Axos Financial, Inc.
AX- Exchange
- NYSE
- Industry
- Savings Institution, Federally Chartered
- SEC CIK
- 0001299709
In the last 90 days, Axos Financial, Inc. insiders filed 0 open-market purchases and 2 sales; 386 institutions reported holding it in 13F filings for Q2 2026, worth $4.71B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Axos Financial, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 261
- +4 vs. Q2 2023
- Shares held
- 48.1M
- −32.3K (−0.1%) vs. Q2 2023
- Total value
- $1.82B
- −$78.2M (−4.1%) vs. Q2 2023
- New holders
- 31
- 95 more added
- Sold out
- 27
- 92 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 386 | $4.71B |
| Q1 2026 | 387 | $4.05B |
| Q4 2025 | 379 | $3.96B |
| Q3 2025 | 382 | $3.82B |
| Q2 2025 | 365 | $3.41B |
| Q1 2025 | 352 | $2.96B |
| Q4 2024 | 356 | $3.30B |
| Q3 2024 | 335 | $3.01B |
| Q2 2024 | 318 | $2.79B |
| Q1 2024 | 310 | $2.64B |
| Q4 2023 | 303 | $2.70B |
| Q3 2023 | 261 | $1.82B |
| Q2 2023 | 260 | $1.90B |
| Q1 2023 | 256 | $1.75B |
| Q4 2022 | 244 | $1.80B |
| Q3 2022 | 251 | $1.61B |
| Q2 2022 | 239 | $1.68B |
| Q1 2022 | 248 | $2.13B |
| Q4 2021 | 244 | $2.54B |
| Q3 2021 | 232 | $2.38B |
| Q2 2021 | 233 | $2.11B |
| Q1 2021 | 233 | $2.11B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Axos Financial, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Advisors, Ltd. LLC | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 3 | $114 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 3 | $118 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 10 | $374 | 0.00% | −2−16.7% | Reduced |
| Your Advocates Ltd., LLP | 10 | $379 | 0.00% | +10 | New |
| Northwestern Mutual Wealth Management Co | 13 | $492 | 0.00% | +13 | New |
| SJS Investment Consulting Inc. | 15 | $568 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 24 | $909 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 31 | $1.13K | 0.00% | −8−20.5% | Reduced |
| Farmers & Merchants Investments Inc | 39 | $1.48K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 48 | $1.82K | 0.00% | 00.0% | Unchanged |
| Foster Dykema Cabot & Co Inc | 59 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 65 | $2.00K | 0.00% | +24+58.5% | Added |
| Steward Financial Group LLC | 54 | $2.00K | 0.00% | +54 | New |
| West Tower Group, LLC | 55 | $2.08K | 0.00% | −1−1.8% | Reduced |
| Lindbrook Capital, LLC | 79 | $2.99K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 96 | $3.63K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Co | 98 | $3.71K | 0.00% | +98 | New |
| Umb Bank N A | 106 | $4.01K | 0.00% | −143−57.4% | Reduced |
| Massmutual Trust Co FSB | 114 | $4.32K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 128 | $4.85K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 160 | $6.06K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 174 | $6.59K | 0.00% | 00.0% | Unchanged |
| LGT Financial Advisors LLC | 204 | $7.72K | 0.01% | +204 | New |
| Bokf, NA | 224 | $8.07K | 0.00% | +100+80.6% | Added |
| Operose Advisors LLC | 242 | $9.16K | 0.00% | +242 | New |
| Global Retirement Partners, LLC | 265 | $9.74K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 292 | $11.1K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 310 | $11.7K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 322 | $12.2K | 0.00% | −145−31.0% | Reduced |
| Parallel Advisors, LLC | 360 | $13.6K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 361 | $13.7K | 0.00% | +330+1,064.5% | Added |
| First Horizon Advisors, Inc. | 396 | $15.0K | 0.00% | +64+19.3% | Added |
| PrairieView Partners, LLC | 400 | $15.0K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 412 | $15.6K | 0.00% | −100−19.5% | Reduced |
| TD Private Client Wealth LLC | 417 | $15.8K | 0.00% | −13,174−96.9% | Reduced |
| STRS Ohio | 500 | $18.0K | 0.00% | +500 | New |
| Public Employees Retirement System of Ohio | 639 | $24.0K | 0.00% | +19+3.1% | Added |
| Quarry LP | 668 | $25.3K | 0.02% | +283+73.5% | Added |
| Carmel Capital Partners, LLC | 789 | $29.9K | 0.01% | +789 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 810 | $30.7K | 0.00% | +410+102.5% | Added |
| State of Wyoming | 823 | $31.2K | 0.01% | +256+45.1% | Added |
| Ronald Blue Trust, Inc. | 942 | $37.0K | 0.00% | +686+268.0% | Added |
| Covestor Ltd | 1,302 | $49.0K | 0.04% | +331+34.1% | Added |
| Oakworth Capital, Inc. | 1,305 | $49.4K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 1,565 | $59.0K | 0.00% | −2,340−59.9% | Reduced |
| Huntington National Bank | 2,309 | $87.4K | 0.00% | +70+3.1% | Added |
| Steward Partners Investment Advisory, LLC | 2,482 | $94.0K | 0.00% | +286+13.0% | Added |
| Caas Capital Management LP | 2,700 | $102.2K | 0.02% | +2,700 | New |
| National Bank of Canada | 3,066 | $114.0K | 0.00% | +17+0.6% | Added |
| Metropolitan Life Insurance Co | 3,276 | $124.0K | 0.01% | +95+3.0% | Added |
| Earnest Partners LLC | 3,600 | $136.3K | 0.00% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 4,000 | $151.4K | 0.04% | 00.0% | Unchanged |
| Headlands Technologies LLC | 4,186 | $158.5K | 0.08% | +4,186 | New |
| CWM, LLC | 4,365 | $165.0K | 0.00% | −63−1.4% | Reduced |
| Vestcor Inc | 4,405 | $167.0K | 0.01% | +4,405 | New |
| The PNC Financial Services Group, Inc. | 4,924 | $186.4K | 0.00% | −80−1.6% | Reduced |
| Atom Investors LP | 5,352 | $202.6K | 0.05% | +5,352 | New |
| Inceptionr LLC | 5,445 | $206.1K | 0.12% | −2,240−29.1% | Reduced |
| Cim Investment Mangement Inc | 5,465 | $206.9K | 0.08% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,653 | $214.0K | 0.01% | +954+20.3% | Added |
| UBS Group AG | 5,752 | $217.8K | 0.00% | +505+9.6% | Added |
| Clearstead Advisors, LLC | 5,766 | $218.3K | 0.01% | 00.0% | Unchanged |
| AXA S.A. | 5,900 | $223.4K | 0.00% | −6,500−52.4% | Reduced |
| Legato Capital Management LLC | 6,071 | $229.8K | 0.03% | +6,071 | New |
| James Investment Research Inc | 6,171 | $233.6K | 0.03% | 00.0% | Unchanged |
| Amundi | 6,646 | $237.1K | 0.00% | −142−2.1% | Reduced |
| Waterloo Capital, L.P. | 6,350 | $240.4K | 0.07% | 00.0% | Unchanged |
| Pictet Asset Management Holding SA | 6,477 | $245.2K | 0.00% | +6,477 | New |
| Prelude Capital Management, LLC | 6,574 | $248.9K | 0.02% | +6,574 | New |
| Keebeck Alpha, LP | 6,574 | $248.9K | 0.24% | +6,574 | New |
| Mission Creek Capital Partners, Inc. | 7,066 | $267.5K | 0.09% | −614−8.0% | Reduced |
| Commonwealth Equity Services, LLC | 7,236 | $274.0K | 0.00% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 7,745 | $293.2K | 0.03% | −311−3.9% | Reduced |
| Quantinno Capital Management LP | 7,770 | $294.0K | 0.01% | +261+3.5% | Added |
| Alps Advisors Inc | 7,815 | $295.9K | 0.00% | −620−7.4% | Reduced |
| First Hawaiian Bank | 7,855 | $297.4K | 0.01% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 7,900 | $299.1K | 0.02% | 00.0% | Unchanged |
| Foundry Partners, LLC | 8,004 | $303.0K | 0.02% | −1,730−17.8% | Reduced |
| First Republic Investment Management, Inc. | 8,089 | $306.3K | 0.00% | −1,736−17.7% | Reduced |
| Public Employees Retirement Association of Colorado | 8,494 | $322.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 8,557 | $324.0K | 0.00% | −217−2.5% | Reduced |
| Everence Capital Management Inc | 8,590 | $325.0K | 0.03% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 9,100 | $344.5K | 0.01% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 9,195 | $348.1K | 0.00% | −1,081−10.5% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,305 | $352.3K | 0.00% | +1,587+20.6% | Added |
| Quadrature Capital Ltd | 9,629 | $364.5K | 0.01% | +9,629 | New |
| New York Life Investment Management LLC | 9,644 | $365.1K | 0.00% | −1,519−13.6% | Reduced |
| Handelsbanken Fonder AB | 9,995 | $378.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 10,039 | $380.0K | 0.00% | −12,265−55.0% | Reduced |
| XTX Topco Ltd | 10,158 | $384.6K | 0.07% | −2,623−20.5% | Reduced |
| Jaffetilchin Investment Partners, LLC | 10,898 | $412.6K | 0.05% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,222 | $424.8K | 0.00% | +3,534+46.0% | Added |
| Nisa Investment Advisors, LLC | 12,630 | $478.2K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 12,702 | $481.0K | 0.04% | +1,798+16.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 13,952 | $528.2K | 0.00% | −803−5.4% | Reduced |
| SG Americas Securities, LLC | 14,285 | $541.0K | 0.01% | +14,285 | New |
| Captrust Financial Advisors | 14,525 | $549.9K | 0.00% | +3,310+29.5% | Added |
| DekaBank Deutsche Girozentrale | 14,777 | $551.0K | 0.00% | +14,777 | New |
| Tower Research Capital LLC (TRC) | 14,845 | $562.0K | 0.02% | +13,655+1,147.5% | Added |