Reduced |
| Cresset Asset Management, LLC | 17,994 | $2.67M | 0.04% | −1,457−7.5% | Reduced |
| Stolper Co | 17,968 | $2.66M | 1.27% | −659−3.5% | Reduced |
| Paulson & Co. Inc. | 17,793 | $2.63M | 0.08% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 17,739 | $2.63M | 0.05% | −1,160−6.1% | Reduced |
| Synovus Financial Corp | 17,689 | $2.62M | 0.03% | −26,849−60.3% | Reduced |
| DRW Securities, LLC | 17,632 | $2.61M | 0.77% | +7,977+82.6% | Added |
| Covington Capital Management | 17,526 | $2.60M | 0.10% | −30,416−63.4% | Reduced |
| Woodward Diversified Capital, LLC | 17,531 | $2.60M | 1.63% | −1,728−9.0% | Reduced |
| Mandatum Life Insurance Co Ltd | 17,505 | $2.59M | 0.48% | +1,136+6.9% | Added |
| VR Advisory Services Ltd | 17,500 | $2.58M | 1.04% | +17,500 | New |
| Stratos Wealth Partners, LTD. | 17,302 | $2.56M | 0.07% | −13,414−43.7% | Reduced |
| Quadrant Private Wealth Management, LLC | 17,128 | $2.54M | 1.05% | −82−0.5% | Reduced |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 17,024 | $2.52M | 0.18% | 00.0% | Unchanged |
| Springhouse Capital Management, LP | 17,000 | $2.52M | 2.37% | −16,000−48.5% | Reduced |
| RDA Financial Network | 16,991 | $2.52M | 1.11% | +2,196+14.8% | Added |
| IFP Advisors, Inc | 16,948 | $2.51M | 0.05% | −3,521−17.2% | Reduced |
| Brewin Dolphin Ltd | 16,941 | $2.51M | 0.10% | −15,868−48.4% | Reduced |
| Contrarius Investment Management Ltd | 16,844 | $2.49M | 0.13% | 00.0% | Unchanged |
| Rafferty Asset Management, LLC | 16,798 | $2.49M | 0.02% | +5,287+45.9% | Added |
| FDx Advisors, Inc. | 16,786 | $2.48M | 0.08% | −3,318−16.5% | Reduced |
| Savior LLC | 16,700 | $2.47M | 2.53% | +119+0.7% | Added |
| NTV Asset Management LLC | 16,627 | $2.46M | 0.43% | −2,050−11.0% | Reduced |
| BFT Financial Group, LLC | 16,488 | $2.44M | 0.45% | −99−0.6% | Reduced |
| Prelude Capital Management, LLC | 16,454 | $2.44M | 0.13% | +9,403+133.4% | Added |
| Exane Derivatives | 16,321 | $2.42M | 0.60% | +4,396+36.9% | Added |
| Keybank National Association | 16,313 | $2.42M | 0.01% | −3,061−15.8% | Reduced |
| Cloverfields Capital Group, LP | 16,291 | $2.41M | 0.78% | +3,620+28.6% | Added |
| Advisory Services Network, LLC | 16,191 | $2.40M | 0.08% | −196−1.2% | Reduced |
| Wellington Shields Capital Management, LLC | 15,954 | $2.36M | 0.32% | −14,674−47.9% | Reduced |
| Regent Investment Management LLC | 15,956 | $2.36M | 0.57% | −6,332−28.4% | Reduced |
| Henry James International Management, Inc. | 15,868 | $2.35M | 0.74% | −4,796−23.2% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 15,797 | $2.34M | 0.32% | +4,542+40.4% | Added |
| Surevest, LLC | 15,752 | $2.33M | 0.59% | −6,311−28.6% | Reduced |
| Royal Fund Management, LLC | 15,747 | $2.33M | 0.37% | +2,489+18.8% | Added |
| Commerzbank Aktiengesellschaft | 15,658 | $2.32M | 0.14% | −226,201−93.5% | Reduced |
| Huntington National Bank | 15,618 | $2.31M | 0.02% | −660−4.1% | Reduced |
| Beta Wealth Group, Inc. | 15,554 | $2.30M | 1.66% | +3,349+27.4% | Added |
| Armstrong Shaw Associates Inc | 15,450 | $2.29M | 2.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 14,553 | $2.28M | 0.00% | −9,842−40.3% | Reduced |
| Sigma Planning Corp | 15,405 | $2.28M | 0.07% | −4,731−23.5% | Reduced |
| Natixis Investment Managers International | 15,400 | $2.28M | 0.13% | −4,700−23.4% | Reduced |
| Annandale Capital, LLC | 15,203 | $2.25M | 1.36% | +8,400+123.5% | Added |
| Botty Investors LLC | 15,065 | $2.23M | 0.67% | −31,911−67.9% | Reduced |
| American Assets Investment Management, LLC | 15,000 | $2.22M | 0.28% | +15,000 | New |
| Teilinger Capital Ltd. | 15,000 | $2.22M | 1.11% | +15,000 | New |
| Baker Tilly Wealth Management, LLC | 14,936 | $2.21M | 0.29% | +5,162+52.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 14,927 | $2.21M | 0.22% | −1,360−8.4% | Reduced |