Axos Financial, Inc.
AX- Exchange
- NYSE
- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001299709
In the last 90 days, Axos Financial, Inc. insiders filed 0 open-market purchases and 2 sales; 386 institutions reported holding it in 13F filings for Q2 2026, worth $4.71B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Axos Financial, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 261
- +4 vs. Q2 2023
- Shares held
- 48.1M
- −32.3K (−0.1%) vs. Q2 2023
- Total value
- $1.82B
- −$78.2M (−4.1%) vs. Q2 2023
- New holders
- 31
- 95 more added
- Sold out
- 27
- 92 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 386 | $4.71B |
| Q1 2026 | 387 | $4.05B |
| Q4 2025 | 379 | $3.96B |
| Q3 2025 | 382 | $3.82B |
| Q2 2025 | 365 | $3.41B |
| Q1 2025 | 352 | $2.96B |
| Q4 2024 | 356 | $3.30B |
| Q3 2024 | 335 | $3.01B |
| Q2 2024 | 318 | $2.79B |
| Q1 2024 | 310 | $2.64B |
| Q4 2023 | 303 | $2.70B |
| Q3 2023 | 261 | $1.82B |
| Q2 2023 | 260 | $1.90B |
| Q1 2023 | 256 | $1.75B |
| Q4 2022 | 244 | $1.80B |
| Q3 2022 | 251 | $1.61B |
| Q2 2022 | 239 | $1.68B |
| Q1 2022 | 248 | $2.13B |
| Q4 2021 | 244 | $2.54B |
| Q3 2021 | 232 | $2.38B |
| Q2 2021 | 233 | $2.11B |
| Q1 2021 | 233 | $2.11B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Axos Financial, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kestrel Investment Management Corp | 119,550 | $4.53M | 2.86% | −13,100−9.9% | Reduced |
| Prudential Financial Inc | 120,581 | $4.57M | 0.01% | +5,825+5.1% | Added |
| Two Sigma Investments, LP | 125,798 | $4.76M | 0.01% | +62,647+99.2% | Added |
| Raymond James & Associates | 128,533 | $4.87M | 0.00% | −39,528−23.5% | Reduced |
| Royal Bank of Canada | 130,321 | $4.93M | 0.00% | −718−0.5% | Reduced |
| Fred Alger Management, LLC | 135,186 | $5.12M | 0.03% | −2,732−2.0% | Reduced |
| Cubist Systematic Strategies, LLC | 138,037 | $5.23M | 0.06% | +76,642+124.8% | Added |
| Scout Investments, Inc. | 143,001 | $5.35M | 0.12% | −4,158−2.8% | Reduced |
| Qube Research & Technologies Ltd | 142,646 | $5.40M | 0.02% | +63,523+80.3% | Added |
| Jane Street Group, LLC | 144,497 | $5.47M | 0.01% | +115,531+398.9% | Added |
| Gator Capital Management, LLC | 146,680 | $5.55M | 3.93% | +11,900+8.8% | Added |
| Putnam Investments LLC | 147,364 | $5.58M | 0.01% | −5,023−3.3% | Reduced |
| Legal & General Group Plc | 148,614 | $5.63M | 0.00% | −4,391−2.9% | Reduced |
| State of Wisconsin Investment Board | 149,948 | $5.68M | 0.02% | +106,124+242.2% | Added |
| Royce & Associates LP | 159,364 | $6.03M | 0.06% | −4,683−2.9% | Reduced |
| Emerald Mutual Fund Advisers Trust | 162,304 | $6.14M | 0.37% | +41,760+34.6% | Added |
| S&T Bank | 162,538 | $6.15M | 1.19% | −4,659−2.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 172,952 | $6.55M | 0.01% | −41,570−19.4% | Reduced |
| Emerald Advisers, LLC | 176,396 | $6.68M | 0.32% | +49,110+38.6% | Added |
| Rhumbline Advisers | 178,746 | $6.77M | 0.01% | +1,836+1.0% | Added |
| Brandywine Global Investment Management, LLC | 182,352 | $6.90M | 0.06% | +130,529+251.9% | Added |
| Lord, Abbett & Co. LLC | 190,530 | $7.21M | 0.03% | +66,500+53.6% | Added |
| D. E. Shaw & Co., Inc. | 201,004 | $7.61M | 0.01% | +71,173+54.8% | Added |
| Arrowstreet Capital, Limited Partnership | 215,079 | $8.14M | 0.01% | +8,261+4.0% | Added |
| FJ Capital Management LLC | 225,421 | $8.53M | 0.97% | +225,421 | New |
| Invesco Ltd. | 232,735 | $8.81M | 0.00% | −5,977−2.5% | Reduced |
| Citadel Advisors LLC | 251,850 | $9.54M | 0.01% | +250,813+24,186.4% | Added |
| Ategra Capital Management, LLC | 262,923 | $9.95M | 5.44% | +2,721+1.0% | Added |
| Stieven Capital Advisors, L.P. | 270,133 | $10.2M | 2.65% | +9,700+3.7% | Added |
| Victory Capital Management Inc | 272,670 | $10.3M | 0.01% | −4,993−1.8% | Reduced |
| Principal Financial Group Inc | 283,285 | $10.7M | 0.01% | −16,406−5.5% | Reduced |
| TCW Group Inc | 290,500 | $11.0M | 0.14% | +123,100+73.5% | Added |
| Orchard Capital Managment, LLC | 297,636 | $11.3M | 4.17% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 349,906 | $13.2M | 0.00% | −174,361−33.3% | Reduced |
| Bragg Financial Advisors, Inc | 353,661 | $13.4M | 0.71% | +139,473+65.1% | Added |
| Pembroke Management, LTD | 355,481 | $13.5M | 1.84% | −74,168−17.3% | Reduced |
| Redwood Investments, LLC | 366,137 | $13.9M | 1.87% | −27,699−7.0% | Reduced |
| Goldman Sachs Group Inc | 371,451 | $14.1M | 0.00% | −141,247−27.5% | Reduced |
| Norges Bank | 427,756 | $16.2M | 0.00% | −47,021−9.9% | Reduced |
| Shaker Investments LLC | 469,802 | $17.8M | 9.81% | +2,707+0.6% | Added |
| Bank of New York Mellon Corp | 561,895 | $21.3M | 0.00% | −22,404−3.8% | Reduced |
| Millennium Management LLC | 594,148 | $22.5M | 0.02% | +203,707+52.2% | Added |
| Rice Hall James & Associates, LLC | 599,822 | $22.7M | 1.44% | −11,342−1.9% | Reduced |
| Charles Schwab Investment Management Inc | 602,675 | $22.8M | 0.01% | +22,253+3.8% | Added |
| Loomis Sayles & Co L P | 642,062 | $24.3M | 0.04% | +56,634+9.7% | Added |
| Basswood Capital Management, L.L.C. | 668,498 | $25.3M | 1.92% | +125,736+23.2% | Added |
| Morgan Stanley | 674,442 | $25.5M | 0.00% | −5,420−0.8% | Reduced |
| Geneva Capital Management LLC | 727,636 | $27.5M | 0.58% | +186,343+34.4% | Added |
| Northern Trust Corp | 780,257 | $29.5M | 0.01% | +2220.0% | Added |
| FMR LLC | 840,606 | $31.8M | 0.00% | −42,587−4.8% | Reduced |
| Jarislowsky, Fraser Ltd | 844,358 | $32.0M | 0.21% | −4,237−0.5% | Reduced |
| Nuveen Asset Management, LLC | 857,871 | $32.5M | 0.01% | +116,365+15.7% | Added |
| Geode Capital Management, LLC | 1,117,505 | $42.3M | 0.01% | +45,011+4.2% | Added |
| Wasatch Advisors Inc | 1,209,486 | $45.8M | 0.29% | −278,856−18.7% | Reduced |
| Ameriprise Financial Inc | 1,376,615 | $52.1M | 0.02% | +74,649+5.7% | Added |
| American Century Companies Inc | 1,395,715 | $52.8M | 0.04% | +843,606+152.8% | Added |
| Davis Asset Management, L.P. | 1,500,000 | $56.8M | 3.32% | +75,000+5.3% | Added |
| Dimensional Fund Advisors LP | 2,590,065 | $98.1M | 0.03% | +30,052+1.2% | Added |
| State Street Corp | 2,673,093 | $101.2M | 0.01% | −293,285−9.9% | Reduced |
| Vanguard Group Inc | 5,973,406 | $226.2M | 0.01% | −270,481−4.3% | Reduced |
| BlackRock Inc. | 8,460,966 | $320.3M | 0.01% | +24,394+0.3% | Added |
| Fuller & Thaler Asset Management, Inc. | 0 | $0 | 0.00% | −1,152,406−100.0% | Sold out |
| Epoch Investment Partners, Inc. | 0 | $0 | 0.00% | −934,813−100.0% | Sold out |
| FIL Ltd | 0 | $0 | 0.00% | −118,114−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −102,938−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −34,853−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −19,448−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −13,735−100.0% | Sold out |
| Mach-1 Financial Group, Inc. | 0 | $0 | 0.00% | −13,246−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −13,065−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −11,577−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −11,372−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −9,344−100.0% | Sold out |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −7,101−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −6,592−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −6,298−100.0% | Sold out |
| Profund Advisors LLC | 0 | $0 | 0.00% | −5,624−100.0% | Sold out |
| Crossmark Global Holdings, Inc. | 0 | $0 | 0.00% | −4,411−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −5,100−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −3,615−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −2,245−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −1,165−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −355−100.0% | Sold out |
| Macroview Investment Management LLC | 0 | $0 | 0.00% | −284−100.0% | Sold out |
| Safeguard Financial, LLC | 0 | $0 | 0.00% | −128−100.0% | Sold out |
| Bell Investment Advisors, Inc | 0 | $0 | 0.00% | −69−100.0% | Sold out |
| Disciplined Investments, LLC | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Pictet Asset Management SA | – | – | – | – | Not filed |
| BerganKDV Wealth Management, LLC | – | – | – | – | Not filed |
| First Capital Advisors Group, LLC. | – | – | – | – | Not filed |